Journal of Modern Power Systems and Clean Energy

ISSN 2196-5625 CN 32-1884/TK

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Distributed Stochastic Scheduling of Massive Backup Batteries in Cellular Networks for Operational Reserve and Frequency Support Ancillary Services  PDF

  • Kun Li (Student Member, IEEE)
  • Jiakun Fang (Senior Member, IEEE)
  • Xiaomeng Ai (Member, IEEE)
  • Shichang Cui (Member, IEEE)
  • Rongkang Zhao (Student Member, IEEE)
  • Jinyu Wen (Member, IEEE)
State Key Laboratory of Advanced Electromagnetic Engineering and Technology, School of Electrical and Electronic Engineering, Huazhong University of Science and Technology, Wuhan 430074, China

Updated:2024-03-26

DOI:10.35833/MPCE.2023.000414

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Abstract

Base station (BS) backup batteries (BSBBs), with their dispatchable capacity, are potential demand-side resources for future power systems. To enhance the power supply reliability and post-contingency frequency security of power systems, we propose a two-stage stochastic unit commitment (UC) model incorporating operational reserve and post-contingency frequency support provisions from massive BSBBs in cellular networks, in which the minimum backup energy demand is considered to ensure BS power supply reliability. The energy, operational reserve, and frequency support ancillary services are co-optimized to handle the power balance and post-contingency frequency security in both forecasted and stochastic variable renewable energy (VRE) scenarios. Furthermore, we propose a dedicated and scalable distributed optimization framework to enable autonomous optimizations for both dispatching center (DC) and BSBBs. The BS model parameters are stored and processed locally, while only the values of BS decision variables are required to upload to DC under the proposed distributed optimization framework, which safeguards BS privacy effectively. Case studies on a modified IEEE 14-bus system demonstrate the effectiveness of the proposed method in promoting VRE accommodation, ensuring post-contingency frequency security, enhancing operational economics, and fully utilizing BSBBs

energy and power capacity. Besides, the proposed distributed optimization framework has been validated to converge to a feasible solution with near-optimal performance within limited iterations. Additionally, numerical results on the Guangdong 500 kV provincial power system in China verify the scalability and practicality of the proposed distributed optimization framework.

A. Indices

i,j,k,l,m Synchronous generator (SG), variable renewable energy (VRE), base station (BS) or BS backup battery (BSBB), load, and SG segment indices

n Iteration index

s Stochastic scenario index

t Period index

B. Parameters

αkBS,βkBS Coefficients of power consumption model of BS k

ΔP0 Power disturbance

Δt Duration of a single period (1 hour)

λk,nBSBB Dual variables corresponding to auxiliary constraints of BS k

ε1,ε2 Given parameters for convergence criteria

πs Probability of stochastic scenario s

ciG,re,ckBSBB,re Operational reserve capacity cost coefficients of SG i and BSBB k

ciG,PFR,ckBSBB,PFR Primary frequency response (PFR) reserve capacity cost coefficients of SG i and BSBB k

ckBSBB,IR Inertia response (IR) reserve capacity cost coefficient of BSBB k

ciG,de,ckBSBB,de Reserve deployment cost coefficients of SG i and BSBB k

ckBSBB Charging and discharging cost coefficient of BSBB k

EkBSBB̲,EkBSBB¯ The minimum and maximum backup energy demands of BSBB k

HiG SG i inertia

Hsys System inertia

Hsys̲ Lower bound of system inertia

KkBSBB¯ The maximum droop factor of BSBB k

KD Load damping coefficient

KiG Droop factor of SG i

LkBS,TkBS Power and traffic loads of BS k

M A sufficiently large positive real number

PkBS,S¯ Power source capacity of BS k

PkBSBB,ch¯,  The maximum charging and discharging PkBSBB,dis¯ power of BSBB k

Pi,mG¯ The maximum generation of power segment m of SG

PiG̲,PiG¯ The minimum and maximum generation of SG i

PiG,ru¯,PiG,rd¯ Upward and downward ramping capacities of SG i

fRoCoF¯,Δf¯,Δfss¯ Rate of change of frequency (RoCoF), frequency nadir, and quasi-steady-state (QSS) frequency threshold

