Abstract
With the increasing wind power penetration in the power system, the auxiliary frequency control (AFC) of wind farm (WF) has been widely used. The traditional system frequency response (SFR) model is not suitable for the wind power generation system due to its poor accuracy and applicability. In this paper, a piecewise reduced-order frequency response (P-ROFR) model is proposed, and an optimized auxiliary frequency control (O-AFC) scheme of WF based on the P-ROFR model is proposed. Firstly, a full-order frequency response model considering the change in operating point of wind turbine is established to improve the applicability. In order to simplify the full-order model, a P-ROFR model with second-order structure and high accuracy at each frequency response stage is proposed. Based on the proposed P-ROFR model, the relationship between the frequency response indexes and the auxiliary frequency controller coefficients is expressed explicitly. Then, an O-AFC scheme with the derived explicit expression as the optimization objective is proposed in order to improve the frequency support capability on the premise of ensuring the full release of the rotor kinetic energy and the full use of the effect of time delay on frequency regulation. Finally, the effectiveness of the proposed P-ROFR model and the performance of the proposed O-AFC scheme are verified by simulation studies.
WITH the deterioration of the global environment, renewable energy power generation such as wind power and photovoltaic has been paid much attention [
The accurate evaluation of frequency response indexes depends on the precise frequency response modeling. Existing studies on the frequency response modeling are mostly based on the single-machine equivalent model due to the merit of simple structure [
In order to reduce the order of ASF model or improve the accuracy and applicability of SFR model, some improved frequency response models have been proposed. In [
After establishing the frequency response model, the explicit expression of the frequency response indexes can be derived as a function of control coefficients in WF, thus the optimization scheme of the auxiliary frequency controller can be further studied. In order to improve the frequency support capability, the maximum rate of change of frequency (RoCoF) RoCoFmax is regarded as an index for adjusting the coefficients of auxiliary frequency controller in [
This paper proposes a piecewise reduced-order frequency response (P-ROFR) model and an optimized auxiliary frequency control (O-AFC) scheme of the WF. The main contributions are as follows:
1) A P-ROFR model with second-order structure and high accuracy at each frequency response stage is proposed in order to simplify the full-order model. In order to improve the accuracy of the ROFR model at different frequency response stages, a P-ROFR model composed of three reduced-order models is further proposed, whose coefficients are obtained by minimizing the amplitude of the error model.
2) An O-AFC scheme with inner- and outer-layer optimizations is proposed to maximize the frequency support capability of WF. The optimization of control coefficients in the inner layer is to realize the full release of rotor kinetic energy and safe operation of the system. The optimization of time delay in the outer layer is to make full use of the effect of time delay on frequency regulation.
This paper is structured as follows. Section II introduces the full-order frequency response model for multi-machine power system. Section III proposes the ROFR model to simplify the full-order model, and further proposes the P-ROFR model to improve the accuracy at different frequency response stages. Section IV proposes the O-AFC scheme with inner- and outer-layer optimization. Section V verifies the effectiveness of the proposed P-ROFR model and the performance of the proposed O-AFC scheme by simulation studies. Finally, Section VI concludes this paper.
When a frequency fault occurs, SGs and WFs inject active current into the power grid to support grid frequency recovery. The frequency response model for multi-machine power system can be expressed as:
(1) |
where is the system frequency deviation; is the inertia constant of the system; D is the damping factor of the system; is the power disturbance; is the active power deviation output by the WF; and are the numbers of SGs in the thermal power plants and hydropower plants, respectively; and and are the mechanical power deviations output by the
The relationship between the output power of the SG and the system frequency deviation can be obtained from the ASF model, so this section only focuses on the mathematical correlation between the output active power of the WF and system frequency. The model of the WT with AFC is shown in

Fig. 1 Model of WT with AFC.
It can be observed from
(2) |
where is the air density; is the area swept by the WT; is the power coefficient; is the wind speed; is the MPPT coefficient; is the rotor speed of the WT; and are the differential coefficient and proportional coefficient of auxiliary frequency controller, respectively; is the total time delay constant; and is the mechanical inertia constant of the WT.

