Abstract
In modern microgrids (MGs) with high penetration of distributed energy resources (DERs), system reconfiguration occurs more frequently and becomes a significant issue. Fixed-parameter controllers may not handle these tasks effectively, as they lack the ability to adapt to the dynamic conditions in such environments. This paper proposes an intelligence-driven grid-forming (GFM) converter control method for islanding MGs using a robustness-guided neural network (RNN). To enhance the adaptability of the proposed method, traditional proportional-integral controllers in the GFM primary control loops are entirely replaced by the RNN. The RNN is trained by a robustness-guided strategy to replicate their robust behaviors. All the training stages are purely data-driven methods, which means that no system parameters are required for the controller design. Consequently, the proposed method is an intelligence-driven model-less GFM converter control. Compared with traditional methods, the simulation results in all testing scenarios show the clear benefits of the proposed method. The proposed method reduces overshoots by more than 71.24%, which keeps all damping ratios within the stable region and provides faster stabilization. In comparison to traditional methods, at the highest probability, the proposed method improves damping by over 14.7% and reduces the rates of change of frequency and voltage by over 59.97%. Additionally, the proposed method effectively suppresses the interactions between state variables caused by inverter-based resources, with frequencies ranging from 1.0 Hz to 1.422 Hz. Consequently, these frequencies contribute less than 19.79% to the observed transient responses.
GRID-FORMING (GFM) converters are crucial for grid voltage and frequency regulation, especially in 100% power electronics-based systems [
In [
As can be observed, traditional methods are mainly applied in previous research on stability and control. There is little focus on intelligence-driven methods like machine learning or neural networks, which could enhance system stability, decision-making, and real-time control and highlight a gap in the application of advanced techniques to power systems. As a result, the limitations of traditional methods emphasize the need for intelligence-driven methods, which could provide an advanced level of control for modern power systems [
A robustness-guided neural network () framework is proposed in this paper, and the advantages of the proposed RNN framework compared with recent GFM converter control methods for DERs are summarized in
Ref. | Method | Control architecture | Adaptability to uncertainty | Supportiveness for islanding mode | Supportiveness for inertia-less MG | Historical data learning | Simplification of control loop | Computational burden |
---|---|---|---|---|---|---|---|---|
[ | Multi-layer interactive control | PI-based GFM | Limited | Low | ||||
[ | Dynamic modeling for PV-based MGs | PI-based GFM | Limited | Moderate | ||||
[ | Settling-angle-based stability criterion | PI-based GFL and GFM | Moderate | Low | ||||
[ | Decentralized control for PV-based DC MGs | Predictive control for GFM PV unit | High | Moderate | ||||
This paper | Proposed RNN | Intelligence-driven GFM | Very high | High |
Note that the intelligence-driven method may require significant computational resources and deep expertise for designing and training the proposed RNN framework. However, since this process is performed offline, the computational burden is limited to the training phase. Once trained, the control or decision-making response of the proposed RNN framework is faster and more effective compared with traditional methods in the literature. To address the identified gaps in the literature, this paper presents the following contributions.
1) A new RNN framework for GFM converter control is introduced, enhancing the robustness in MG uncertainties and improving the damping performance during rapid changes of voltage and frequency in islanding MGs.
2) Physical PI controllers in the GFM converter control topology are replaced with two RNN schemes integrated into pulse width modulation (PWM), which simplifies the control architecture, eliminates additional control loops, and enhances adaptability and responsiveness to uncertainties and disturbances.
3) The intelligence-driven GFM converter control method is proposed, which involves injecting the input into the PWM, and reduces the reliance on intermediate control layers. This method improves the responsiveness and adaptiveness of DERs. Although this method shares structural similarities with traditional PI-based control loops, the novelty lies in the specific way it is implemented and the resulting performance, adaptability, and stability enhancements.
4) The proposed RNN framework continuously updates the RNN model, allowing it to learn from new data, adjust parameters, and effectively mitigate adverse effects during recurrent events.
An overview of multi-MGs with DERs is shown in