PjV¯ The maximum generation of VRE j

T Number of periods during the entire schedule horizon

TbkBS The minimum backup duration of BS k

TiG Response constant of SG i

C. Variables

δjV Curtailment rate of VRE j

ΔPkBSBB,IR IR reserve deployment of BSBB k

ΔPkBSBB,nad,  PFR reserve deployment of BSBB k for  ΔPkBSBB,ss frequency nadir and QSS frequency support

ΔPiG,nad,ΔPiG,ss PFR reserve deployment of SG i for frequency nadir and QSS frequency support

AkBSBB,coup Auxiliary variables for DC for decoupling direct coupling relationships among BSBBs

CDC, CkBS Cost coefficient vectors

CiG,p,CiG,su, Fuel, startup, and shutdown costs of SG i

CiG,sd

EkBSBB State of charge (SOC) of BSBB k

HkBSBB Virtual inertia of BSBB k

KkBSBB Droop factor of BSBB k

M A sufficiently large positive real number

PkBSBB Power of BSBB k

Pk,tBSBB,L Absolute value of PkBSBB

PiG Generation of SG i

Pi,mG Generation of power segment m of SG i

RkBSBB,u¯,RkBSBB,d¯ Upward and downward operational reserve capacities of BSBB k

RkBSBB,IR¯,  IR and primary frequency response (PFR)  RkBSBB,PFR¯ reserve capacities of BSBB k

RkBSBB,u,RkBSBB,d Upward and downward reserve deployments of BSBB k

RiG,PFR¯ PFR reserve capacity of SG i

RiG,u¯,RiG,d¯ Upward and downward operational reserve capacities of SG i

RiG,u,RiG,d Upward and downward reserve deployments of SG i

rn+1 Primal residual in ADMM algorithm

sn+1 Dual residual in ADMM algorithm

Ssys Feasible region of variables (XDC, XkBSBB,coup)

SkBSBB Vector of decision variables (XkBSBB,only, XkBSBB,coup)

XkBSBB,only, Vectors of all variables for BSBB k

XkBSBB,coup

I. Introduction

THE transition towards net-zero carbon emission has created a shortage of flexibility resources for maintaining power balance in power systems [

1], [2]. Simultaneously, the large-scale replacement of synchronous generators (SGs) with inverter-based variable renewable energy (VRE) will result in an increasingly prominent frequency security issue [3], [4]. The scarcity of operational reserve and post-contingency frequency response (including inertial response (IR) and primary frequency response (PFR)) resources will pose a threat to the power system reliability and security [5]. To address these problems, demand-side resources have emerged as potential participants in the provision of ancillary services for the power system, driven by the development of end-user electrification [6]. Among them, the demand response (DR) potential of base station (BS) backup batteries (BSBBs) is increasingly gaining attention.

The fast development of information and communication technology (ICT) has led to a significant increase in the number of constructed 5G BSs. According to the Guangdong Provincial Department of Industry and Information Technology in China, the cumulative number of 5G macro BSs in the province is expected to reach 160000 by 2025 [

7], with a total BSBB capacity of 1600 MW, accounting for approximately 1% of the forecasted peak load in Guangdong, China, in 2025 [8]. These massive BSBBs represent a potential resource to provide operational reserve [9] and frequency support services [10] to power systems. However, the primary function of BSBBs currently is to ensure BS power supply reliability, and they have not yet been involved in power system operations. Considering the tidal effect of BS traffic load and the traffic sensitivity of BS power load [8], the demand for BSBB backup energy varies at different times of the day. This renders BSBBs with dispatchable capacity, enabling them to provide operational reserve services to the power system while ensuring the BS power supply reliability. Additionally, the inverter-based BSBBs exhibit fast response capabilities [11], allowing them to provide IR and PFR services to the power system with their spare power capacity, thereby ensuring post-contingency frequency security [12]. Under the current operation mode of cellular networks, the dispatchable energy capacity of BSBBs for power system operations is not utilized, resulting in prolonged periods of idleness and wastage of resources.

