Abstract
The negative-sequence voltage is often caused by the asymmetrical fault in the AC system, as well as the harmonics after the symmetrical fault at the AC side of inverter in line commutated converter based high-voltage DC (LCC-HVDC). The negative-sequence voltage affects the phase-locked loop (PLL) and the inverter control, thus the inverter is vulnerable to the subsequent commutation failure (SCF). In this paper, the analytical expression of the negative-sequence voltage resulting from the symmetrical fault with the commutation voltage is derived using the switching function and Fourier decomposition. The analytical expressions of the outputs of the PLL and inverter control with respect to time are derived to quantify the contribution of the negative-sequence voltage to the SCF. To deal with the AC component of the input signals in the PLL and the inverter control due to the negative-sequence voltage, the existing proportional-integral controls of the PLL, constant current control, and constant extinction angle control are replaced by the linear active disturbance rejection control against the SCF. Simulation results verify the contributing factors to the SCF. The proposed control reduces the risk of SCF and improves the recovery speed of the system under different fault conditions.
THE line commuted converter based high-voltage DC (LCC-HVDC) system is widely used for long-distance and bulk power transmission, since it has the merits of the high capacity, low loss, and fast and flexible power control [
According to the statistical data [
To date, several methods are proposed to suppress the SCF: ① modifying the topology of the inverter, which is limited by the technical difficulty and construction cost [
The SCF is affected by the coupling of the DC current, the AC voltage at the inverter side, the control behaviors, the error of the synchronous phase, etc, which is to be considered in the suppression strategy design. To mitigate the impact of electrical quantity coupling on the SCF, [
Although above research works study the mechanisms and the control methods of SCF from different aspects, the impact of negative-sequence voltage on the SCF and its suppression strategy are seldom studied. After the AC fault, the negative-sequence voltage is caused by not only the asymmetrical fault in the AC system, but also the harmonics under the symmetrical fault [
This paper studies the SCF suppression due to the negative-sequence voltage under the symmetrical fault at the AC side of the inverter. The novelties are: ① considering the harmonics of positive-sequence voltage, the analytical expression of the negative-sequence voltage with respect to commutation voltage is derived by the switching function and Fourier decomposition; ② the dynamic outputs of the PLL and inverter controls with the proportional-integral (PI) control are analytically derived to find the contribution of the negative-sequence voltage to the SCF; ③ an improved linear active disturbance rejection control (LADRC) to replace the PI control in the PLL, constant current control (CCC) at the rectifier side, and CEA at the inverter side are proposed to suppress the SCF. The imbalance degree of the negative-sequence voltage with the commutation voltage is defined to adjust the parameters of the LADRC with the fault severity.
The rest of this paper is organized as follows. In Section II, the analytical expression to cause negative-sequence voltage under symmetrical fault is newly derived. In Section III, contributions of negative-sequence voltage to SCF under the AC fault are found. Section IV presents the suppression strategy to SCF with improved PLL and control system based on LARDC. In Section V, the proposed control is verified by the simulations. Some conclusions are given in Section VI.

Fig. 1 Structure and control of monopole pole of LCC-HVDC system.
In the PLL and at rectifier and inverter sides, the traditional control strategies are the PI control. At the AC side, the PLL is applied to track the phase of the AC voltage and yield the firing signal of the valves with the equidistant pulse control [
It should be noted that the control structure of the existing LCC-HVDC often adopts the control strategy of CIGRE, SIEMENS, or ABB. All of them have the VDCOL control. The difference lies in the cooperation of the controllers at the inverter side and the mode of CEA (measured or predicted).
B. Deriving Analytical Expression of Negative-sequence Voltage with Commutation Voltage Under Symmetrical Fault
The equivalent circuit of the AC/DC system at the inverter side is shown in

