Journal of Modern Power Systems and Clean Energy

ISSN 2196-5625 CN 32-1884/TK

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Maximum Power Point Tracking Control of Wind Turbine Generators Based on High-order Torque Curve  PDF

  • Liansong Guo
  • Zaiyu Chen (Member, IEEE)
  • Minghui Yin (Member, IEEE)
  • Chenxiao Cai (Senior Member, IEEE)
  • Yun Zou (Member, IEEE)
School of Automation, Nanjing University of Science and Technology, Nanjing 210094, China

Updated:2025-05-21

DOI:10.35833/MPCE.2024.000395

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Abstract

The optimal torque (OT) method, which is preferred for its simplicity, is widely employed in maximum power point tracking (MPPT) control strategies for wind energy capture in wind turbine generators (WTGs). Based on the OT method, the decreased torque gain (DTG) method is developed to improve turbine acceleration through a reduction of the torque gain coefficient. However, the DTG method does not fully align with the acceleration performance required by wind turbines, which subsequently limits improvements in wind energy capture efficiency. To address these concerns, a novel MPPT control strategy is proposed, which introduces redefined torque curve and torque command conceptualized based on a higher-order function relative to rotor speed. Additionally, an adaptive algorithm for the periodic update of the torque command is suggested to better accommodate the variability of turbulent wind speeds, thus aiming to improve the wind energy capture efficiency. The effectiveness of the proposed MPPT control strategy is substantiated through the wind turbine simulator (WTS)-based experiments.

I. Introduction

THE recent surge in interest towards renewable and clean energy sources has spotlighted the potential of wind energy [

1]-[3]. The maximum power point tracking (MPPT) control strategies [4], [5], which maximize the wind energy capture efficiency for wind turbine generators (WTGs), are pivotal in this regard. There are several methods including the optimal torque (OT) method [6], tip speed ratio (TSR) method [7], and perturb and observe (P&O) method [8], which form the basis of MPPT control strategies. The OT method is extensively used in engineering applications due to its operational convenience and low transmission chain load [9], [10]. This study focuses on enhancing the performance of WTG using the OT method.

In essence, the OT method is a systematic steady-state-based control method. It utilizes the maximum power point (MPP), i.e., the steady-state operating point at different wind speeds, to derive the OT curve. Subsequently, the MPPT is realized by adjusting the generator torque of WTG through rotor speeds. However, as the capacity of WTGs and rotor inertia progressively increase, the slow dynamics of WTGs are intensified, leading to significant tracking losses and a decline in wind energy capture efficiency at turbulent wind speeds in [

11].

To elevate the discourse surrounding the optimization of wind turbines, recent investigations foreground the enhanced methodologies predicated on the OT method, including the following:

1) The decreased torque gain (DTG) method [

12], which attenuates the gradient of the generator torque curve via the incorporation of a torque gain coefficient, thereby diminishing generator torque and enhancing the acceleration performance.

2) The reduction of tracking range (RTR) method [

13] and effective tracking range (ETR) method [14], which eliminate segments of the torque curve and abbreviate the tracking range of WTG for wind gusts, thereby improving the wind energy capture efficiency.

3) The inertia compensation control (ICC) method [

15], [16], constant bandwidth control (CBC) method [17], [18], and optimally tracking rotor (OTR) method [10]. A generator torque compensation term is added to increase the torque discrepancy. Furthermore, an adaptive compensation control method is developed to dynamically adjust the compensation term [11].

Among these methods, the DTG method distinguishes itself with its simple principle and extensive deployment in engineering practices. Notably, by merely attenuating the incline of the torque curve, the generator torque of WTG in the DTG framework remains a function solely dependent on rotor speed [

12], [19]. It ensures that the deviations in the generator torque of WTG are minimally exacerbated, thereby harmonizing enhancements in wind energy capture efficiency with the mitigation of augmented drive-train loads.

Given that the DTG method encompasses an adjustable gain coefficient which exerts an influence on wind energy capture efficiency, current academic efforts predominantly focus on fine-tuning this aspect of the DTG method so as to optimize its performance.

Based on the DTG method, the adaptive torque control (ATC) [

20] method is developed to periodically adjust the DTG gain coefficient at different wind speeds. To overcome the problem of the nonconvergence for searching the coefficient under turbulence, an improved adaptive-torque gain MPPT control is proposed in [21]. Furthermore, the convergence speed of the gain coefficient is improved in [22]. Different from the searching method, an optimized DTG method is proposed to optimize the gain coefficient offline, which is more adaptable to the turbulent wind speeds [23]. Nonetheless, these methods steadfastly adhere to the structural confines of the DTG method.

This study finds that, due to the adherence to the form of the torque curve, the extent to which the DTG method reduces generator torque that positively correlates with wind speed. This leads to the difficulty in improving the acceleration performance of WTG to adapt to changes in wind speed. This limitation is particularly evident in the following operational aspects:

1) At low wind speeds, the aerodynamic torque weakens, so there is a greater necessity to reduce the generator torque significantly to increase the unbalanced torque. However, the DTG method only marginally reduces the generator torque, resulting in a limited increase in unbalanced torque. This limitation hampers the effectiveness of improving the acceleration performance and wind energy capture efficiency of WTGs.

2) At high wind speeds, the significantly amplified aerodynamic torque predominates the amplitude of the unbalanced torque. However, the DTG method markedly diminishes the generator torque at high wind speeds. The powerful aerodynamic torque in conjunction with the significantly weakened generator torque leads to a significant surge in the unbalanced torque. This results in excessive turbine acceleration and consequently reduces wind energy capture efficiency.