Fig. 1 Overview of multi-MGs with DERs.
Overall, the MG consists of two layers, i.e., physical layer and cyber layer. The physical layer incorporates DERs equipped with control systems and other infrastructures. Specifically, the cyber layer is constructed hierarchically, consisting of centralized, local, and distributed layers. Each of the cyber layer receives information from the lower layer such as voltage, frequency, active/reactive power, and device/component statuses.
The hierarchical GFM converter control method chooses voltage and frequency references, i.e., and , from the GFM converter to form its MG/sub-MG. These selected references are then transmitted to other GFL converters to synchronize with the corresponding GFM converters.
In the grid-connected scenario, multi-MGs, each with sub-MGs, operate in grid-tied modes. and are derived from PCC using a phase-locked-loop strategy, which can ensure a synchronization with the main grid through centralized control and account for variable delays when and , where and are the voltage and frequency of the PCC at time , respectively. In the islanding scenario, when the MG disconnects from the grid, the voltage and frequency references change. These references are set to be the values of the DER with the highest power output. Consequently, the voltage reference is , and the frequency reference is , where and are the voltage and frequency of the DER at the highest power output at time , respectively. Accordingly, the DER with the highest capacity operates in GFM mode, while others operate in GFL mode. The decentralized control is used with limited observable output signals and specific local communications.
We also consider the time delay in all input and output signals across different sub-MGs, which accounts for the impact of communication delays and reflects how these delays influence both local and centralized control processes. As a result, the time can be represented as , where is the local communication delay specific to the corresponding DER within the sub-MG, and with conditions . This adjustment accounts for the effect of time delay. For example, it accounts for the delay of the signal by shifting the original signal by . This delay arises from the exchange of information between local controllers and their associated DERs. The value of is always less than , i.e., , where is the communication delay between local controllers and the centralized controller. Both and depend on time and vary over time. Accordingly, and are represented by variable time delays. The concept of variable time delays can be found in [
An overview of a GFM converter is shown in
(1) |

Fig. 2 Overview of GFM converter.
where is the state variable; is the input vector from the intelligence-driven method and denotes the RNN; is the disturbance vector originating from wind and PV generators; and is the nonlinear function incorporating these inputs to determine .
In the proposed RNN framework, takes on a more direct role by being seamlessly integrated into the PWM process. By directly injecting into the PWM, the physical PI controllers are replaced by the RNN within the GFM converter control loops. Note that the proposed RNN framework shares similarities with traditional PI-based control methods, which simplifies the control architecture and overcomes challenges of physical controllers, such as limited flexibility and reliance on accurate mathematical models. In RNN scheme 1, as shown in

Fig. 3 Proposed RNN scheme 1.
Accordingly, of the RNN scheme 1 can be written as:
(2) |
where is the transpose operator; and are the -axis commanded signal vectors from voltage and current control loops, respectively; and is the commanded signal from phase angle control loop.
In (2), and are transformed to , , and using the inverse Park transformation, which are consequently used to command the PWM of the GFM converters. From
(3) |
(4) |
(5) |
where denotes the small deviation; and are the -axis current and voltage, respectively; is the reference signal of ; is the vector representing active power output; is the frequency control gain; is the angular velocity; is the vector representing frequency reference; and and are the capacitance and inductance, respectively.