Fig. 2 Equivalent circuit of AC/DC system at inverter side.
Since the zero-sequence voltage is isolated by the Y/△and Y/Y transformers, it is not considered in this paper [
(1) |
where subscripts u and i denote the AC voltage and AC current, respectively; and , , and are the three-phase currents.
The AC voltage including its harmonic is the dominant factor to derive the relation of Udc modulated by the inverter with Uac. After symmetrical fault, it is assumed that the AC harmonic voltage of a specific order at the inverter bus is given by:
(2) |
where is the phase angle; is the angular speed; and the subscript n denotes the order of the AC component.
The switching function of the DC voltage in (1) is expanded by (A1) in Appendix A with the Fourier decomposition, and the three-phase voltages in (2) are re-expressed by (A2) with the symmetrical component method. By substituting (A2) into (A1), the DC voltage modulated is derived in (3) with the
(3) |
where µ is the overlap angle; and the superscript + denotes the positive-sequence component.
From (3), the positive-sequence commutation voltage with the harmonic is modulated by the inverter to yield the dominant harmonic voltage with the frequency of at the DC side. The harmonic voltage yields the harmonic current of the same frequency with the analytical expression of (4).
(4) |
where the subscript fl denotes the
The switching function of the AC current in (1) is expanded by (A3) with the Fourier decomposition. By substituting (4) into (A3), ia, ib, and ic are derived in (5) with the
(5) |
(6) |
From (5), Idc,f1 is modulated by the inverter to yield 2 kinds of harmonic currents at the AC side. For the positive-sequence current with the frequency , phase a leads phase b by , and phase b leads phase c by . The negative-sequence current with the frequency has the opposite phase sequence. By multiplying the negative-sequence current and impedance, the negative-sequence voltage is derived in (7).
(7) |
where ; and the superscript - denotes the negative-sequence component.
Due to the nonlinear modulation of the inverter even under the symmetrical fault, the commutation bus has the negative-sequence voltage, as shown in

Fig. 3 Cause of negative-sequence voltage under symmetrical fault.
The harmonics cause the distortion of the AC voltage. This distortion is modulated by the inverter, yielding negative-sequence voltage, and causing the first CF. Then, Idc increases due to the first CF, causing the transformer saturation to yield the harmonic currents. The harmonic currents interact with the harmonic impedances at the AC side and yield the harmonic voltages, contributing to the negative-sequence components. Thus, the harmonics and the subsequent negative-sequence components cause the SCF together.
At the AC side, the negative-sequence voltage causes the phase shift of the AC voltage, affecting the dynamic response of the PLL. At the DC side, it is converted to the AC component of Idc, affecting the switching of the inverter controllers.
To prevent the CF caused by the harmonic instability, the equidistant pulse control is often used to yield the firing signal of the 12-pluse LCC based on the output phase of synchronous reference frame (SRF)-PLL [

Fig. 4 Impact of negative-sequence voltage on PLL. (a) Traditional SRF-PLL. (b) Impact of phase advance on firing phase.
The inputs of SRF-PLL, i.e., ua, ub, and uc, are converted to the dq domain that ensures the tracking of the voltage phase by the unit vectors. The q-axis voltage, i.e., uq, is regulated to 0 using the feedback control with the PI control. The normalized uq is amplified by the PI control to get the frequency deviation . is added to the fundamental frequency to get the actual frequency . is applied to the integral link to yield the actual synchronous phase . Then, is fed back to the dq domain that forces uq to 0. When is equal to , the firing signal of the valve is yielded.
In the steady state, since obtained by the SRF-PLL is consistent with the phase of AC voltage at the inverter side, is matched with . During the transient process, when the phase of AC voltage at the inverter side is changed, the PLL can not track the actual phase in very short time due to its slow response, causing the deviation between and .
Considering the negative-sequence components of ua, ub, and uc during the transient, (2) is rewritten by (8). Then, the dq transformation is applied to (8), then (9) is obtained.
(8) |
(9) |
ua, ub, and uc including the negative-sequence voltage are converted by the dq transformation, and only the positive-sequence voltage of the fundamental frequency becomes the DC component. The
When a fault occurs at the inverter side, the control system responds quickly to restore the post-fault Idc to a new stable point. As shown in

