Abstract
In an autonomous droop-based microgrid, the system voltage and frequency (VaF) are subject to deviations as load changes. Despite the existence of various control methods aimed at correcting system frequency deviations at the secondary control level without any communication network, the challenges associated with these methods and their abilities to simultaneously restore microgrid VaF have not been fully investigated. In this paper, a multi-input multi-output (MIMO) model reference adaptive controller (MRAC) is proposed to achieve VaF restoration while accurate power sharing among distributed generators (DGs) is maintained. The proposed MRAC, without any communication network, is designed based on two methods: droop-based and inertia-based methods. For the microgrid, the suggested design procedure is started by defining a model reference in which the control objectives, such as the desired settling time, the maximum tolerable overshoot, and steady-state error, are considered. Then, a feedback-feedforward controller is established, of which the gains are adaptively tuned by some rules derived from the Lyapunov stability theory. Through some simulations in MATLAB/SimPowerSystem Toolbox, the proposed MRAC demonstrates satisfactory performance.
DUE to concerns over global warming, rising electrical energy consumption, and the depletion of fossil fuels, renewable energy sources (RESs) have received significant attention. Microgrid, a relatively new concept, offers a means to integrate RESs into existing distribution networks. Microgrids are small power networks that can operate in either islanded or grid-connected mode [
To enhance the intelligence and flexibility of microgrids, a hierarchical control structure comprising three levels, i.e., primary control, secondary control, and tertiary control, has been extensively employed in microgrid control [
The primary control usually consists of a droop controller, inner voltage and current control loops, and a virtual impedance [
To achieve secondary frequency control (SFC) only using local variables of DGs and eliminate the need for communication links among DGs, decentralized methods have been proposed. These SFC methods can be categorized as either proportional-regulator-based or proportional-integral-regulator-based methods depending on the type of controller used, which are defined as P-SFC and PI-SFC methods, respectively. In [
In [
Model reference adaptive systems (MRASs) are used to design adaptive controllers for different classes of uncertain dynamic systems. The fundamental concept is to adjust the controller parameters in such a way that the system output tracks a reference model output, acting as the desired trajectory [
1) The proposed MRAC can be flexibly applied to two different AC microgrid types, i.e., droop-based and inertia-based microgrids.
2) Since the parameters of the controller are directly adjusted, there is no need to estimate the parameters of the system model. Therefore, this leads to a reduction in the computational burden.
3) The selected reference model has a fully decoupled structure, which enables the independent control of active and reactive power through two entirely separate control loops even in the presence of uncertainties.
4) The proposed MRAC offers the potential to attain appropriate power sharing with high droop coefficients in a droop-based AC microgrid without causing instability.
The rest of this paper is as follows. Section II describes the small-signal modeling of DGs. Section III describes the design procedure of the proposed MRAC. In Section IV, simulation results of the proposed MRAC in an autonomous AC microgrid are evaluated. The conclusion of this paper is presented in Section V.
The diagram of a DG equipped with the proposed MRAC is shown in