Fig. 4 Proposed scheme 2.
The total output number of scheme 2 differs from that in RNN scheme 1. RNN scheme 2 forms a unified model. Additional variables are introduced as and . Accordingly, is the reference signal of . With these considerations, of RNN scheme 2 can be expressed as:
(6) |
(7) |
(8) |
To replace traditional PI controllers with the proposed method, specific expressions using (3)-(5), (7), and (8) are initially defined. is introduced. Consequently, can be modified as:
(9) |
(10) |
where subscripts and are the layer and node indices, respectively; and are the total numbers of hidden layers and nodes, respectively; represents any known physically-guided equation, if applicable; is the nonlinear activation function for the output layer; is the transformed output vector that passes through a node of a hidden layer (at an input layer , ); and are the weight and bias vectors, respectively; and is the bias vector of the output layer.
For the RNN scheme 1 shown in
(11) |
(12) |
(13) |
(14) |
where , , , and are the transformed output vectors of , , , and , respectively. In (11), if , ; otherwise, .
For the RNN scheme 2 illustrated in
(15) |
(16) |
(17) |
(18) |
where and are the weighting vectors of the first layer () of and , and , respectively. For other layers (), and , and consequently . Here, the vectors , , , , , , , , and are trained and optimized for the RNN scheme 1. The vectors , , , , , , , , , and are trained and optimized for the RNN scheme 2. In the training stage, these parameters are automatically optimized and updated by a stochastic gradient descent method.
Let and be the time with variable delays affected centralized and local control platforms, respectively; and be the measured time-varying output vector in a form of time-series data containing crucial MG dynamics behavior. Accordingly, the vectors and can be expressed as:
(19) |
(20) |
where and ; is the signal amplitude; is the damping coefficient; is the angular frequency representing the frequency at which the poorly-damped oscillation would occur; is the vector of phase shifts; is the vector of average active power output deviations of DERs; and is the vector of average active power output deviations of distributed loads.
Here, , where and are the vectors of average values of bus frequency and voltage deviations of DERs, respectively. To get and from measurements, the 100- stamped time (denoted by ) is regarded. In any signal pattern within a moving window of size , the vectors in (19) and in (20) can be represented by their discrete-time counterparts, and , as:
(21) |
(22) |
Both scheme 1 and RNN scheme 2 are trained by prioritizing robustness and high damping as well as reducing the rates of changes of frequencies and voltages of all buses in the MG, minimizing the loss function , as:
(23) |
(24) |
where , , and are the indices representing the MG robustness, damping performance, and ability to reduce the rates of changes of frequency and voltage, respectively; is the total number of training data sets; and is the total number of signal patters in each data.
The term serves the purpose of enhancing robustness in both frequency and voltage control loops, which is considered by:
(25) |
where operator returns the -norm of its argument; and and denote the closed-loop systems including RNN, which are identified by , and , , using the sub-space state-space identification, respectively.
The overall damping performance is determined by:
(26) |
where is the total number of oscillation modes; and is the estimated damping calculated from the identified matrices and .
The rates of changes of frequency and voltage can be evaluated by:
(27) |
where and are the rates of changes of average frequency and voltage, respectively.
Let , where can be either , , or , the values obtained from (25)-(27) are normalized (denoted by operator ) into a range of and by:
(28) |
where over-line “” means the normalized variable.
By applying (28), variables , , and can be obtained. Consequently, these values are substituted into (23) to calculate for . Therefore, by employing the function in (28), no weighting factors are required to balance the terms , , and in (23). Here, the dynamics of the MG are apparent in the measured signals , as expressed in (19) and (21). In the training process of the RNN and the computation of the loss function (23), only and in the forms of (21) and (22) are used. Exact MG parameters and their updates are not required. These parameters can be uncertain or change due to variations in MG topology, disconnection/synchronization from/to the main grid, and islanding conditions. The complete process of training and data preparation is presented in

Fig. 5 Complete process of training and data preparation.
The RNN schemes have undergone the validation within the MG with DERs, as illustrated in