Fig. 5 Post-fault dynamic characteristics of LCC-HVDC.
1) Stage 1: in the steady state, the system is at point O. The rectifier side is controlled by the CCC, and the inverter side is controlled by the CEA. After the fault, the system enters stage 1. The drop of DC current Udc increases Idc due to the short circuit of valve group, causing the first CF, so the system moves to point A (the maximum Idc operating point). Then, Idc,act begins to decrease due to the VDCOL. When Idc,act is less than Idc,ref, the CEC is activated.
2) Stage 2: with the decrease of Idc, the commutation of the inverter recovers, thus the system moves to point B. It is the transient point when the CEA switches to the CCC, which means that the system enters stage 2. Udc increases with the recovery of the commutation. Since derived from the CEA is less than that in the steady state, the CEA begins to act under the PI control, thus decreases gradually. The decrease of helps increase Udc. Hence, the recovery of Udc is mainly dependent on that of the commutation process, and the CEA has an auxiliary contribution. Next, the system moves to point D, which is the transient point when the CCC switches to the CEA. Idc is affected by both the rectifier and inverter controls.
3) Stage 3: with the increase of Udc, derived from the CCC is increased to equal , thus the CCC is switched to CEA, meaning that the system enters stage 3. Idc is controlled by the rectifier control.
Containing the negative-sequence voltage and its harmonics, , is derived by (10).
(10) |
where the subscript 0 denotes the DC component.
By multiplying the transfer function of the PI control by the Laplace transform of (10), the output of CCC, i.e., , is derived as:
(11) |
where K and T are the PI parameters.
By solving the inverse Laplace transform of (11), is analytically expressed in (12). Hence the CCC is affected by the negative-sequence voltage, which leads to the fluctuation of at the rectifier and inverter sides.
(12) |
For the CEA, the variation of compensated by the CEC, i.e., , is derived by (13). Similar to (12), is analytically expressed in (14). The output of the CEA has the frequency components with the
(13) |
(14) |
where and are the PI parameters for CEA control; and , and is the coefficient of CEC.
4) Stage 4: when is larger than , the SCF occurs, which means that the system enters stage 4. When the fault is cleared, the system reaches a new steady-state stage (stage 5).
The contribution of the negative-sequence voltage to the SCF is given in

Fig. 6 Contribution of negative-sequence voltage to SCF.
With the findings in Section III, the PI controls of the PLL and inverter control enhance the contribution of the negative-sequence voltage to the SCF, hence they may be improved to suppress the SCF. As a disturbance, the impact of the negative-sequence voltage on the SCF may be alleviated by observing and compensating it. Besides, the suppression effect on the SCF is affected by many disturbances such as the measurement noise and the system uncertainty. Considering the difficulty of parameter tuning, the LARDC strategy against the SCF is proposed to replace the PI control of the PLL, the CCC at the rectifier side, and the CEA at the inverter side.
Considering the negative-sequence voltage of commutation bus, (8) is rewritten by (15).
(15) |
where and are the AC voltage components of the d- and q-axis except for the fundamental-frequency positive-sequence voltage, respectively. By setting the reference input of the PLL to 0, the standard form of the controlled plant is derived by (16).
(16) |
where is the total disturbance considering the negative-sequence voltage and its harmonics, uncertainty, and the measurement noise; and x is the control signal of the system.
According to (16), the improved PLL is the
(17) |
where is the output signal of the system; and bPLL is the system gain.
With the given state space of (17), the linear extended state observer (LESO) is derived by (18).
(18) |
where and are the estimated values of uq and dtol, respectively; and and are the LESO gains.
By compensating the disturbances observed by the LESO to x, the feedback control law, i.e., the linear state error feedback (LSEF) is designed as:
(19) |
where KPLL is the feedback gain.
Therefore, there are three parameters to be tuned, i.e., , , and KPLL. Based on the bandwidth-tuning method [
(20) |
where is the bandwidth of the LESO; and is the bandwidth of the LSEF.
bPLL has a direct effect on the PLL and may be changed with the fault severity against the SCF. Hence, the imbalance degree of negative-sequence voltage with respect to the commutation voltage is defined in (21) to adjust the output of LADRC. Then, is multiplied by the drop degree of voltage, which is added to the pre-fault bPLL to find the post-fault bPLL, as derived in (22).
(21) |
(22) |
For the control system, there are two PI controls in the CCC at the rectifier side and the CEA at the inverter side to be replaced with the LADRC. The transient equation of the HVDC [
(23) |
where Cdc is the DC capacitance; L is the inductance including the smoothing reactor and the DC line; R is the resistance; k is the tape ratio; X is the reactance; and the subscripts dl and ct denote the DC line and the converter transformer, respectively.
Since the regulation of the converter by the control system is approximated by the
(24) |
For the rectifier side, the CCC is used to keep the current constant, thus we can obtain:
(25) |
With (23) and (24), the
(26) |
By substituting (24) into (26), the state space of (26) is derived by (27), where dtol,r is given in (28).
(27) |
(28) |
Similar to (18), the
Next, by compensating the disturbances observed by the LESO to x, the LSEF is derived by (30), and there are five parameters to be tuned, i.e., , , , K1,CCC, and K2,CCC. Similar to the parameter tuning method of the improved PLL, h1 and h2 are tuned in (31).
(29) |
(30) |
(31) |
bCCC after the fault is derived in (32) with the variation of Idc, where the subscript max denotes the maximum value.
(32) |
For the inverter side, the CEA is used to keep the extinction angle constant, thus we can obtain (33). With (33), the derivative of with respect to t is derived in (34).
(33) |
(34) |
The state space of (34) is derived in (35), where is given in (36). Next, the
(35) |
where is the system gain of the improved CEA control based on LADRC.
(36) |
(37) |
By compensating for the disturbances observed by the LESO to x, the LSEF is derived by (38). The parameter tuning is similar to (20). bCEA is derived in (39) with the change of .
(38) |
(39) |
The proposed control against SCF with LADRC is given in