To circumvent these challenges, a redefined torque curve based on a higher-order function (greater than 2) relative to rotor speed and torque command is proposed in this study, substituting the traditional quadratic function utilized in the DTG method. It allows the reduction in generator torque to be inversely correlated with the rotor speed, which effectively creates a negative association between the generator torque reduction and wind speed.

Furthermore, an adaptive algorithm is proposed, which can dynamically modify the torque command parameters at turbulent wind speeds. The tracking capability can be effectively enhanced at low wind speeds. In addition, issues related to excessive acceleration can be mitigated at high wind speeds. Thus, the proposed adaptive algorithm strives to improve the wind energy capture efficiency. The effectiveness of the proposed MPPT control strategy is substantiated through the wind turbine simulator (WTS)-based experiments. The major contributions of this study are summarized as follows.

1) It is found that the DTG method enhances the acceleration performance of WTGs in a manner misaligned with their operational needs. Specifically, it falls short in boosting the acceleration of WTGs at low wind speeds, where enhancement is critically needed for WTGs, and conversely amplifies acceleration excessively at high wind speeds. Both outcomes detract from improving the wind energy capture efficiency.

2) A redefined torque curve and a torque command are proposed, which are finely attuned to the acceleration requirements of WTGs. They significantly elevate the acceleration performance at low wind speeds and mitigate the risk of undue acceleration at high wind speeds.

3) An adaptive algorithm for adjusting torque command parameters in response to fluctuating wind speeds is proposed. By fine-tuning curve parameters dynamically, the proposed adaptive algorithm thereby adapts better to different wind speeds.

4) The proposed adaptive algorithm not only effectively improves wind energy capture efficiency but also ensures its simplicity and ease of application, which harmonizes the engineering effectiveness with practical viability.

The rest of this study is organized as follows. Section II introduces the modeling of WTG and review of the OT and DTG methods. Section III discusses the acceleration performance of WTG using DTG method at different wind speeds. Section IV proposes the proposed MPPT control strategy. Section V presents the experimental validation. Finally, Section VI provides conclusions.

II. Modeling of WTG and Review of OT and DTG Methods

The block diagram of permanent-magnet synchronous generator (PMSG)-type WTG with MPPT control strategy is shown in Fig. 1. It mainly includes two dynamic processes of the realization of the MPPT control, which are mechanical dynamics and electromagnetic dynamics. The mechanical dynamics encompass elements, i.e., the rotor blades and gearbox, while the electromagnetic dynamics comprise the generator, converter, and grid. The MPPT control strategy can adjust the rotor speed of WTGs by modulating the generator torque through the torque command Tg,cmd.

Fig. 1  Block diagram of PMSG-type WTG with MPPT control strategy.

Given the disparity in response time between the mechanical (significantly longer) [

24] and electromagnetic dynamics, electromagnetic dynamics can be considered to have an instantaneous response when discussing mechanical dynamics. Because this study focuses on mechanical dynamics in conjunction with MPPT control, the methodology in this paper is predicated on the presumption that generator control can swiftly and accurately fulfill the electric torque command through the idea of fast-slow dynamic decoupling, i.e., Tg=Tg,cmd [25].

A. Modeling of WTG

The aerodynamic power captured by a WTG is defined as Pr, which is given as [

12]:

Pr=12ρπR2v3Cp(λ,β) (1)
λ=ωrRv (2)

Generally, the pitch angle β remains fixed for MPPT control, i.e., β=0. In this case, Cp(λ,β) can be considered a function only of λ. A typical power coefficient curve is depicted in Fig. 2. This curve manifests as a single-peak function, thereby identifying an optimal TSR λopt, which maximizes Cp (denoted as Cpmax). Notably, both λopt and Cpmax are contingent upon the structural design of WTG and may vary across different turbines.

Fig. 2  Typical power coefficient curve.

Assuming a perfectly rigid shaft and ignoring the damping coefficients, the mechanical dynamics can be simplified as [

26]:

Jtω˙r=Tr-Te=Pr-Peωr (3)

B. Review of OT and DTG Methods

Figure 3 shows the aerodynamic power curve at different wind speeds. When the wind speed is va, the aerodynamic power curve against the rotor speed is Pr(va,ωr). When the WTG operates at the optimal rotor speed ωa, corresponding to the optimal TRS λopt, Cp reaches its peak Cpmax, as shown in Fig. 2. At the operating state point Qa(ωa,va), Pr achieves its maximum value Prmax.

Fig. 3  Aerodynamic power curve at different rotor speeds.

As shown in Fig. 3, by connecting these MPPs at different wind speeds, the generator torque of WTG using the OT method is constructed as:

TeOT=Koptωr2 (4)

where Kopt=ρπR5Cpmax/(2λopt3) is approximately constant.

The rotor speed can gradually converge towards the optimal speed through (4), which ultimately facilitates the attainment of MPPT.

However, due to the substantial inertia of the WTG, the acceleration and deceleration of the rotor speed are relatively sluggish at different wind speeds. This substantial inertia makes it challenging for the WTG to consistently operate at the MPP, causing losses in wind energy capture efficiency [

27],which becomes more pronounced at low wind speeds due to insufficient aerodynamic torque.

In the face of these challenges, researchers direct their attention towards improving the dynamic performance of WTGs, which may lead to the development of the DTG method. Building upon the framework of OT method, the generator torque of WTG using the DTG method can be expressed as:

TeDTG=αKoptωr2 (5)

where α(0,1).