Fig. 2 Power response curves of WT. (a) P-ωr. (b) .
In
In order to accurately evaluate the frequency support capability, it is necessary to reveal the relationship between the output active power of WF and the system frequency. Based on small-signal incremental analysis, the state space model of the rotor speed can be expressed as:
(3) |
where is the state variable; is the input variable; is the output variable; and is the initial rotor speed of the WT before frequency fault.
As can be observed from
(4) |
It can be concluded from (4) that the transfer function between and is a complex second-order function considering the change in the operating point of WT instead of a simple differential and proportional function. The curve of obtained from the linearized model (4) is in good accordance to the curve considering the change in the operating point, i.e., the actual . Therefore, it is necessary to consider the change in operating state when analyzing the frequency response of the system including WF participating in frequency regulation, which can provide a basis for establishing an accurate frequency response model.
Combining (4) with ASF model, a full-order frequency response model for multi-machine power system considering the change in the operating point of WT can be obtained in

Fig. 3 Full-order frequency response model.
The full-order model of the system frequency deviation is:
(5) |
Considering the strong applicability of the established frequency response model, the full-order model of (5) can also be rewritten as a n-order model, where n depends on the number and type of generators connected to the grid:
(6) |
where and are the polynomial coefficients of the full-order model.
The time-domain expression of the full-order frequency response model cannot be directly solved by inverse Laplace transform, thus it is challenging to explicitly express the frequency response indexes. The classical SFR model shows that the frequency response model during frequency faults can be expressed as a second-order model with two real poles or a pair of conjugate complex poles. Therefore, an ROFR model with second-order structure is proposed as:
(7) |
where , , , and are the polynomial coefficients of the ROFR model.
Considering that different frequency response stages have different requirements for the ROFR model, the frequency response is divided into three stages, as shown in

Fig. 4 P-ROFR model.
(8) |
where the piecewise point is the time when intersects ; and the piecewise point is the time when intersects .
In order to ensure that the P-ROFR model is as close as possible to the full-order frequency response model, a method to solve the coefficients of the P-ROFR model by minimizing the amplitude of the error model is proposed. Combining (6) and (7), the frequency-domain error model between the full-order frequency response model and the ROFR model can be written as:
(9) |
It can be observed from (9) that if the coefficients of the numerator polynomial are close to 0, the frequency-domain characteristic of is similar to that of . It means that the time-domain performance indexes of these two models should also be consistent. Therefore, in order to make the coefficients of numerator polynomial in (9) be 0, sets of equations are established, as shown in (10).
(10) |
where X, Y, and θ are the coefficient matrices, and θ can be obtained by the solution formula of the least square method. X, θ, and Y can be expressed as:
(11) |
(12) |
(13) |
According to the solution formula , the coefficients of the intermediate ROFR model are obtained by solving sets of equations in the overdetermined
The frequency-domain error model between the transient ROFR model and the full-order model can be expressed in (14). The frequency-domain error model between the steady-state ROFR model and the full-order model can be expressed in (15).
(14) |
(15) |
where , , , and are the coefficients of (10).
In this subsection, mathematical theorems are applied to prove that different frequency response stages should adopt the corresponding reduced-order models.
By performing inverse Laplace transform on (14), the time-domain error model between and is described as:
(16) |
where is the pole of (14); and is the amplitude of the signal.
In the transient stage, the frequency drops rapidly, so only the error model within a short time scale after the frequency drop occurs needs to be considered. The Taylor series expansion of (16) at is given as:
(17) |
where is the higher-order infinitesimal of .
Combining the initial value theorem of Laplace transform and (14), the initial value and the first four-order derivatives of are all 0 at .
(18) |
where is the order of the derivative ().
Substituting (18) into (17), it can be observed that the error between and is very small during a very short period after .
(19) |
Similarly, the error between and , and the error between and can be obtained respectively as:
(20) |
(21) |
where is the higher-order infinitesimal of ( ); and is the higher-order infinitesimal of 1.
Based on the higher-order infinitesimal theorem, it can be observed that and , so is closer to than and in the transient stage.
It can be concluded in [
Substituting into (9), (14), and (15), the ratios of the magnitude of to that of and that of can be obtained, respectively, as:
(22) |
(23) |
where is the oscillation frequency in rad/s; and and are the polynomial functions of .
In the steady-state stage, the oscillation frequency , so and are both much less than 1. Therefore, is closer to than and .
The approximation degree of , , , and P-ROFR model to is compared in