Fig. 7 Proposed control against SCF with LADRC. (a) Improved PLL. (b) Improved CCC at rectifier side. (c) Improved CEA at inverter side.
The improved PLL, CCC, and CEA controls based on the LADRC have three kinds of parameters to be tuned, i.e., the gain of the system b, the gain of the LESO h, and the gain of the LSEF K. With the mathematical model of the LCC-HVDC, b is easy to tune, as shown in (28) and (36). With the bandwidth-tuning method, tuning h and K is transformed to tuning the bandwidth of the LESO wLESO and the bandwidth of the LSEF wLSEF, as shown in (20) and (31), respectively. The parameters to be tuned are similar to those of the PI control.
With minor changes, the proposed control is suitable to the actual HVDC projects. In the CIGRE system, the DC current control is applied at both sides, where the DC voltage control is applied at neither the rectifier side nor the inverter side. For the actual HVDC projects, the constant voltage control at the rectifier side is to prevent overvoltage, and that at the inverter side is to keep the DC voltage constant. To maintain the DC voltage after the fault, the output of the constant voltage control of the inverter keeps at the maximum value, which does not affect the performance of the CEA during the recovery.
The HVDC system and an actual HVDC project are implemented with the PSCAD/EMTDC to verify the proposed control. The parameters of CIGRE HVDC are given in [
Considering that the AC fault near the inverter may not be cleared in time, its duration is set to be 0.2 s or 0.4 s to simulate serious fault and show the impact of the continuous fluctuation of the commutation voltage on the SCF.
To compare the negative-sequence voltage of commutation bus and the harmonics under different fault types, the faults with the transition inductance of 0.45 H are applied at the inverter side, starting from 2.0 s and lasting for 0.2 s. The commutation voltage, harmonic distribution, and current at the valve side connected to the Y/Y transformer are presented, as shown in

Fig. 8 Harmonic distribution of commutation voltage and current at valve side under different faults. (a) Negative-sequence voltage under SPG fault. (b) under SPG fault. (c) Negative-sequence voltage under double-phase-to-ground fault. (d) under double-phase-to-ground fault. (e) Negative-sequence voltage under symmetrical fault. (f) under symmetrical fault.
The negative-sequence voltage is observed under the asymmetrical faults, and its amplitude during the CF is larger than that during the CF recovery, since the former has more harmonics of the positive-sequence voltage. In the steady state, the amplitudes of the positive and negative half-wave current of the valve connected to the Y/Y transformer, i.e., IYY, are equal. After the first CF, is no longer symmetrical, but biased to one side due to the unidirectional conductivity of the valve group, yielding the harmonic component of the AC current and contributing to the negative-sequence voltage at the inverter bus. The negative-sequence voltage under the symmetrical fault is comparable to that under asymmetrical faults, but the former is close to 0 during the CF recovery.
To show the impact of the negative-sequence voltage on the CF under the SPG and three-phase-to-ground (TPG) faults, the comparisons of the negative-sequence voltages of the fundamental frequency are presented, as shown in

Fig. 9 Impact of fault levels on CF. (a) Negative-sequence voltage under SPG fault. (c) Negative-sequence voltage under TPG fault.
When the transition inductance increases to 1.35 H, the CF does not occur, showing that the critical inductance is between 1.15 H and 1.35 H. Similar results are found under the TPG fault. The negative-sequence voltage is comparable to that under the SPG fault with the same fault level. The critical inductance is between 1.35 H and 1.55 H.
Taking the TPG fault with a transition inductance of 0.45 H and a duration of 0.2 s as an example, the impact of the negative-sequence voltage at the AC side under the TPG fault is given in

Fig. 10 Impact of negative-sequence voltage at AC side under TPG fault. (a) Voltage and ouput of PLL. (b) . (c) .