When α<1, there is TeDTG<TeOT at the identical rotor speeds. Through (3), it leads to a more significant rotor speed acceleration ω˙r when tracking gradual wind gusts. As a result, the DTG method enhances the tracking abilities of WTGs, thereby bolstering their wind energy capture efficiency [

12], [27]. The engineering principle behind the DTG method is simple and widely applicable, making it a suitable topic for further improvement and analysis in this study.

Significantly, the DTG method leverages a fixed value for α and suggests an approximate range of α in [

6], [12], and [19]. Subsequent studies indicate that the optimal value of α usually depends on different wind speeds, which improves the wind energy capture efficiency [6]. Therefore, the ATC method is proposed to dynamically adjust the parameter α according to complex wind conditions [12], [20]. The aim of the ATC method is to further improve the wind energy capture efficiency. Current studies primarily concentrate on adjusting the parameter α dynamically based on the torque curve to contend with different wind speeds [24], [28]. The improvements in the form of the torque curve itself are often overlooked. However, this study specifically investigates and proposes advancements in this aspect.

III. Acceleration Performance of WTG Using DTG Method at Different Wind Speeds

Taking step-changed wind speeds as a representative example, this section delves into the variable characteristics of the unbalanced torque at different wind speeds. The acclelration performance of WTG using the DTG method at different wind speeds is subsequently explored.

A. Components for Unbalanced Torque

The unbalanced torque, which comprises both Tr and Te components, has a significantly influences on the acceleration performance of WTGs. By comparing the unbalanced torque between OT and DTG methods at different wind speeds, the enhancement in acceleration performance of WTG using the DTG method can be evaluated.

Generated from (3), the unbalanced torque ΔTd can be denoted as:

ΔTd=Tr-Te (6)

Assuming that the current wind speed is va, when the turbine is at the steady-state operating point (i.e., MPP), the steady-state rotor speed is ωa=λoptva/R (i.e., the optimal rotor speed of va) using the OT method. Therefore, we denote the steady-state operating point as Qa(ωa,va). At this time, the unbalanced torque ΔTd equals 0, i.e.,

TeOT(ωa)=Tr(va,ωa) (7)

When the wind speed abruptly increases Δv, the rotor speed cannot instantaneously adjust and remains at ωa due to the inertia of the rotor. As a result, the variation in the aerodynamic torque component amounts to:

ΔTr=Tr(va+Δv,ωa)-Tr(va,ωa) (8)

When using the OT method, it is confirmed that the generator torque stays constant during an instantaneous wind speed variation from (4). Hence, ΔTdOT can be given as:

ΔTdOT=Tr-Te=Tr(va,ωa)+ΔTr-TeOT(ωa)=ΔTr (9)

Figure 4 shows the components of unbalanced torque of WTG using the DTG method. Equation (9) signifies that under the variation of Δv, the turbine encounters an unbalanced torque of ΔTr. It means that the acceleration performance of WTG using the OT method is solely determined by ΔTr, as illustrated in Fig. 4.

Fig. 4  Components of unbalanced torque of WTG using DTG method.

In contrast, the value of generator torque of WTG using the DTG method at Qa is TeDTG(ωa) from (5), which can be obtained as:

TeDTG(ωa)=TeOT(ωa)-ΔTeDTG (10)

When upon the variation of Δv at Qa, the variation in aerodynamic torque of WTG using the DTG method aligns with that using the OT method, i.e., ΔTr. Hence, the unbalanced torque of WTG using the DTG method is:

ΔTdDTG=Tr-Te=Tr(va,ωa)+ΔTr-TeDTG(ωa)=ΔTr+ΔTeDTG (11)

It can be observed that the unbalanced torque of WTG using the DTG method at a step-changed wind speed comprises two components: ΔTr and ΔTeDTG, as illustrated in Fig. 4. At an identical step-changed wind speed, the unbalanced torque of WTG using the DTG method surpasses that using the OT method, which shows a superior acceleration performance.

Note 1: to analyze the unbalanced torque of WTG using the DTG method at different wind speeds, the OT method is taken as a reference. Both DTG and OT methods select the same operating point, specifically the MPP, which coincidentally is also the steady-state operating point of WTG using the OT method. In the subsequent text, unless otherwise stated, the steady state refers to the steady-state operating point of WTG using the OT method, i.e., MPP.

B. Positive Correlation Between Unbalanced Torque Components and Wind Speed

The acceleration performance of WTG using the DTG method is determined by both ΔTr and ΔTeDTG. Therefore, the acceleration performance at different wind speeds can be ascertained by comparing ΔTr and ΔTeDTG at different steady-state operating points.

1) Correlation Between ΔTr and v

Performing small-signal analysis [

18] at Qa(ωa,va), the variation in aerodynamic torque in the vicinity of Qa(ωa,va) can be described by:

ΔTr(v,ω)=TrvQaΔv+TrωrQaΔωr (12)

Considering the rotor speed cannot respond to the abrupt alteration of the wind speed instantaneously, the variation in rotor speed is 0, i.e., Δωr=0. Hence, the variation in aerodynamic torque resulting from the wind speed variation ΔTr|Qa is given as:

ΔTr|Qa=3ρπR3Cpmax2λoptvaΔv (13)

Upon Δv at different steady-state operating points, i.e.,Qb(ωb,vb), where vb>va and ωb>ωa, there exists a difference of ΔTr|Qb and ΔTrQa, which can be given as:

ΔTr|Qb>ΔTrQa (14)

This implies that the value of ΔTr is smaller at low wind speed va for the same value of Δv, resulting in a smaller unbalanced torque ΔTd. Conversely, ΔTr is larger at the high va, which leads to a larger ΔTd.