Fig. 5 Comparison of ROFR models. (a) Whole stage. (b) Transient stage. (c) Intermediate stage.
Model | (%) | (%) | (%) | |
---|---|---|---|---|
-24.62 |
5.560×1 |
1.2289×1 | -9.6938 | |
-1.31 |
-1.789×1 |
-1.0480×1 | 0.9665 | |
-4.04 |
-3.723×1 |
-7.5900×1 | 0.9693 | |
-1.31 |
5.560×1 |
-7.5900×1 | 0.9977 |
Previous analysis shows that P-ROFR model is a second-order model, so the analytical expression of each frequency response index can be derived directly as a function of and , which provides the optimization objective for the O-AFC scheme of WF.
It is worth mentioning that when the additional power is increased by enlarging and , the frequency support capability of WF is not necessarily improved. There are three main reasons.
Firstly, with the increase of and , more rotor kinetic energy is released, thus the output power of the MPPT controller has a stronger ability to weaken the frequency support capability of WF. Secondly, excessive and lead to the rotor speed exceeding the minimum speed limit, which will result in the WT off-grid operation. Finally, the time delay of the power response of WF nonlinearly affects the effect of and on the system frequency, and appropriate time delay can effectively improve the frequency response characteristics, as shown in Supplementary Material A. Therefore, in order to maximize the frequency support capability of the WF on the premise of ensuring the full release of rotor kinetic energy and the full use of time delay, an O-AFC scheme is proposed in this section.
Considering that the output active power of the WF mainly affects the RoCoF after a time delay, the RoCoFavg is regarded as one of the optimization objectives of the O-AFC scheme in this paper. At the same time, since and are significant indexes to evaluate the frequency stability of the system, the objective function is given as:
(24) |
where are the weighting coefficients, which can be configured according to different control requirements on the premise of satisfying . The time scale of RoCoFavg is , where tnadir is the time to reach the FN. The explicit expressions of RoCoFavg, , and as functions of and are obtained from the time-domain expressions of , , and , respectively. The structure of the proposed , , and is consistent with the classical second-order SFR model. Therefore, based on the solution formula of the frequency response indexes in [
(25) |
(26) |
(27) |
where is the end time of frequency regulation, which is set to be 20 s; and the subscripts T, I, S represent the transient, intermediate, and steady-state stages, respectively. The detailed expressions of , , , and are given in Supplementary Material B, which are composed of the coefficients c0, c1, d0, and d1 of the ROFR model. It is worth mentioning that the analytical expressions of c0, c1, d0, and are explicitly expressed as polynomial functions of and by solving (10). The expressions of and are slightly complicated, but their accuracy is high because all parameters of the full-order model are preserved during the order reduction to improve the accuracy. And since the polynomial function is elementary, so the running time and the computational burden are not increased.
1) Rotor speed constraint: according to the analysis of
When the system reaches a steady state, is equal to .
(28) |
where and are the steady states of and , respectively.
When the pitch angle and wind speed are known, PWm can be approximated by a second-order polynomial of [
(29) |
where , , and are the constant coefficients.
When the system is in a steady state, the differential module of the auxiliary frequency controller cannot support the frequency, so can be expressed as:
(30) |
Combining (28), (29), and (30), can be obtained as:
(31) |
According to the SFR model (5), can also be expressed as:
(32) |
Combining (31) and (32), the relationship between and is expressed as:
(33) |
According to (33), the relationship between and can be shown in Supplementary Material C. It can be observed that gradually decreases with the increase of . Therefore, the constraint that should be greater than can be converted to a constraint on , as shown in (34).
(34) |
where is the lower limit of the rotor speed.
It is worth mentioning that the linearization is not included in the derivation of (28)-(34). The nonlinear characteristics of are preserved in (34), so there is no linearization error in the constraint of .
2) Frequency response index constraint: considering that the weighting coefficients in (24) are determined by the control requirements, excessive attention of the system operator to a certain frequency response index and setting of a large weighting coefficient may cause other indexes to exceed the limit. Therefore, in order to ensure the frequency operating within a safe range, it is necessary to satisfy the maximum frequency deviation constraint and the steady-state frequency deviation constraint:
(35) |
(36) |
where is the maximum frequency deviation limit;and is the steady-state frequency deviation limit.
Considering that the effect of time delay is not as great as that of and , an O-AFC scheme with two-layer optimization is proposed, in which the inner layer optimizes the control coefficients and , and the outer layer optimizes the time delay .
The detailed implementation of the proposed inner- and outer-layer optimizations is shown in Supplementary Material D. When a frequency fault occurs, is increased by each time in the outer optimization and the changed is substituted into the optimization as a known quantity. In the inner-layer optimization, particle swarm optimization algorithm is adopted to minimize the objective function (24) under the constraints (34)-(36), so as to obtain the optimized and under this . Finally, the optimized , , and can be obtained by comparing the minimum objective function under different .
Two test power systems based on a two-area four-machine test system are built in MATLAB/Simulink, as shown in