Fig. 1 Diagram of DG equipped with proposed MRAC.
The output active power and reactive power of inverter can be formulated as [
(1) |
(2) |
where and are the amplitudes of the AC bus voltage and the inverter output voltage, respectively; and are the resistive and inductive components of the feeder line, respectively; and is the power angle.
If the line impedance is highly inductive (), the output active and reactive power of inverter can be reformulated as:
(3) |
(4) |
Since is relatively small, and . Thus, the well-known droop-based method ( and ) can be rewritten as:
(5) |
(6) |
where and are the droop coefficients of frequency and voltage, respectively; and are the active and reactive power references, respectively; and and are the frequency and voltage references, respectively.
By assuming small disturbances around the equilibrium point defined as (, , ), (1), (2), (5), and (6) can be linearized as (7)-(10), respectively.
(7) |
(8) |
(9) |
(10) |
where ; ; ; and .
Assuming that , , , and are constant, the deviation terms in (9) and (10) can be ignored. To filter out the high-frequency components in the measured power components caused by load unbalance, low-pass filters (LPFs) are typically used in power control loops. These LPFs introduce a multi-time-scale separation between the inner voltage and current loop and the outer power loop, where the latter is more than ten times slower than the former [
(11) |
(12) |
where and are the cut-off frequencies of the active and reactive power loops, respectively.
By defining the state vector , the state-space representation of the studied system is expressed as:
(13) |
where and are the system output and the control input, respectively; ; ; and .
According to (13), the studied system is a two-input two-output (TITO) system; hence, the control inputs can independently regulate two outputs. To investigate this issue, the functional controllability of the system can be used. The transfer function matrix of (13) is obtained as:
(14) |
where ; and is the unit matrix.
Definition Consider the transfer function matrix with -input -output. is functionally controllable provided that the normal rank of is equal to [
Based on the above definition, the necessary and sufficient condition for the functional controllability of (14) is . Using the parameters of the studied system [
Parameter | Value |
---|---|
DC voltage (V) | |
Switching frequency (Hz) | |
Nominal frequency (rad/s) | |
Nominal voltage amplitude (V) | |
Cut-off frequencies , (rad/s) | , 31.4 |
Parameter | Value | |
---|---|---|
DGs 1 and 2 | DGs 3 and 4 | |
Resistance of LC filter () | ||
Inductance of LC filter (mH) | ||
Capacitance of LC filter () | ||
Feeder resistance () | ||
Feeder inductance (mH) | ||
Parameter | Value | |
---|---|---|
DGs 1 and 2 | DGs 3 and 4 | |
Proportional coefficient of voltage controller gain | ||
Integral coefficient of voltage controller gain | ||
Proportional coefficient of current controller gain | ||
Integral coefficient of current controller gain |
Line | Resistance () | Inductance () |
---|---|---|
Line 1 | 0.23 | 138 |
Line 2 | 0.30 | 600 |
Droop-based microgrids are generally inertia-less and sensitive to faults. Control methods such as using VSGs and virtual synchronous machines (VSMs) have been suggested to provide inertia support [
(15) |
where and are the virtual moment of inertia and the virtual damping factor in the active power loop, respectively. Paying attention to (11), the droop control with an LPF is equivalent to the VSG control. The relations between them can be stated as:
(16) |
The droop control (non-inertial) can be considered as a specific case of the inertial one, i.e., or . Therefore, it is possible to represent both using a general model. In this paper, the droop control with the LPFs is selected as the representative.
The block diagram of the proposed MRAC is presented in

Fig. 2 Block diagram of proposed MRAC.
Since the state-space representation in (13) is third-order, the following reference model is considered:
(17) |
where and are the state variable vector and the input vector of the reference model, respectively; and , , and are three positive real numbers that have been selected based on time-domain performance criteria such as settling time, rise time, overshoot, and frequency-domain specifications, including phase and gain margins. The reference model (17) has a fully decoupled structure that can provide acceptable performance even in the presence of unknown dynamics. The tracking error is defined as:
(18) |
The problem is to design a controller for (13) such that asymptotically tends to zero, even though is unknown.
Remark 1 As the design parameters (, , , and ) are chosen by the designer, B is known. In contrast, A is unknown since it depends on the parameters of feeder line.
A general feedback-feedforward structure is considered for the adaptive controller as:
(19) |
where and are the feedback and feedforward gains, respectively.
To track the reference model by the closed-loop system, it is sufficient to select and , where and are ideal gains that are obtained from:
(20) |
(21) |
The necessary and sufficient condition to have a solution for the pole placement problem (20) is the controllability of the pair . By constructing the controllability matrix , it can be observed that it is full-rank, and consequently, this condition holds. Since some parameters of the system are unknown, adaptive mechanisms are needed to estimate the controller parameters and .
The Massachusetts Institute of Technology (MIT) rule and the Lyapunov-based approaches are typical for designing the adaptive mechanism [
(22) |
where and . Now, consider the following Lyapunov candidate function:
(23) |
where is the trace of the square matrix ; and are two positive-definite adaptation rate matrices for and , respectively; and is the unique positive-definite solution of the following Lyapunov equation:
(24) |
where is a positive-definite matrix. Since all the eigenvalues of are strictly positive, (24) has a unique positive-definite solution.
The time derivative of the Lyapunov candidate function is expressed as:
(25) |
The following adaptive laws are selected:
(26) |
(27) |
And we have:
(28) |
where is the smallest eigenvalue of . It can be concluded that , , and are bounded due to [
Lemma 1 (Barbalat’s Lemma) If the differentiable function has a finite limit as and is uniformly continuous, then as [
Lemma 2 If is bounded, then is uniformly continuous [
We can compute:
(29) |
where the subscript 0 represent the initial values.
Thus, has a finite limit as . Since exists, , but , where is the set of all signals for which the integral of their squared magnitudes over the entire domain is finite; and is the set of bounded signals. can be shown to be uniformly continuous by evaluating if its derivative is bounded.
(30) |
Since , , and are bounded, is bounded. Consequently, is uniformly continuous. Using Lemma 1, is asymptotically stable. Theorem 1 summarizes the stability property of the closed-loop system.
Theorem 1 If is controllable and for any positive-definite , the system (13) under the structure of adaptive controller (19) and the adaptive laws (26) and (27) asymptotically follow the reference model (17).
The main design steps of the proposed MRAC are illustrated in