2) Correlation Between ΔTeDTG and v

Similarly, the difference in generator torque of the WTG at Qa is given as:

ΔTeDTG|Qa=(1-α)Koptωa2 (15)

It can be observed that ΔTeDTG is related to the steady-state rotor speed ωa. In addition, ωa correlates with the wind speed in a one-to-one relationship (ωava) at the steady-state operating point. To analyze the characteristics of the unbalanced torque at different wind speeds, (15) can be written as:

ΔTeDTG|Qa=(1-α)Koptλopt2R2va2 (16)

Hence, the value of ΔTeDTG is related to the current wind speed va at Qa. For different steady-state operating points Qa and Qb, there is:

ΔTeDTG|Qb>ΔTeDTG|Qa (17)

In summary, the variation in aerodynamic torque ΔTr resulting from the same Δv amplifies as the wind speed va escalates. Additionally, an extra variation in ΔTeDTG is also intensified at high wind speeds.

Note 2: this study primarily concentrates on the relationship between the unbalanced torque components at the step-changed wind speed and the wind speed at that moment, rather than its relationship with the magnitude of the change of the wind speed.

C. Improvement Effect on Acceleration Performance

The acceleration performance of WTGs can be evaluated by the duration taken to return to the MPP following the step-changed wind speed [

29]. By comparing the discrepancy in this duration between OT and DTG methods at different wind speeds, the relationship between the improvement effect on acceleration performance of WTG using the DTG method and wind speed can be discerned.

The dynamic equation of the WTG can be represented as:

Δω˙r=1JtΔTd=1Jt(ΔTr+ΔTeDTG) (18)

From (9), ΔTdOT equals ΔTr. Thus, by substituting (9) into (18), we can be obtain the time required to reach the MPP again at Qa after a sudden increase in the wind speed Δv using the OT method, which is given as:

ΔtOT=2Jtλopt23ρπR4Cpmaxva (19)

Since the acceleration performance of WTG using the OT method is determined by ΔTr, and ΔTr is larger along with the high wind speed, there is a greater acceleration resulting in a shorter time required to reach the MPP at the high wind speed.

Analogously, the time required to attain the MPP of WTG using the DTG method after a sudden increase in the wind speed Δv at Qa is given as:

ΔtDTG=2Jtλopt2ΔvρπR4Cpmax[3Δv+(1-α)va]va (20)

Compared with the OT method, the unbalanced torque of WTG using the DTG method comprises not only ΔTr but also ΔTeDTG. Given that ΔTr for various methods remains unaffected, it sustains its constancy for both methods at the same steady-state operating point and wind speed. Thus, the distinction between the OT and DTG methods in their acceleration performance hinges on ΔTeDTG.

To symbolize the improvement effect of ΔTeDTG on the acceleration performance, the ratio of the difference in acceleration time of WTG between OT and DTG methods is defined as δtOT,DTG, which is given as:

δtOT,DTG=ΔtOT-ΔtDTGΔtOT=(1-α)va3Δv+(1-α)va (21)

A larger value of δtOT,DTG signifies a shorter duration required to reach the MPP compared with the OT method, resulting in superior enhancement of the acceleration performance of WTG using the DTG method.

Comparing δtOT,DTG at different steady-state operating points, we can obtain:

δtOT,DTG|Qa<δtOT,DTG|Qb (22)

Formula (22) reveals that the improvement effect on the acceleration performance of WTG using the DTG method escalates with the increase of wind speed.

Compared with that at high wind speeds, the acceleration performance of WTG using the OT method is inferior at low wind speeds. Under such circumstances, it is crucial to significantly enhance the acceleration performance of WTG at low wind speeds. However, the improvement effect on the acceleration performance cannot be enhanced effectively when using the DTG method. In other words, the issue of low wind energy capture efficiency due to weak acceleration performance is not effectively solved.

Note 3: the DTG method includes mutually corresponding acceleration performance and deceleration performance of WTG, whereby the improvement effect on the acceleration performance equals the decrease in deceleration performance during deceleration.

D. Over-acceleration Phenomenon

From the above-mentioned analysis, there is an improvement effect on acceleration performance of WTG using the DTG method at high wind speed. In fact, the improvement effect is accompanied by a deviation at the operating point. As a consequence, the WTGs continue to accelerate even reaching the new MPP. Ultimately, the turbine deviates from the optimal rotor speed, which results in a reduction in wind energy capture efficiency. Especially, the severity of this over-acceleration phenomenon increases with the increase in wind speed.

The dynamic equation of WTG using the DTG method is symbolized as:

Jtω˙r=Tr-αKoptωr2 (23)

Denote the steady-state rotor speed at va+Δv for DTG as ωeDTGva+Δv. Let ω˙r=0, and ωeDTGva+Δv can be given as:

ωeDTGva+Δv=ζ(va+Δv)λoptR (24)
ζ=αCpmaxCp(λc)-13 (25)

where λc is a constant and λc>λopt.

Figure 5 shows the rotor speed trajectory at step-changed wind speeds. When 0<α<1, it is evident that ωeDTGva+Δv>ωoptva+Δv. As depicted in Fig. 5, the WTG begins to accelerate at time t0 when the wind speed abruptly increases from va to va+Δv. It maintains this acceleration until the WTG hits the optimal rotor speed ωoptva+Δv at time t1 and subsequently reaches a steady-state rotor speed ωeDTGva+Δv at time t2. The difference between the optimal rotor speed at wind speed va+Δv and the steady-state rotor speed at wind speed va+Δv using the DTG method is defined as:

Δωdff=ωeDTGva+Δv-ωoptva+Δv (26)

Fig. 5  Rotor speed trajectory at step-changed wind speeds.