Fig. 6 Configuration of two-area four-machine test system.
In order to verify the accuracy and parameter applicability of the proposed P-ROFR model, two model parameter distribution cases of the SG are verified in test system 1, namely, Case A and Case B. The model parameters in Case A are uniformly distributed, as shown in
SG | |||||
---|---|---|---|---|---|
G1 | 0.15 | 0.10 | 0.39 | 9.10 | 0.21 |
G2 | 0.21 | 0.05 | 0.29 | 12.20 | 0.17 |
G3 | 0.29 | 0.08 | 0.25 | 6.30 | 0.27 |
G4 | 0.35 | 0.03 | 0.17 | 14.00 | 0.24 |
SG | |||||
---|---|---|---|---|---|
G1 | 0.16 | 0.10 | 0.39 | 7.80 | 0.30 |
G2 | 0.18 | 0.03 | 0.29 | 13.60 | 0.15 |
G3 | 0.32 | 0.04 | 0.15 | 14.20 | 0.28 |
G4 | 0.34 | 0.08 | 0.17 | 9.10 | 0.17 |
The frequency response curves obtained from the full-order frequency response model, the improved SFR (I-SFR) model of [

Fig. 7 SFR in Case A.
Model | (%) | (%) | (%) | |
---|---|---|---|---|
I-SFR | -3.24 | -1.51 | -0.44 | 0.9751 |
P-ROFR |
8.46×1 |
-2.31×1 | -0.14 | 0.9974 |
However, the fitting degree between the proposed P-ROFR model and the full-order model is high throughout the frequency response process, and the error of each frequency response index is small enough to be ignored. Therefore, compared with I-SFR model, P-ROFR model not only has the same simplicity as the second-order model, but also exhibits the high accuracy in each frequency response stage.
The SFR in Case B is shown in

Fig. 8 SFR under Case B.
Model | (%) | (%) | (%) | |
---|---|---|---|---|
I-SFR | -7.0300 | -4.4000 | -0.45 | 0.9396 |
P-ROFR | 0.0763 | -0.0171 | -0.14 | 0.9965 |
To further verify the prediction performance of the proposed P-ROFR model for FN, the relationships between and Kd, Kp in Case A and Case B are shown in Figs.

Fig. 9 Relationship between and Kd, Kp under Case A. (a) P-ROFR model versus full-order model. (b) I-SFR model versus full-order model.

Fig. 10 Relationship between and Kd, Kp in Case B. (a) P-ROFR model versus full-order model. (b) I-SFR model versus full-order model.
To verify the simplification, accuracy, model applicability, and practical feasibility of the proposed P-ROFR model, the dominant pole retention method (DPRM) [
Frequency response models before and after order reduction are listed in
Model | Expression |
---|---|
Full-order frequency response model | |
DPRM reduced-order model | |
P-ROFR model |
Note: zi and pi are zeros and poles of frequency-domain expression, respectively.
The comparative results of simulation model, DPRM reduced-order model, and the proposed P-ROFR model are shown in

