Abstract
The flexible interconnection of microgrids (MGs) adopting back-to-back converters (BTBCs) has emerged as a new development trend in the field of MGs. This approach enables larger-scale integration and higher utilization of distributed renewable energy sources (RESs). However,their stability characteristics are very different from single MG due to the control characteristics of flexible interconnection. Meanwhile, the uncertainty and stochastic dependence structures of RESs and loads create challenges for stability analysis and cooperative control. In this paper, a probabilistic small-signal stability assessment and cooperative control framework is proposed for interconnected MGs via BTBCs. First, a cooperative control architecture for MGs is constructed. Then, a small-signal model of interconnected MGs via BTBCs containing primary control and secondary control is developed. This model facilitates the analysis of the impacts of BTBCs and various control strategies on the system stability. Subsequently, Copula functions and polynomial chaos expansion (PCE) are combined to achieve the probabilistic small-signal stability assessment. On this basis, the parameters of the cooperative control are optimized, enhancing the robustness of interconnected MGs via BTBCs. Finally, a case of interconnected MGs via BTBCs are built in MATLAB/Simulink to verify the accuracy and effectiveness of the proposed framework.
19, 2024.
MICROGRID (MG) is an effective way to achieve the flexible consumption and efficient application of renewable energy sources (RESs) [
Current research on MG small-signal stability mainly focuses on isolated MGs and those interconnected through AC links. Reference [
Deterministic methods for small-signal stability analysis no longer meet the research needs. Therefore, probabilistic small-signal stability analysis methods, which consider the variability of operational parameters, have been widely used in recent years. The main methods for probabilistic small-signal stability analysis in power systems include simulation methods [
Among them, polynomial chaos expansion (PCE) [
The cooperative control of BTBC-IMGs aims to address the challenge of achieving equitable active power distribution based on capacity ratios at the cluster level. Existing methods can be classified into two categories: those that do not rely on the communication network and those that do. Without relying on communication network interactions, [
In summary, there is an interaction between cooperative control and probabilistic small-signal stability, which restrict the application of IMGs. Therefore, this paper develops a probabilistic small-signal stability assessment and cooperative control framework. The main contributions of this paper are as follows.
1) A cooperative control architecture for BTBC-IMGs is constructed, which enhances the accuracy of frequency and voltage recovery and power equalization. On this basis, a small-signal model of BTBC-IMGs considering cooperative control is built, which can analyze the impact of different control strategies and BTBCs on the stability of IMGs.
2) The probabilistic small-signal stability assessment for BTBC-IMGs is developed based on Co-PCE. The instability risk of BTBC-IMGs is evaluated. Considering the correlation and uncertainty, the impact of RESs and cooperative control on the damping response surface is investigated. Meanwhile, the effects of different interconnection and control on the stability of BTBC-IMGs are analyzed.
3) Combined with stability assessment results, the cooperative control parameters are optimized, which enhances the robustness of BTBC-IMGs. The cooperative control of the frequency, voltage, and power of IMGs is realized under a high proportion of RES integration.
The rest of this paper is organized as follows. Section II establishes the small-signal model and the cooperative control for BTBC-IMGs. Section III presents Co-PCE for probabilistic small-signal stability assessment. Section IV exhibits the proposed probabilistic small-signal stability assessment and cooperative control framework. Section V validates the effectiveness of the proposed framework by triple-ended IMGs. Section VI presents the conclusion of this paper.

Fig. 1 General structure of BTBC-IMGs.
A two-level cooperative control architecture is designed to take over the control responsibility of MGs in both individual and interconnected operating modes. In the first control level, neither the MGs nor the BTBCs require communication, while in the second control level, communication is required, as shown in

Fig. 2 Cooperative control architecture of BTBC-IMGs.
The first control level comprises the local droop control and frequency difference control. The objectives of voltage stability, frequency stability, active power sharing, and reactive power sharing in DGs are fulfilled in the first control level. The secondary control level is mainly responsible for accurately restoring the voltage and frequency to rated values and improving the power sharing in IMGs.
The most common control architectures for the second cintrol level are centralized and distributed types, where communication links are used to share the data among DGs. In the second control level, the distributed control based on consistency algorithms is employed to realize frequency and voltage recovery within the MG, as well as precise power sharing. BTBC control is designed based on the difference in active power ratio of MG, to achieve equal distribution of active power between MGs. The communication topology of BTBC-IMGs is shown in