Given that the WTG does not operate at the MPP upon reaching ωeDTGva+Δv when using the DTG method, the wind energy that can be captured at ωeDTGva+Δv falls short of the maximum wind energy that can be captured at va+Δv. The losses for the wind energy capture using the DTG method can be given as:

ΔPDTGloss=12ρπR2(va+Δv)3(Cpmax-Cp(λc)) (27)

Figure 6 shows the steady-state rotor speed at different wind speeds. Moreover, Δωdff is larger along with the high wind speed, as demonstrated in Fig. 6. This implies that the higher the wind speed, the greater the loss for the wind energy capture due to Δωdff. In fact, considering the inadequate acceleration performance of WTGs, the reduction in wind energy capture efficiency owing to over-acceleration is seldom observed in the low wind speed spectrum. Moreover, the amount of wind energy harnessed at low wind speeds is relatively minimal, and even a minor fluctuation in rotor speed would not inflict substantial losses for wind energy capture. As such, the implications brought about by steady-state speed deviations only warrant the consideration at high wind speeds.

Fig. 6  Steady-state rotor speed at different wind speeds.

Therefore, we can draw the following conclusions.

1) At low wind speeds, it is necessary to enhance the acceleration performance of WTG due to its inherent aerodynamic properties, though the improvement effect on the acceleration performance of WTG using the DTG method is modest.

2) At high wind speeds, the over-acceleration phenomenon induced by the significantly heightened acceleration performance of WTG using the DTG method results in decreased wind energy capture efficiency.

Therefore, priority should be given to bolstering the acceleration performance of WTG at low wind speeds and mitigating the losses for wind energy capture prompted by significantly heightened acceleration at high wind speeds, which is the objective of this study.

IV. Proposed MPPT Control Strategy

To tackle the issues of lackluster acceleration performance at low wind speeds and over-acceleration at high wind speeds when using the DTG method, this section explores a redefined torque curve of WTG using the HOT method. The HOT method aims to enhance the acceleration performance at low wind speeds while guaranteeing wind energy capture efficiency at high wind speeds, thereby further enhancing the wind energy capture efficiency. In this section, we denote the torque curve of WTG using the HOT, OT, and DTG methods as the HOT curve, OT curve, and DTG curve, respectively.

A. Design for HOT Curve

This subsection introduces the design for the HOT curve. Figure 7 shows the HOT curve at different rotor speeds. The generator torque of WTG using the HOT curve is given as:

TeHOT=pωrq      q3,qN (28)

Fig. 7  HOT curve at different rotor speeds.

Assuming that ωre is the intersection point of the generator torque curve and the OT curve, we can obtain p as:

p=Kopt1ωreq-2 (29)

In (28), the gain exponent q represents the degree of curvature of the torque curve. The larger the value of q, the more pronounced the curvature of the torque curve. When q=2, the torque curve can degenerate to the OT curve.

In (29), ωre represents the upper limit of the interval for the improvement effect on the acceleration performance of WTG using the HOT method. When the rotor speed satisfies ωr<ωre, the unbalanced torque increases significantly. Thus, the acceleration performance of WTG can be effectively enhanced. From (29), it can be inferred that, when q is determined, the gain exponent p is determined by ωre.

TeHOT in (28) alters the form of the OT curve and causes a change in the steady-state operating point. Therefore, the stability of WTG using the HOT method is analyzed firstly before discussing the dynamic characteristics caused by the HOT curve.

Assuming a given constant wind speed va as the input, let ω˙r=0 and solve for the equilibrium speed at va as ωg0. Taking the Lyapunov function as V=e˜2, where e˜=ωr-ωg0, we obain:

V.=ρπR2va2(λ-λg)Cp(λ)λ-Cpmaxλopt3λgλreq-2λg20 (30)

where λg0=ωg0R/va holds if and only if λ=λg0; and λre=ωreR/va.

Therefore, the WTG at wind speed va is asymptotically stable. The rotor speed gradually approaches ωg0 with the provided initial speed.

Indeed, this study discards the traditional quadratic function form of the rotor speed commands and designs a HOT curve. As depicted in Fig. 7, the HOT curve has the following advantages.

1) It exhibits a higher degree of curvature at low wind speeds, which significantly increases the unbalanced torque of the WTG and enhances its acceleration performance.

2) It gradually approaches the OT curve at high wind speeds, reducing the unbalanced torque and ensuring that the WTG does not lose wind energy capture efficiency due to the significantly heightened acceleration.

It is apparent that the control instruction of the torque curve in this study is also concise with strong engineering practicability.

B. Acceleration Performance of WTG Using HOT Method at Different Wind Speeds

For the HOT curve proposed in Section IV-A, the improvement effect on acceleration performance at different wind speeds is analyzed through the variation in generator torque at different wind speeds. Then, this subsection analyzes the acceleration performance of WTG using the HOT method at different wind speeds.

Firstly, similar to the analysis in Section III, the variation in generator torque at Qa when the wind speed changes for HOT method can be defined as (31). We set γ=va/vre, where vre is the corresponding wind speed to ωre at MPP, i.e., vre=ωreR/λopt.