Some studies have explored the involvement of BSBBs in power system operation. The dispatchable capacity of BSBBs has been evaluated and utilized for energy services in [

8], [13]. Reference [14] further investigates the potential of the spare capacity of BSBB in stabilizing the photovoltaic (PV) output in 5G BS microgrids. Besides, a rule-based mechanism is constructed to coordinate the spare capacity of massive distributed BSBB to provide secondary frequency regulation service [15]. Reference [16] considers 5G BSBBs as a new flexible resource and uses them to optimize the voltage profile of active distribution networks. Yet few studies have explored the utilization of dispatchable capacity of BSBB for providing operational reserve and frequency support ancillary services, which are of significant value for maintaining the power supply reliability and security in future power systems. And the corresponding model for utilizing BSBBs to provide these ancillary services has not been well-developed, representing a research gap in this field.

Another important aspect to consider is the excessive computational burden brought by centralized optimization when a large number of BSBBs are involved in power system operations. BSBBs are characterized by small individual capacities and a large quantity, and it is impractical to model and optimize the scheduling of such a great number of BSBBs and sizable generation units together in a centralized manner. The aggregation and scheduling of a massive amount of demand-side resources have been extensively studied. The aggregation control of smart buildings for primary frequency support is studied in [

17]. The aggregated heating, ventilation, and air conditioning (HVAC) systems are used for ancillary services such as secondary frequency regulation [18], peak shaving [19], and operational reserve [20]. Similarly, electric vehicles are aggregated to smooth the load profile [21], provide frequency control services [22], accommodate VRE generation [23] and handle the VRE uncertainty [24]. Nevertheless, dispatching center (DC) and mobile operators are separate entities, and uploading BSBB model parameters to DC or aggregators poses an inherent risk of privacy breaches, particularly in relation to the BS traffic load profiles [25].

Distributed optimization offers a solution to address both the computational burden brought by massive BSBBs and the need to protect the privacy information of BS. Existing research works have applied distributed optimization to the scheduling of various entities, including microgrids [

26], energy communities [27], [28], and electric vehicles [29], aiming to address the computational burden associated with centralized solutions. Besides, some studies have employed distributed optimization to address privacy concerns. The peer-to-peer energy sharing among energy buildings through distributed transactions is studied [30]. Reference [31] proposes a finite-time consensus-based distributed optimization algorithm to solve the economic dispatch problem. A distributed deep reinforcement learning method is proposed for intelligent load scheduling in residential smart grids in [32]. Similar to the above studies, the computational burden and privacy concerns associated with large-scale BSBB scheduling are expected to be addressed through distributed optimization. Nevertheless, the detailed design of the distributed optimization framework dedicated to the scheduling of massive BSBBs has not been well-studied.

Based on the review of the existing research works, two main issues arise when incorporating BSBBs into power system operation: ① developing a model for operational reserve and frequency support provisions for BSBBs, and ② designing a dedicated and scalable distributed optimization framework suitable for the participation of large-scale BSBBs in the cellular networks to address the computational burden and privacy concerns related to the centralized optimization. To fill in the above-mentioned research gaps, this paper proposes a two-stage stochastic unit commitment (UC) model with operational reserve and frequency support provisions from massive BSBBs, in which the dispatchable capacity of each BSBB is evaluated according to the BS traffic load profile. We reformulate the proposed two-stage stochastic UC model to enable distributed optimization, thereby ensuring scalability and protecting the privacy information of BS. Specifically, our main contributions are summarized as follows.

1) To cope with the uncertainty of VRE generation and complement the frequency support resources, we incorporate BSBBs into the operational reserve, IR, and PFR ancillary services, thereby enhancing the reliability and security of future power systems. The corresponding ancillary service provision model for BSBBs is developed considering their minimum backup energy demand to ensure BS power supply reliability.

2) We propose a two-stage stochastic UC model incorporating operational reserve and frequency support provisions from massive BSBBs, in which the energy, operational reserve, IR, and PFR reserve are co-optimized to ensure the power balance and post-contingency frequency security in both forecasted and all stochastic VRE scenarios.

3) A dedicated distributed optimization framework suitable for massive BSBBs is designed and realized through a specific problem reformulation method and the application of the alternating direction method of multiplier (ADMM) algorithm. Notably, our proposed framework enables autonomous optimizations for both DC and individual BS, and all of the BSBB model parameters are stored and processed locally, thereby ensuring its scalability and protecting the privacy security of BS effectively.