Fig. 6 Test MG system with DERs and proposed hierarchical GFM converter control structure consisting of three MGs and nine sub-MGs.
Under a normal MG condition, all MGs are connected to the utility grid to assist in supporting a maximum load of 200 . The DERs in these MGs are modeled as GFL converters. Additionally, a 150 synchronous generator is connected to the utility grid. This situation falls under the classification of a grid-connected scenario, as detailed in Section II. Under these circumstances, the operations of DERs and loads are as follows.
1) At the utility grid, the synchronous generator at the PCC is operated at 80%-95% of its maximum capacity.
2) In MG1, all DERs are operated at 50%-65% of their maximum capacities, and all loads fluctuate at 75%-90% of their maximum capacities.
3) In MG2, all DERs are operated at 45%-55% of their maximum capacities, and all loads fluctuate at 60%-75% of their maximum capacities.
4) In MG3, all DERs are operated at 50%-65% of their maximum capacities, and all loads fluctuate at 80%-95% of their maximum capacities.
First, the total number of possible scenarios for the test system shown in
In an individual random operating point, all loads randomly fluctuate by from their normal operating points specified in Section IV-A. Additionally, potential random outages and out of services of CTC, LOCs, and/or DTCs are considered at an individual random operating point. By incorporating these uncertainties into the training processes, the trained RNNs can resiliently operate under various grid-tied and islanding conditions with high robustness against communication issues. Then, the measured data sets in (19) and (20) are transformed into their discrete counterparts using (21) and (22) with or . A moving window length of is used, and can be calculated as specified in (23). The maximum number of iterations is set to be 60, and the hyperbolic tangent function is used as the nonlinear activation function.
With these settings, the training processes take approximately 13 hours and 17 minutes for RNN scheme 1, and 15 hours and 52 minutes for RNN scheme 2. It is found that the training time of RNN scheme 1 is shorter than that of the RNN scheme 2 since RNN scheme 1 incorporates physically-guided terms in the developed model, such as in (11) and in (12), whereas for RNN scheme 2. With known , as a result, the training process of RNN scheme 1 converges more quickly to minimize the targeted loss function in (23). However, if certain parameters such as , , , and/or are missing or cannot be measured at time , this creates an obstacle. Such issues may arise due to communication problems or other related factors, which can hinder the design process of RNN scheme 1 and may lead to a degradation in its performance. To validate the proposed method, the trained RNN scheme 1 and RNN scheme 2 are compared with traditional GFM converter control loops using model-based PI controllers, while additional signals from the RNN are incorporated into the junction points at inner-current control and phase angle control loops. Here, the compared strategy is referred to as PI with RNN.
In case study 1, the assumed events include periodic fluctuations of active and reactive power occurring every 1-5 s in all DERs and loads in a range of from their current operating points. Prior to disconnection, all DERs take and from the PCC. In this state, all DERs operate in the GFL modes. The disturbance applied to case study 1 consists of two main factors: the unplanned disconnection event, which leads to the separation of sub-MG3 from the grid, and the fluctuations in the outputs of intermittent DERs.
Initially, MG1, MG2, and MG3 are interconnected and also connected to the main grid. At , an unplanned disconnection occurs, separating sub-MG3 of MG3 from the rest of the grid. This event results in the formation of an islanding sub-MG3. Case study 1 results in the transition from grid-tied mode to sub-islanding condition. of sub-MG3 provides the highest active power support to sub-MG3 compared with the others, which operates in GFM mode to generate references for them. After , intermittent DERs increase in sub-MG3 within a range of from their current operating points.
Accordingly,

Fig. 7 Time-domain simulation of case study 1.
A time-domain analysis is conducted to explore various re-connection scenarios. Case study 2 replicates the conditions in case study 1, except for the failures in receiving input signals for LOCs across all DERs during the first period between and . These failures obstruct the transmission of local input-output signals to the RNNs, resulting in all MGs being entirely controlled by the DTCs of their corresponding sub-MGs. applied in case study 2 is similar to that in case study 1. However, it includes the additional effect of a complete failure to receive signals from all local controllers at the beginning of the simulation.
Initially, from to , each MG operates independently in an islanding mode. In MG1, in sub-MG1, in sub-MG2, and in sub-MG3 operate in the GFM mode, producing the highest active power within their respective sub-MGs. Other DERs in each sub-MG operate in the GFL mode, deriving references from the corresponding DERs in GFM modes. Similarly, in MG2, in sub-MG1 and in sub-MG2 operate in GFM modes. In MG3, in sub-MG1, in sub-MG2, in sub-MG3, and in sub-MG4 also operate in GFM modes. To ensure the synchronization and form the sub-MGs, these sources generate the highest active power and produce references for the GFL control loops of other DERs within their respective sub-MGs.
At , MG3 reconnects with MG2, establishing the islanding mode between MG2 and MG3. During this period, it is assumed that the LOCs are restored, and the information from these LOCs can be transmitted to the CTC, thereby allowing the interconnected islanding MG to be governed by the CTC. Throughout this period, the CTC detects that the in sub-MG2 of MG2 operates in GFM mode as it provides the highest power supported to the grid. As a result, other DERs in this interconnected islanding MG derive references from in sub-MG2 of MG2 for their GFL active and reactive power control loops. Later, at , MG1 reconnects to the others. The MG is controlled by the CTC. During this period, the CTC detects that in sub-MG2 of MG2 is generating the highest active power to the grid. Consequently, in sub-MG2 of MG2 operates in the GFM mode, supplying references to the GFL converters of other DERs for their active and reactive power control.
Following this, at , the islanding MG (comprising MG1, MG2, and MG3 connected together) reconnects to the utility grid. During this transition from islanding condition to grid-connected condition, the synchronous generator is not available, and the load is approximately and no inertia is supported. During this period, akin to the preceding timeframe, in sub-MG2 of MG2 continues to operate in the GFM mode. Consequently,