ΔTeHOT|Qa=TeOT(ωa)-TeDTG(ωa)=Koptλopt2R2(1-γq-2)va2 (31)

To investigate the improvement effect on acceleration performance of WTG using the HOT method at different wind speeds, that is, the variation characteristics of ΔTeHOT at different steady-state operating points, we can obtain:

Δ(ΔTeHOT)ΔvQa=Koptλopt2R2(2-qγq-2)va (32)
Δ(ΔTeHOT)ΔvQa0      0<va2q1q-2vreΔ(ΔTeHOT)ΔvQa<0      va>2q1q-2vre (33)

From (33), as the wind speed increases, ΔTeHOT first accelerates rapidly and then gradually decelerates. Furthermore, it can be deduced that the time required for the WTG to reach the MPP again after a sudden increase in wind speed Δv from Qa when using HOT method is:

ΔtHOT=2λopt2JtΔvρπR4Cpmax[3Δv+(1-γq-2)va]va (34)

By defining the ratio of the difference in acceleration time of WTG between the OT and HOT methods as δtOT,HOT, we can obtain:

δtOT,HOT=ΔtOT-ΔtHOTΔtOT=(1-γq-2)va3Δv+(1-γq-2)va (35)

Equation (35) represents the improvement effect on acceleration performance of WTG using the HOT method. The larger the value of ΔTeHOT, the stronger the improvement effect. It can be concluded as:

δtOT,HOT>δtOT,DTG      0<va<α1q-2vreδtOT,HOTδtOT,DTG      vaα1q-2vre (36)

Therefore, as shown in Fig. 8, the HOT method has the following properties compared with the DTG method.

Fig. 8  Comparison of acceleration performance.

1) The low wind speeds (0<va<α(q-2)-1vre) offer a greater improvement effect on acceleration performance, resulting in quicker acceleration.

2) At high wind speeds (vaα(q-2)-1vre), its improvement effect on acceleration performance is weaker than the DTG method, ensuring that the WTG may not lose wind energy capture efficiency due to excessive acceleration.

C. Parameter Tuning of HOT Method at Different Wind Speeds

As evident from (28), the control command proposed in this study includes two parameters, q and ωre, which play a crucial role in influencing the wind energy capture efficiency. As detailed in Section IV-A, ωre is particularly associated with the wind speed environment. In addition, it is ascertained that q does not affect the steady-state rotor speed.

Thus, this study does not consider the influence of the variation in parameter q on the dynamics of the WTG and initially establishes a constant value for q through empirical data. Setting q=4 leads to the following torque instruction, and we can obtain:

TeHOT=Kopt1ωre2ωr4 (37)

Following the determination of q, a method is introduced for dynamically adjusting ωre in response to the fluctuation of the wind speed.

As shown in Section III-D, the DTG method has a fixed Δωdff with the optimal speed. This often results in substantial losses for the wind energy capture at high wind speeds. In the HOT method, the deviation depends on the setting of ωre. If the rotor speed converges to the optimal speed after a step change in the wind speed, it can prevent losses for the wind energy capture caused by significantly heightened acceleration. Thus, when ωre=ωeOTva+Δv=(va+Δv)λopt/R, we can obtain:

ΔPHOTloss=0 (38)

However, the set of accurate ωre based on uncertain wind speed is challenging, especially during variable wind speeds, i.e., turbulence. Therefore, to minimize losses for the wind energy capture triggered by steady-state speed deviation at high wind speeds, this study periodically calculates and updates ωre based on variation of wind speed.

We define n as the number of samples taken within period [tk,tk+1]. The maximum wind energy captured within a period [tk,tk+1] can be expressed as:

Emaxk=12ρπR2Cpmaxi=1nvi3 (39)

Thus, there exists vk, which satisfies:

Emaxk=12ρπR2nvk3Cpmax (40)

where vk[min vi,max vi] can be viewed as the equivalent wind speed value within period [tk,tk+1] that maximizes the wind energy capture efficiency, that is:

vk=1ni=1nvi313 (41)

Let ωk=vkλopt/R, and the equivalent rotor speed corresponding to the maximum wind energy capture efficiency within period [tk,tk+1] can be obtained. If the wind energy capture efficiency reaches its maximum within period [tk,tk+1], the average rotor speed ω¯Tu equals ωk. Therefore, ωre can be adjusted by calculating the difference e=ω¯Tu-ωk, that is:

ωrek+1=ωrek+γsgn(e)|e| (42)

By using (42), the next value of ωre within the next period can be determined. The flow chart of updating ωre is shown in Fig. 9, where WTS is short for wind turbine simulator. Periodic updates of ωre can enhance the wind energy capture efficiency at different wind speeds, particularly at variable wind speeds. The scheme of control strategy of HOT method is shown in Fig. 10.

Fig. 9  Flow chart of updating ωre.

Fig. 10  Scheme of control strategy of HOT method.

Note   4: from the torque command in (28), it is observed that the gain exponent q also influences dynamic performance of WTGs by affecting the rate of change of generator torque. However, it is ascertained that q does not affect the steady-state rotor speed. Therefore, this study does not consider the influence of the variation in q on the dynamic performance of WTG and only provides a method for setting ωre to adapt to variable wind speed.

V. Experimental Validation

In this section, an experimental platform of a single-bus power system integrated with wind power is employed to validate the enhanced effectiveness of the proposed MPPT control strategy in improving the wind energy capture efficiency [

30], [31]. The superiority of using HOT method is aimed to be thoroughly verified by comparing with the performance of WTG against the OT, ATC, and OTR methods at variable wind speeds.

A. WTS-based WTG Experimental Platform

The WTS-based WTG experimental platform of a single-bus power system integrated with wind power is constructed, which can emulate the mechanical dynamics of the 600 kW CART3 [

32]. The WTS-based WTG experimental platform is depicted in Fig. 11, where PLC is short for programmable logic controller. The parameters of the wind turbine and the experimental platform are provided in Tables I and II, respectively [30]. The WTS-based WTG experimental platform includes the following three main parts.