The remainder of the paper is organized as follows. Section II develops the two-stage stochastic UC model incorporating operational reserve and frequency support provisions from massive BSBBs. The distributed optimization framework is proposed in Section III. Case studies are conducted in Section IV, and Section V draws the conclusions.

II. Two-stage Stochastic UC Model Incorporating Operational Reserve and Frequency Support Provisions from Massive BSBBs

In this section, we first evaluate the dispatchable capacity of each BSBB according to its traffic load profile and backup duration demand. Then, the operational reserve and frequency support provision model for BSBBs is proposed, followed by the two-stage stochastic UC model incorporating ancillary services from BSBBs. Finally, the proposed model is linearized.

A. Evaluating Dispatchable Capacity of BSBBs

Due to the uneven temporal distribution of cellular network businesses, the traffic load Tk,tBS of BSs exhibits significant tidal effects [

33]. Besides, the power consumption of 5G BSs is traffic-sensitive, which can be modeled as [8]:

Lk,tBS=αkBSTk,tBS+βkBS (1)

Due to the variation in power consumption of 5G BSs throughout the day, the backup energy demand of BSBBs varies during different time periods, as shown in Fig. 1. This indicates that the backup energy of BSBBs does not need to be constantly at its maximum level, providing potential for their participation in ancillary services for power systems.

Fig. 1  Evaluation of backup energy demand of BSBBs.

Typically, most of 5G BSs are constructed with BSBBs for a backup duration of 3 hours to meet the reliability requirements for power supply [

15]. Thus, the minimum backup energy demand of BSBB k at time instant t can be calculated:

Ek,tBSBB̲=tt+TbkBSLk,τBSdτ (2)

B. Operational Reserve and Frequency Support Ancillary Service Provision Model for BSBBs

The upward and downward operational reserve capacities and PFR and IR reserve capacities provided by BSBB k should satisfy the following constraints. Without loss of generality, this paper only considers the frequency drop event caused by sudden power shortage.

-PkBSBB,dis¯Pk,tBSBBPkBSBB,ch¯ (3)
Ek,tBSBB=Ek,t-1BSBB+Pk,tBSBBΔt    t1 (4)
Ek,TBSBB=Ek,0BSBB (5)
Ek,tBSBB̲Ek,tBSBBEkBSBB¯ (6)
Rk,tBSBB,u¯0Rk,tBSBB,d¯0Rk,tBSBB,PFR¯0Rk,tBSBB,IR¯0Pk,tBSBB+Rk,tBSBB,d¯PkBSBB,ch¯Pk,tBSBB-Rk,tBSBB,u¯-Rk,tBSBB,PFR¯-Rk,tBSBB,IR¯-PkBSBB,dis¯ (7)
Pk,tBSBB+Rk,tBSBB,d¯+Lk,tBSPkBSBB,S¯ (8)

Formula (3) limits the charging and discharging power of BSBB k. Formulas (4)-(6) limit the SoC of BSBB k. Formula (7) ensures the sum of operational reserve and PFR/IR reserve capacities is within the power capacity of BSBB. Formula (8) corresponds to the limit of power source capacity of BS.

Utilizing the dispatchable capacity of BSBBs, the upward and downward reserve deployments of BSBB k in stochastic VRE scenario s are expressed as:

Rs,k,tBSBB,u0Rs,k,tBSBB,d0Rs,k,tBSBB,u-Rs,k,tBSBB,d=Pk,tBSBB-Ps,k,tBSBB (9)

The upward and downward reserve deployments of BSBB k should not exceed their corresponding reserve capacities.

0Rs,k,tBSBB,uRk,tBSBB,u¯0Rs,k,tBSBB,dRk,tBSBB,d¯ (10)

Besides, the energy storage of BSBB k in each stochastic scenario s should be subjected to the following constraints.

Es,k,tBSBB=Es,k,t-1BSBB+Ps,k,tBSBBΔt    t1Es,k,TBSBB=Es,k,0BSBBEk,tBSBB̲Es,k,tBSBBEkBSBB¯ (11)

In addition, the IR/PFR reserve deployment of BSBB k in both the forecasted scenario and stochastic scenario s should not exceed its corresponding operational reserve capacity, respectively.