Fig. 3 Main design steps of proposed MRAC.
The single-line diagram of the studied microgrid is shown in

Fig. 4 Single-line diagram of studied microgrid.
Remark 2 The proposed MRAC can be applied to two different types of microgrids: droop-based and inertia-based ones. Droop-based microgrids demonstrate fast dynamic responses due to their inertia-less characteristics. Since inertia-based microgrids prioritize emulating the inertia and kinetic energy of traditional generators to enhance grid stability [
In this subsection, the ability of the droop-based MRAC to regulate the VaF of microgrid to their desired values is evaluated. To design the MRAC with the desired settling time of approximately s and rise time of s, without any overshoot, the parameters of (17) are set as , and . The input vector of reference model is . To attain the control objectives with desired performance, the design parameters are considered as , , and , respectively. It is assumed that at s, loads 1 and 3 with values of and are applied to the system, respectively. The changes for load 2 are: during s, ; during s, ; and during s, .
The frequency and voltage of DGs 1-4 with conventional droop controller are shown in

Fig. 5 Frequency and voltage of DGs 1-4 with conventional droop controller. (a) Frequency. (b) Voltage.

Fig. 6 Simulation results of DGs 1-4 with droop-based MRAC. (a) Frequency. (b) Voltage. (c) Active power. (d) Reactive power.

Fig. 7 Controller parameters with droop-based MRAC. (a) Elements of . (b) Elements of .
To demonstrate the superiority of the droop-based MRAC, a comparison is conducted with an average-based distributed secondary controller. Detailed information about the design procedure of this controller can be found in [

Fig. 8 Active power of DGs 1-4 with average-based distributed secondary controller.
In this subsection, an inertia-based MRAC is designed to restore the VaF of microgrid. The VSGs are used to virtually inject inertia into the system, thereby enhancing the system stability margin. To achieve the desired closed-loop system, with a settling time of approximately and rise time of , without any overshoot, the reference model parameters in (17) and the design parameters of the controller are selected as , , , , , and . At , loads 1 and 3 with values of and are connected to the PCC, respectively. During and , the values of load 2 are and , respectively. The frequency and voltage of DGs 1-4 with the inertia-based MRAC are shown in

Fig. 9 Simulation results of DGs 1-4 with inertia-based MRAC. (a) Frequency. (b) Voltage. (c) Active power. (d) Reactive power.
The effects of the design parameters on the frequency of DG 1 are investigated in this subsection. Frequencies with the droop-based and inertia-based MRAC are shown in Figs.

Fig. 10 Frequency of droop-based MRAC. (a) . (b) .

Fig. 11 Frequency of inertia-based MRAC. (a) . (b) .
Parameter | Value | Settling time (s) | Nadir frequency (Hz) |
---|---|---|---|
50 | 0.12 | 49.9986 | |
300 | 0.12 | 49.9989 | |
600 | 0.12 | 49.9991 | |
250 | 0.14 | 49.9880 | |
500 | 0.11 | 49.9920 | |
2000 | 0.07 | 49.9980 |
Parameter | Value | Settling time (s) | Nadir frequency (Hz) |
---|---|---|---|
1 | 4 | 49.956 | |
10 | 4 | 49.957 | |
15 | 4 | 49.958 | |
5 | 7 | 49.938 | |
10 | 5 | 49.943 | |
30 | 3 | 49.954 |
The trace of eigenvalues for DG 1 with conventional droop-based controller and proposed droop-based MARC is depicted in

Fig. 12 Trace of eigenvalues with increasing from to .
By increasing , the eigenvalues of the open-loop system move towards the right-half plane (RHP), and at , the system becomes unstable. However, with the droop-based MARC, the DG can remain stable even under this condition.
This paper proposes an MIMO MARC for simultaneous regulation of VaF in autonomous AC microgrids without relying on a communication network. The suggested MARC is designed based on two methods: droop-based and inertia-based methods. The design procedure for the MARC involves three main steps. First, a reference model is constructed using control objectives such as desired settling time, overshoot, and steady-state error. Next, a feedback-feedforward structure is considered for the controller. Finally, two adaptive laws are computed based on Lyapunov’s stability theory to achieve the desired closed-loop performance. The effects of the designed parameters on the system performance are investigated in detail, demonstrating that they can be tuned with predictable outcomes. Simulation results confirm the effectiveness of the proposed MIMO MRAC in simultaneously restoring VaF while ensuring accurate power sharing among the DGs.
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