Fig. 11  WTS-based WTG experimental platform. (a) Laboratory setup for experimental testing. (b) Schematic diagram of WTS-based WTG test bench.

TABLE I  Parameters of Wind Turbine
ParameterValue
Number of blades 3
Rotor radius 20 m
Hub height 36.6 m
Rated power 600 kW
Gearbox ratio 43.165
Rated torque 3580 N·m
λopt 5.8
Cpmax 0.46
TABLE II  Parameters of WTG-based Experimental Platform
ParameterValue
Control period 40 ms
Rated power 15 kW
Rated speed 1500 r/min
Moment of inertia 0.72 kg·m2
Rated voltage 380 V
Rated current 22 A

1) WTS: it consists of a motor drive, an induction motor, a flywheel, and the simulation program running in a PLC. The simulation program can accurately simulate the aerodynamic characteristics and the slow dynamics of the CART3 based on the fatigue, aerodynamics, structures, and turbulence (FAST) code and inertia compensation [

31].

2) Electrical part: it includes a PMSG and a inverter. The rectifier controls the electromagnetic torque of the PMSG according to the torque command Tg,cmd received from the PLC. This part is a real WTG.

3) MPPT controller: it is programmed in the PLC to implement various MPPT strategies. It sends the torque command Tg,cmd to the rectifier in each control cycle.

B. Performance Metrics

To enable a quantitative assessment of the control effect across various methods, the following performance metrics are initially introduced.

1) The wind energy capture efficiency over a period can be expressed as:

Pfavg=i=1n(Teiωri+Jrωriω˙ri)Δti=1n12ρπR2vi3Δt (43)

In addtion, we denote ΔPfavg as the difference of Pfavg between OT method and other methods.

2) The damage equivalent load (DEL) [

33] refers to the sinusoidal stress amplitude that can generate equivalent damage as the original signal at a constant frequency f during a certain period T, which is defined as:

DEL=j=1Mσj4mjTf14 (44)

Choose Tf=1. The lower the DEL value, the less the fluctuation in generator torque and the reduced drive-train loads.

C. Analysis of Experimental Results

There are four 60-min variable wind speed profiles applied in the experiments, which are generated by the commercial simulation software Bladed [

34]. The turbulence class is A and the mean wind speed v¯ is 4, 5, 6, and 7 m/s, respectively. Choose one of the wind speed profiles as an example, as shown in Fig. 12. The statistics of performance metrics are listed in Table III, where the update cycle for ωre is 600 s.

Fig. 12  Turbulent wind speed profiles applied in experiments (v¯=5 m/s).

TABLE III  Statistics of Performance Metrics
v¯ (m/s)MethodPfavg (%)ΔPfavg (%)DEL
4 OT 84.32 1.39
ATC 89.05 4.73 1.39
OTR 87.16 2.84 4.97
HOT 92.44 8.12 1.85
5 OT 87.67 1.94
ATC 91.01 3.34 1.94
OTR 90.83 3.16 5.36
HOT 93.22 5.55 2.56
6 OT 92.75 2.68
ATC 93.87 1.12 2.66
OTR 94.02 1.27 6.89
HOT 94.88 2.13 3.52
7 OT 93.82 3.78
ATC 94.45 0.63 3.74
OTR 95.13 1.31 10.30
HOT 95.20 1.38 4.80

1) Wind Energy Capture Efficiency of WTG

As delineated by the statistical data in Table III, the HOT method proposed in this study demonstrates a superior wind energy capture efficiency when compared with the ATC and OTR methods.

Indeed, with the implementation of the proposed MPPT control strategy, the WTG captures more wind energy at high average wind speeds. This is because the WTG exhibits improved acceleration performance at these high average wind speeds with the increase in aerodynamic torque, which generates a stronger driving force on the rotor. Consequently, when using the OT method, there is a notable increase in wind energy capture efficiency as the wind speed increases.

However, at low wind speeds, the lack of adequate aerodynamic torque leads to suboptimal wind energy capture efficiency. In this situation, the exceptional capability of the HOT method to enhance wind energy capture efficiency becomes particularly evident. In essence, the lower the wind speed, the more pronounced the improvement in wind energy capture efficiency when using the HOT method.

2) Dynamic Characteristics of Rotor Speed

To analyze the impact on acceleration performance at variable wind speeds, rotor speed trajectories corresponding to the typical low wind speed range and typical high wind speed range are depicted in Figs. 13 and 14, respectively.

Fig. 13  Comparison of experimental results in typical low wind speed range.

Fig. 14  Comparison of experimental results in typical high wind speed range.

In the low wind speed range, the rotor speed trajectory of WTG using the HOT method supersedes that using the other methods. In reality, the continuous fluctuation of variable wind speeds makes it difficult for the WTG to maintain steady-state speeds at different wind speeds. In such circumstances, the HOT method provides the WTG with strong acceleration performance against wind gusts and decreased deceleration performance against wind lulls at low wind speeds, enabling them to continuously operate at a speed above the rotor speed of WTG using other methods. This inevitably sacrifices a little wind energy capture efficiency to retain more kinetic energy for tracking increasing gusts.

In the high wind speed range, the rotor speed trajectory of WTG using the HOT method is significantly below that using the ATC method, and comparable to that using the OT method. Specifically, at high wind speeds with higher wind energy content, the HOT method no longer enhances the acceleration performance against gradually strengthening gusts.

This prevents the WTG from running at excessively high speeds, thereby ensuring the wind energy capture efficiency.