Fig. 3 Communication topology of BTBC-IMGs.
The control objectives include frequency and voltage recovery with zero difference and global accurate active power sharing in the BTBC-IMGs. The specific control objectives are as follows.
1) Objective 1: secondary frequency recovery control of each DG within MGs to maintain the frequencies at the rated value.
2) Objective 2: secondary voltage recovery control of each DG within MGs to restore the voltages to the rated values.
3) Objective 3: equalization of active power among DGs in MGs, so that each DG could output according to its active capacity.
4) Objective 4: equalization of reactive power among DGs in MGs, so that each DG could output according to its reactive capacity.
5) Objective 5: active power sharing ratio control between MGs in the BTBC-IMGs, which controls the active power transmission of each BTBC to balance the output of each MG according to the equivalent droop coefficient.
The MGs established in this paper include photovoltaic (PV), wind turbine, and load models. The randomness and correlation of power generation units and loads lead to uncertainty in the power fluctuations of the system. The comprehensive ZIP load model is used, which can correspond to various load types in the MG.
The control system of DGs consists of droop control and power sharing control for voltage and current. The droop control simulates the active and reactive power droop characteristics of the synchronous generator. The power sharing control is developed by the control of output current and voltage. The PV array of the PV system is described by an engineering model of the PV module, which is based on a linear approximation [
According to

Fig. 4 BTBC control section. (a) Internal power control of VSCi. (b) DC voltage control of VSCj.
The internal power controller receives the active and reactive power references from the active power transmission command and aims to exchange scheduled power by controlling the VSC current. Meanwhile, the DC voltage control stabilizes the DC-side voltage by controlling the VSC. In addition, two PLLs are required for the VSCs to synchronize with the MGs. In addition, the power part comprises two AC sides and one common DC link. A dynamic model of a BTBC consists of AC and DC sides, power control, DC voltage control, and PLLs.
By modeling IMG modules separately, it is possible to model various IMG structures with any number of MGs. The IMG state space can be represented as:
(1) |
where XIMG contains (13a+2)b+2c+21d state variables; and AIMG is the (13a+2)b+2c+21d order matrix.
The control strategies are divided into MG control and BTBC control [
In BTBC control, each BTBC adopts frequency difference control to achieve flexible power transmission. The specific control is expressed as:
(2) |
where KpBP and KiBP are the proportional and integral adjustment coefficients of the Pref controller, respectively; and and are the frequencies on both sides of BTBC.
The secondary control of BTBC obtains the active power ratio of MGs on both sides of BTBC through communication, thereby achieving global active power sharing control (Objective 5). The specific control is expressed as:
(3) |
where is the output of the active power sharing ratio control; and are the proportional and integral adjustment coefficients of the Pcom controller, respectively; and and are the active power ratios on both sides of BTBC. Therefore, the BTBC control can be written as:
(4) |
The key parameters of BTBC control include KpBP, KiBP, , and .
Geographically close RESs and loads have correlated dependence. This would result in the loss of independence of random variables, or the random variables no longer adhere to a standard normal distribution. Therefore, this subsection addresses the correlation of random variables based on Copula function.
1) Stochastic Distribution of Wind, PV, and Load
According to historical data recorded by the National Renewable Energy Laboratory (NREL) [

Fig. 5 PDFs of solar irradiance and load at a certain time. (a) Illumination intensity. (b) Load.
Based on the non-parametric kernel density estimation, the marginal probability distributions of wind turbines 1 and 2 in the same wind farm are obtained, as shown in