Fig. 11 SFR under different operation conditions. (a) m/s and MW. (b) m/s and MW.
Moreover, based on the simplicity of the second-order model, the analytical expression of the frequency indexes can be derived from the proposed P-ROFR model, which provides a basis for the O-AFC scheme of WF.
The coefficients of O-AFC scheme are obtained by two-layer optimization on the premise of ensuring the full release of the rotor kinetic energy and the full use of the effect of time delay. In the inner-layer optimization, the weighting coefficients of the optimization objective are , , and , is set to be 0.85 p.u., and and are set to be 0.5 Hz and 0.2 Hz, respectively. In the outer-layer optimization, is set to be 0.05 s. In order to verify the effectiveness of O-AFC scheme, scheme 1, scheme 2, and O-AFC scheme are applied in test system 2 in two test cases, namely Case C and Case D. Scheme 1 is based on the improved frequency regulation scheme of [
Scheme | Kd,C | Kp,C | Td,C (s) | Kd,D | Kp,D | Td,D (s) |
---|---|---|---|---|---|---|
Scheme 1 | 17.0 | 9.1 | 0.10 | 31.2 | 18.7 | 0.10 |
Scheme 2 | 37.1 | 15.8 | 0.10 | 38.5 | 45.2 | 0.10 |
O-AFC scheme | 37.1 | 15.8 | 1.35 | 38.5 | 45.2 | 0.90 |
Note: in Case C, m/s, MW, and in Case D, m/s, MW.
, , and in Case C in

Fig. 12 System performance in Case C ( m/s, MW). (a) SFR. (b) Rotor speed of aggregated WF model. (c) Power response of WF.
It can be observed that the rotor kinetic energy of scheme 1 is not fully released, and the output active power is not enough to maximize the frequency support capability of the WF. This is because scheme 1 ignores the negative effect of the change in the operating point of WT on , and the designed and are based on instead of . Compared with scheme 1, the proposed O-AFC scheme has better frequency response characteristics by fully releasing rotor kinetic energy, especially the FN is significantly improved.
It can be observed from
Moreover, the optimization objective of the O-AFC scheme is derived from the proposed P-ROFR model, so the effectiveness of the O-AFC scheme also proves the high accuracy and practical feasibility of the P-ROFR model.
, , and in Case D in

Fig. 13 System performance in Case D ( m/s, MW). (a) SFR. (b) Rotor speed of aggregated WF model. (c) Power response of WF.
And it can be observed from
To sum up, compared with I-SFR model, the proposed P-ROFR model achieves higher accuracy and higher parameter adaptability, especially higher-precision prediction of the FN. Compared with the DPRM reduced-order model, the proposed P-ROFR model not only achieves satisfactory accuracy but also has a simpler second-order structure, which can derive the explicit expression of frequency response indexes for the O-AFC scheme. Compared with scheme 1 and scheme 2, the proposed O-AFC scheme based on P-ROFR model effectively improves the frequency support capability of the WF while ensuring the full release of the rotor kinetic energy and the safe operation of the system. And the proposed O-AFC scheme makes full use of the effect of time delay on increasing the active power output by the WF and delaying the support time of the FN.
In this paper, a P-ROFR model and an O-AFC scheme based on the proposed P-ROFR model have been proposed. The negative effect of the change in the operating point of WT on the frequency support capability has been analyzed, and a full-order frequency response model with high applicability has been established. A ROFR model with second-order structure has been proposed, thus the order of full-order model has been reduced. A P-ROFR model composed of three ROFR models has been further proposed, thus the accuracy has been improved throughout the frequency response process. Based on the P-ROFR model, the relationship between each frequency response index and the coefficients of auxiliary frequency controller has been explicitly expressed, which has provided the optimization objective for the O-AFC scheme. Then, the O-AFC scheme with inner- and outer-layer optimizations has been proposed, thus the frequency support capability of WF has been improved on the premise of ensuring the full release of the rotor kinetic energy and the full use of the effect of time delay on frequency regulation. Finally, the high accuracy, simplicity, applicability, and practical feasibility of the P-ROFR model and the effectiveness of the O-AFC scheme have been verified by the simulation studies.
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