3) Drive-train Loads

The torque command of WTG using the HOT method is predicated upon the fourth power of speed, a notable divergence from the ATC method, which relies on the square of speed. This distinction broadens the range of generator torque fluctuations, consequentially precipitating an increase in load.

Despite this increase in load, it is critical to underscore that the generator torque curve remains a simplistic and smooth function exclusively dependent on rotor speed. It does not precipitate marked or frequent shifts in the generator torque. As shown in Table III, DEL using the HOT method is much smaller than that using the OTR method. Therefore, the magnitude of the increase in load is adjudged to be within acceptable limits. A salient benefit of the HOT method is its adeptness at circumventing undue increase in loads.

4) Impacts on Update Cycle of ωre

The insights garnered from Table IV suggest that the frequency with which the parameter ωre is updated exerts a negligible effect on both the wind energy capture efficiency and the drive-train loads. In fact, the historical cycle data are leveraged to guide the incremental adjustments of ωre in the proposed adaptive algorithm for adjusting ωre. Nevertheless, this technique falls short of pinpointing the quintessential parameters for optimal wind energy capture efficiency within discrete time frames. Therefore, it is evident that regardless of the variability in the update intervals of ωre, Pfavg is predominantly governed by different wind speeds.

TABLE IV  Comparison of Different Update Cycles of Control Performance
v¯ (m/s)Update cycle of ωrePfavg (%)DEL
4 180 92.01 1.86
360 92.24 1.85
600 92.44 1.85
6 180 94.65 3.56
360 94.87 3.55
600 94.88 3.52

Correspondingly, the narrow scope of fluctuation in ωre signifies that any changes in update frequency are unlikely to produce marked consequences on the drive-train loads.

Based on the experiments, the following conclusions can be drawn.

1) The results derived from experiments at variable wind speeds effectively validate the enhancement mechanism of the HOT method in terms of acceleration performance at different wind speeds.

2) The HOT method proposed in this paper substantially improves wind energy capture efficiency at variable wind speeds, and parameter ωre can adaptively alter in line with the wind speed, demonstrating robust applicability.

3) The impact of parameter q on wind energy capture is deliberately excluded in this study and may be systematically investigated in subsequent control co-design research.

VI. Conclusion

Since the torque curve of the WTG using the existing DTG method augments the acceleration performance of WTGs, but fails to align optimally with the inherent aerodynamic torque characteristics of the WTG, its effect on enhancing wind energy capture efficiency is constrained. Hence, this study abandons the traditional quadratic function torque curve and proposes a MPPT control strategy based on a higher-order torque curve. The overarching objective of the proposed MPPT control strategy is to improve the acceleration performance of WTGs at different wind speeds, thereby enhancing the wind energy capture efficiency. Additionally, the torque command is succinct and possesses sound practical engineering application. However, the adjustment mechanism of the parameters within the torque curve is not adequately explored, serving as the focal point for further refinement of this study.

Nomenclature

Symbol —— Definition
λ —— Tip speed ratio (TSR)
λopt —— Optimal TSR
γ —— Compensation coefficient
σ —— Stress amplitude
ωoptva+Δv —— Optimal speed at wind speed va+Δv (rad/s)
ωeDTGva+Δv —— Steady-state rotor speed at wind speed va+Δv using decreased torque gain (DTG) method (rad/s)
ωr —— Rotor speed (rad/s)
ω˙r —— Rotor speed acceleration (rad/s2)
ωri —— Rotor speed at the ith sample (rad/s)
Δωdff —— Difference of steady-state rotor speed between DTG and optimal torque (OT) methods (rad/s)
ρ —— Air density (kg/m3)
σj —— Stress amplitude
v —— Wind speed (m/s)
vi —— Wind speed at the ith sample (m/s)
β —— Pitch angle (°)
Cp —— Power coefficient
Cpmax —— The maximum power coefficient
Jt —— Total inertia of wind turbine generator (WTG) equivalent to low-speed shaft (kg·m2)
mj —— Number of cycles of σj
M —— Number of generator torque distribution intervals
n —— Number of samples
p —— Gain coefficient
Pe —— Electric power output (kW)
Pfavg —— Wind energy capture efficiency
ΔPDTGloss,ΔPHOTloss —— Losses for wind energy capture using DTG and higher-order torque (HOT) methods (kW)
q —— Gain exponent
Qa,Qb,Qc,Qd —— Different operation states of wind turbine
R —— Radius of wind rotor (m)
Δt —— Sampling interval (s)
ΔtOT,ΔtDTG, —— Time required to attain the maximum power
ΔtHOT —— point (MPP) of WTG using optimal torque (OT), DTG, and HOT methods after sudden surge in wind speed (s)
ΔTdOT,ΔTdDTG, —— Unbalanced torques of WTG using OT,
ΔTdHOT —— DTG, and HOT methods (kN·m)
Te —— Generator torque of WTG at low-speed shaft (kN·m)
TeOT,TeDTG, —— Generator torques of WTG using OT, DTG,
TeHOT —— and HOT methods (kN·m)
Tei —— Generator torque of WTG at the ith sample (kN·m)
ΔTeDTG —— Difference in generator torque of WTG between OT and DTG methods (kN·m)
ΔTeHOT —— Difference in generator torque of WTG between OT and HOT methods (kN·m)
Tg —— Generator torque of WTG (kN·m)
Tg,cmd —— Torque command of WTG (kN·m)
Tr —— Aerodynamic torque of WTG (kN·m)
ΔTr —— Variation in aerodynamic torque of WTG (kN·m)

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