Fig. 6 Marginal probability distribution of wind turbines. (a) Wind turbine 1. (b) Wind turbine 2.
2) Correlation Processing
The correlation among wind speed, PV, and load variables is calculated based on Pearson linear correlation coefficient and Kendall rank correlation coefficient . When the absolute value of the correlation coefficient is greater than the threshold (in this paper, is set to be 0.45), the variables are strongly correlated. Otherwise, they are considered weakly correlated. The Copula theory is adopted to establish a joint PDF for strongly correlated variables, and a univariate PDF is established for weakly correlated variables.
According to Sklar’s theorem, the joint distribution function can be converted into the marginal distribution function of each component of the random variable, and a Copula function that describes the correlation of N random variables, expressed as:
(5) |
where xi () is the input variable. The estimate of the cumulative distribution function (CDF) for xi is:
(6) |
where is the estimated value of the PDF.
The selection of an appropriate Copula function is contingent upon the calculation of the optimal Copula function. The empirical Copula function that defines the sample is as follows:
(7) |
where is the empirical distribution function; n is the number of random variables in the empirical distribution function; is the schematic function; and is the CDF. The squared Euclidean distance between the empirical Copula function and the theoretical Copula function is as follows:
(8) |
where is the theoretical Copula function.
The theoretical Copula function with the shortest distance is selected as the optimal Copula function. The squared Euclidean distance between five typical Copula functions and the empirical Copula function is shown in

Fig. 7 Squared Euclidean distances between typical Copula functions and empirical Copula function.
PCE is a widely used method for uncertainty quantification in different fields [
(9) |
where ai and are the orthogonal basis and its corresponding coefficient with respect X, respectively.
The PCE model assumes that the input vector is independent. After Copula correlation modeling and matrix transformation, the dependent input random vector X is transformed into an independent input random vector U [
(10) |
where θ denotes a random variable; () is the PCE coefficient; and () is the k-order Hermite polynomial, which is a function of the multi-dimensional standard normal random variables . X in the original space is processed by correlation modeling as a function of variables that adhere to a standard normal distribution.
The k-order Hermite polynomial is:
(11) |
(12) |
The truncated equation is:
(13) |
where denotes the set of (). To solve the surrogate model of the system output, the probability allocation point method is utilized to evaluate . First, select Q combination points for U. The selected points need to cover high-probability areas, such as the origin and points near the origin. The (p+1
The flow chart of probabilistic small-signal stability assessment and cooperative control of the BTBC-IMGs is shown in

Fig. 8 Flow chart of probabilistic small-signal stability assessment and cooperative control of BTBC-IMGs.
Firstly, wind speed, illumination intensity, and load data are modeled relevantly, and parameters are designed for the cooperative control of the BTBC-IMGs. Secondly, the weak damping ratio is chosen as the polynomial output and the display expression between the damping ratio and multiple input variables is constructed. This assesses the small-signal stability of the BTBC-IMGs and quantifies the extent to which the parameters affect the stability. The parameter optimization is further implemented to enable the system to maintain an accurate control objective despite the consideration of uncertainty fluctuations.
The case of the BTBC-IMG is built in MATLAB/Simulink. The key mode damping ratio of the system is selected as an evaluation index for small-signal stability to evaluate the stability probability of the BTBC-IMG that contains RESs and loads. This case includes MG1, MG2, and MG3 interconnected by BTBC1, BTBC2, and BTBC3, as shown in

Fig. 9 Structure of BTBC-IMG.
The historical data come from NREL in the United States [
The basic data of this case are shown in Table I. The pair of conjugate eigenvalues closest to the imaginary axis is selected as the key eigenmode, and the corresponding damping ratio is 0.04. The Co-PCE is adopted to evaluate the probability of system stability.