Fig. 11 Impact of negative-sequence voltage at DC side.
To illustrate the suppression effect of the proposed control on the SCF, the transient responses in control I-control III methods are compared under the symmetrical fault.
1) Control I: CIGRE control as shown in
2) Control II: the control in [
3) Control III: the control proposed in this paper. Parameters of the proposed control in CIGRE HVDC system are listed in Table I.
With the transition inductance of 0.45 H, a TPG fault within 2-2.4 s occurs at the inverter side.

Fig. 12 Comparisons of control I, control II, and control III under TPG fault. (a) Negative-sequence voltage with control I. (b) Negative-sequence voltage with control II. (c) Negative-sequence voltage with control Ⅲ. (d) . (e) . (f) .
The negative-sequence voltage and its harmonics have three obvious increases by using control I, which indicates that there are two SCFs. There is no adjustment to the PLL and the control system, which causes the fluctuations of , , and . Compared with control I, the negative-sequence voltage and its harmonics are reduced by one rise behavior by using control II, hence the fluctuations of , , and are suppressed. Compared with control II, control III better suppresses the negative-sequence voltage increase and the fluctuations of , , and . The above findings show that control III alleviates the adverse effect of negative-sequence voltage on suppressing the SCF, and is better than those of control I and control II.
Control type | b | wLESO | wLSEF |
---|---|---|---|
PLL based on LADRC | 1 | 15.0 | 3.4 |
CCC based on LADRC | -38 | 37.5 | 11.8 |
CEA based on LADRC | -30 | 34.0 | 6.6 |
To further test the robustness and the ability against the SCF of the proposed control, it is necessary to compare the suppression effect in different SCF scenarios. The transition inductance varies from 0.20 H to 0.95 H with a step size of 0.05 H under the TPG fault, and the SCR varies from 2 to 3 with a step size of 0.5. A larger short-circuit ratio (SCR) means a strong AC system. The moment of fault varies from 2.000 s to 2.010 s with a step size of 0.001 s and a fault duration of 0.4 s. The results are shown in

Fig. 13 Control effect with different fault conditions under TPG fault. (a) Control I. (b) Control Ⅱ. (c) Control Ⅲ. (d) Different SCRs.
To verify the control effect of the proposed control, an actual ±1100 kV Changji-Guquan project (1/2 bipolar operation modes) is applied [
Control type | b | wLESO | wLSEF |
---|---|---|---|
PLL based on LADRC | 1 | 22 | 6 |
CCC based on LADRC | -27 | 41 | 16 |
CEA based on LADRC | -21 | 36 | 9 |

Fig. 14 Suppression effect to SCF under different faults.
In this paper, the SCF suppression considering the negative-sequence voltage after the fault at the inverter side is studied. With the harmonics of the positive-sequence voltage, the analytical expression of the negative-sequence voltage with the commutation voltage is derived. The contribution of the negative-sequence voltage to the SCF is found by deriving the analytical expressions of the outputs of the PLL and the inverter control with respect to the time. The improved control based on the LADRC to replace the PI control against the negative-sequence voltage is proposed to suppress the SCF. Some conclusions are found as follows.
1) Since the modulation to the AC voltage and the DC current by the inverter is nonlinear, the AC voltage has the negative-sequence components due to harmonics after the symmetrical fault. During the CF process, the amplitude of the negative-sequence voltage under the symmetrical fault is comparable to that under the asymmetrical fault.
2) At the AC side, the negative-sequence voltage causes the phase shift of the PLL, which yields the deviation between the actual value and the reference value of the firing angle. At the DC side, the actual value of the firing angle is larger than the reference value of the firing angle when the CCC is switched to the CEA. These behaviors reduce the extinction margin and finally cause the SCF.
3) Compared with the traditional PI control and ADRC, the proposed control alleviates the adverse effect of the negative-sequence voltage on the commutation process, reduces the risk of the SCF, and improves the recovery speed of the system.
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