Fig. 8 Time-domain simulation results of case study 2.
In this subsection, the probability analyses are carried out across different scenarios. It is important to note that these scenarios are entirely different from those used to train the RNNs. To verify this, in each scenario, time-series data over a duration of are gathered with a sampling interval of . At each time step, the values for , , and are collected, totaling points for further analysis. After obtaining these values for all scenarios, the data sets consist of a total of data points ( for each of , , and ). Subsequently, a probability analysis method is utilized to estimate the densities of each of these data sets.
First, the focus is on evaluating the performance of hierarchical GFM converter control in scenarios where CTC, LOC(s), and/or DTC(s) are unexpectedly unavailable. The conditions are kept consistent where DERs and loads randomly vary in a range of 25% from their normal operating points. In each scenario, we introduce additional factors of random failure, which include failures of CTC, LOC(s), DTC(s), or unexpected islanding. In this scenario, the verification is conducted on the PI with RNN while employing four GFM converter controls, which are centralized GFM converter control, local GFM converter control, distributed GFM converter control, and proposed hierarchical GFM converter control.
For the centralized GFM converter control, the assumption is made that this control has the capability to monitor global signals from all MGs with a random delay . However, in the event of a failure at the CTC, the GFM converter loses its ability to receive all inputs for controlling MGs. For the local GFM converter control, the delay is randomly in the range for each LOC. Besides, if any failure occurs at one or more LOCs, DTCs remain available to transmit signals to GFM converter control loops. However, the LOCs may restrict the ability to observe all signals. For the distributed GFM converter control, unlike centralized GFM converter control, no global signals are employed for GFM converter control. This control performs effectively, particularly in islanding scenarios without inertia support from the main grid. It is clear that the proposed hierarchical GFM converter control effectively handles unexpected islanding scenarios in a multi-MG system.
In

Fig. 9 Probabilistic analysis under conditions of random delays and failures of CTC, LOC, and/or DTC. (a) RoCoV. (b) RoCoF. (c) .
Following this, performances of the scheme 1 and scheme 2 are evaluated. Here, MG3 is assumed to be isolated from both MG1 and MG2, creating an islanding condition for sub-MG4.
Two separate probabilistic analyses are conducted within these islanding sub-MGs of MG3: analysis 1 considers sub-MG1, sub-MG2, and sub-MG3 together, while analysis 2 focuses solely on sub-MG4.

Fig. 10 Probabilistic analyses. (a) Analysis 1: results of MG3 with sub-MG1, sub-MG2, and sub-MG3. (b) Analysis 2: results of MG3 with sub-MG4.
In analysis 1, the variations of and are similar across all strategies. For the proposed RNN schemes, and fall within the ranges and , respectively.
For the PI with , the ranges of and are and , respectively. However, the difference is observed in . The proposed RNN schemes do not show negative damping, while the PI with shows values of in the range . In analysis 2, PI with and scheme 1 exhibit poorer performances in sub-MG4 compared with the scheme 2 in managing variations. The results for range from in the case of the scheme 1. In contrast, for scheme 2, the range of is only . Considering , the scheme 1 shows a significant improvement in damping, with values in the range . The highest probability occurs at a damping value of for scheme 2. Similar to analysis 1, the worst results are observed in the PI with , where negative damping might occur and fall within the range .
This paper introduces an intelligence-driven GFM converter control method for islanding MGs with DERs. The proposed method can handle both grid-tied and islanding scenarios by adaptively adjusting references in real time to mitigate communication issues, ensuring reliable operation and optimal performance under varying conditions. The proposed RNN scheme 1 employs separate RNN modules for voltage, current, and phase angle control, while the proposed RNN scheme 2 integrates them into a single RNN module to minimize control interaction. The RNN design incorporates a convolutional neural network structure focused on robustness, damping, and minimizing voltage and frequency changes during training. The proposed method includes normalizing indices and calculating a loss function to manage uncertainties and parameter changes during critical MG operations. Time-domain simulations validate the effectiveness of the proposed RNN schemes in mode transitions and disturbances, showing superior performance over a comparative strategy. Probabilistic analysis demonstrates both RNN schemes reduce voltage and frequency fluctuations, with RNN scheme 2 particularly effective in minimizing control loop interaction.
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