Fig. 10 Accuracy verification of Co-PCE. (a) Characteristic roots from modal analysis. (b) Damping ratio obtained from Co-PCE.
The order of Hermite PCE is three, and Co-PCE is applied to calculate the probability of system stability. The stochastic response surface method (SRSM) without considering the nonlinear correlation [
Parameter | Value |
---|---|
Droop coefficients of DG1, DG2, DG3, DG4, DG5, | 3.2, 4.8, 4.8, 6.4, 6.4 |
Proportional and integral parameters of DG voltage controller | 0.005, 20 |
Proportional and integral parameters of DG current controller | 30, 500 |
Proportional and integral parameters of BTBC current controller | 20, 200 |
Proportional and integral parameters of BTBC voltage controller | 2, 20 |
Proportional and integral parameters of BTBC PLL | 0.4, 4 |
BTBC resistance, inductance, and capacitance | 0.05 Ω, 2 mH, 100 μF |
DC capacitance and resistance | 400 μF, 0.05 Ω |
The PDF and CDF calculated by comparing the Co-PCE, SRSM, and Monte Carlo (MC) method are shown in

Fig. 11 PDF and CDF calculated by comparing Co-PCE, SRSM, and MC method. (a) PDF. (b) CDF.
To further quantitatively verify the accuracy of the results obtained by Co-PCE, the mean square error coefficient and the relative average error coefficient are selected to evaluate the Co-PCE and SRSM. The calculations of the two coefficients are as follows:
(14) |
(15) |
where is the damping ratio obtained by the MC method; is the damping ratio sought by the method to be evaluated; M is the total number of sampling points; and STD is the standard deviation of the function values of the test sample points.
The evaluation results of different methods are shown in Table II. The
Method | Mean | Standard deviation (1 | Time (s) | ||
---|---|---|---|---|---|
MC | 0.02477 | 2.5621 | 8100.0 | ||
| 0.02685 | 2.4498 | 0.1152 | 0.1749 | 17.2 |
| 0.02366 | 2.5439 | 0.0671 | 0.0857 | 18.6 |
| 0.02582 | 2.5698 | 0.0091 | 0.0176 | 17.4 |
| 0.02479 | 2.5620 | 0.0057 | 0.0116 | 19.0 |
The statistical information and calculation time of the damping ratio with the three methods are also compared in Table II. The simulation result of the MC method can be used to judge the accuracy of Co-PCE and SRSM. The comparison shows that compared with the mean and standard deviation of Co-PCE, the results of SRSM are still less accurate. The main reason is that the true correlation is not considered. However, the calculation speed of SRSM is slightly faster than Co-PCE, and both methods result in a significant reduction in calculation time compared with the MC method.
The results of the damping response surface considering illumination intensity and load uncertainties based on BTBC interconnection are shown in

Fig. 12 Damping response surface considering illumination intensity and load uncertainties based on BTBC interconnection.
When the illumination intensity is within the range of 300-1000 W/
To identify the control parameters, a variance-based sensitivity analysis is conducted to determine which parameters are more sensitive to the dominant mode. Those parameters deemed to be insensitive are considered to cause relatively minor influence on damping. Accordingly, parameters that cause a more pronounced influence on damping are selected for examination of the damping response surface, as shown in

Fig. 13 Influence of different control parameters on damping response surface. (a) Control parameters of MG. (b) Control parameters of BTBC.
The stability margin of the control parameter stability region decreases as the parameters increase. However, if the parameter is set too small, some control performances may be lost. Therefore, the controllable variables (control parameters) and uncontrollable variables (wind speed, illumination intensity, etc.) are further combined to analyze the joint impact.
Taking Cω and illumination intensity as example,

Fig. 14 Damping response surface for control parameters against backdrop of uncertain power output.
Based on the above parameter optimization method, the control parameters are optimized. Parameter values before and after optimization are shown in Table III.
Stage | Cω | CQ | KiBP | KiBα |
---|---|---|---|---|
Before optimization | 25 | 320 | 2000 | 2000 |
After optimization | 10 | 200 | 4000 | 2000 |
The parameter optimization can effectively improve the system robustness by jointly adjusting control parameters and considering the stability of random small signals.
The stability characteristics of impedance interconnection and BTBC interconnection are analyzed when bidirectional power flows are present, and the influence of different interconnection ways on system stability is studied.
When the transmission power remains constant, the characteristic root distribution of impedance interconnection and BTBC interconnection is shown in

Fig. 15 Characteristic root distribution of impedance interconnection and BTBC interconnection. (a) Impedance interconnection. (b) BTBC interconnection.
The key mode damping ratios of the two interconnection ways are compared to evaluate the instability probability of this mode.

Fig. 16 PDF and CDF results of impedance interconnection. (a) PDF. (b) CDF.
This indicates that the instability probability of the BTBC interconnection is lower than that of the impedance interconnection. BTBC provides an isolation effect and can offset the impact of power fluctuations to a certain extent.
The damping response surface based on the impedance interconnection is shown in

Fig. 17 Damping response surface based on impedance interconnection.
To verify the effectiveness of the proposed cooperative control, a comparison of different controls is presented in

Fig. 18 Simulation results within MG with different controls. (a) Frequency. (b) Voltage. (c) Active power sharing ratio. (d) Reactive power sharing ratio.
After the implementation of distributed control, the frequency of each DG in the MG is restored to 50 Hz. The output voltage is restored to the bounded output voltage. The active and reactive power sharing ratios of each DG remain the same. Objectives 1-4 are achieved. The active power sharing ratios of different MGs are illustrated in

Fig. 19 Active power sharing ratios of different MGs.
At 2-8 s, the frequency difference control of the BTBC can gradually converge the active power sharing ratios between MGs to the same value. However, after the distributed control is implemented in the MGs, the power transmission between MGs is seriously disturbed. At 12 s, the difference of the active power sharing ratios between the MGs changes and no longer converges to the same value. At 16 s, the active power sharing ratio control of the BTBC is performed. After 16 s, the active power sharing ratios between MGs converge to the same value again, and Objective 5 is achieved.
The analysis results from the parameter stability domain are employed to incorporate uncertainties in output into the settings of the cooperative control parameters, thereby enhancing the system robustness.

Fig. 20 Simulation results of active power sharing ratios within MG before and after parameter optimization.

Fig. 21 Active power sharing ratios of different MGs and transmission power of BTBC before and after parameter optimization. (a) Active power sharing ratios. (b) Transmission power of BTBC.
In this paper, a probabilistic small-signal stability assessment and cooperative control framework for BTBC-IMGs is proposed. The proposed framework improves the accuracy of frequency and voltage recovery control, and active power sharing ratio control. Subsequently, the effects of uncertain RES fluctuations and collaborative control on small-signal stability are investigated. The accuracy of the assessment method is verified in MATLAB/Simulink and compared with the MC method and SRSM. Parametric damping response surfaces considering the correlation modeling are investigated. On this basis, the control parameters are optimized under the random RES fluctuations, ensuring that BTBC-IMGs maintain precise control objectives despite the presence of uncertainty fluctuations. The robustness of BTBC-IMGs is effectively enhanced.
Appendix
Since local droop control has inherent bias, based on the consistency algorithm, the distributed secondary control within the MG is designed as follows.
The compensation value of the frequency recovery control can be designed as:
(A1) |
where is the frequency compensation value gain, which is a positive value; is the adjacent weight from DGkh to DGke in MGk; and are the output angular frequencies of DGke and DGkh, respectively; is the weight value of the virtual node DG0 to DGke in MGk; and is the set frequency reference value.
The compensation value of the active power sharing control can be designed as:
(A2) |
where is the active power compensation value gain, which is a positive value; and are the active power droop control coefficients of DGke and DGkh, respectively; and and are the average active power of DGke and DGkh, respectively.
The adjustment amount of the distributed frequency control is defined as:
(A3) |
The value of the distributed frequency control is:
(A4) |
where is the rated angular frequency.
The compensation value of the voltage recovery control can be designed as:
(A5) |
where and are the bounded output voltages of DGke and DGkh, respectively; is the voltage compensation value gain, which is a positive value; and is the bounded voltage reference value.
The compensation value of the reactive power control can be designed as:
(A6) |
where CQ,ke is the reactive power compensation value gain, which is a positive value; and are the reactive power droop control coefficients of DGke and DGkh, respectively; and and are the average reactive power of DGke and DGkh, respectively.
The adjustment amount of distributed bounded voltage control is:
(A7) |
The value of distributed bounded voltage control is:
(A8) |
where and are the output voltage amplitudes in the dq coordinate; and is the rated voltage amplitude.
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