0ΔPk,tBSBB,IRRk,tBSBB,IR¯0ΔPk,tBSBB,nadRk,tBSBB,PFR¯0ΔPk,tBSBB,ssRk,tBSBB,PFR¯ (12)
0ΔPs,k,tBSBB,IRRk,tBSBB,IR¯0ΔPs,k,tBSBB,nadRk,tBSBB,PFR¯0ΔPs,k,tBSBB,ssRk,tBSBB,PFR¯ (13)

C. Two-stage Stochastic UC Incorporating Operational Reserve and Frequency Support Ancillary Services for BSBBs

A two-stage optimization problem is proposed to cope with the VRE uncertainties. The first-stage decisions are made in the day-ahead scheduling when the forecasted VRE scenario has been given, including UC, power generation, operational reserve capacity, and frequency support reserve capacity of both SGs and BSBBs. The real-time regulations are made in the second stage to deal with the VRE uncertainties during the intra-day operation process, including the deployment of operational reserve and PFR/IR reserve.

The objective function of the two-stage stochastic UC model is shown as follows:

mintiCi,tG,p+Ci,tG,su+Ci,tG,sd+tkckBSBBPk,tBSBB+ticiG,reRi,tG,u¯+ciG,reRi,tG,d¯+tkckBSBB,reRk,tBSBB,u¯+ckBSBB,reRk,tBSBB,d¯+ticiG,PFRRi,tG,PFR¯+tkckBSBB,PFRRk,tBSBB,PFR¯+ckBSBB,IRRk,tBSBB,IR¯+tsπsjδs,j,tVPs,j,tV¯+tsπsiciG,deRs,i,tG,u+ciG,deRs,i,tG,d+tsπskckBSBB,deRs,k,tBSBB,u+ckBSBB,deRs,k,tBSBB,d (14)

where the first six terms represent the first-stage operational costs, including the energy costs of SGs, i.e., fuel, startup, and shutdown costs (the first term), energy costs of BSBBs (the second term), the operational reserve capacity costs of SGs (the third term) and BSBBs (the fourth term), the PFR reserve capacity costs of SGs (the fifth term), and the PFR/IR reserve capacity costs of BSBBs (the sixth term), respectively. The second-stage operational costs consist of the penalty for VRE curtailment (the seventh term), operational reserve deployment costs of SGs (the eighth term) and BSBBs (the last term) in the stochastic scenarios.

The first-stage constraints include:

iPi,tG+jPj,tV¯=lLl,t+kPk,tBSBB (15)
Pi,tG=PiG̲Ui,tG+mPi,m,tGPiG̲Ui,tGPi,tGPiG¯Ui,tG0Pi,m,tGPi,mG¯ (16)
0Ri,tG,u¯minPiG,ru¯Ui,tG,Pi,tG¯Ui,tG-Pi,tG0Ri,tG,d¯minPiG,rd¯Ui,tG,Pi,tG-Pi,tG̲Ui,tG (17)
0Ri,tG,PFR¯Pi,tG¯Ui,tG-Pi,tG-Ri,tG,u¯ (18)
0ΔPi,tG,nadRi,tG,PFR¯ΔPi,tG,nadΔPt0KiGπHtsys̲-TiG+πΔf¯ΔPt0Htsys̲+TiGe-πΔf¯TiGΔPt0Htsys̲ (19)
0ΔPi,tG,ssRi,tG,PFR¯ΔPi,tG,ssKiGΔfss¯ (20)
KkBSBB¯Kk,tBSBB0ΔPk,tBSBB,IR=2Hk,tBSBBfRoCoF¯ΔPk,tBSBB,nadKk,tBSBBΔf¯ΔPk,tBSBB,ssKk,tBSBBΔfss¯ (21)

where the lower bound of system inertia Htsys̲ in (19) can be estimated by the rate of change of frequency (RoCoF) threshold, i.e., Htsys̲=ΔPt0/2fRoCoF¯. Formula (15) ensures the power balance in the forecasted VRE scenario. Formula (16) describes the power limits of SG i. Formulas (17) and (18) limit the operational reserve capacity and PFR reserve capacity of SG i. Formulas (19) and (20) limit the PFR reserve deployment of SG i for frequency nadir and QSS frequency support in the forecasted scenario. Similarly, the limits for PFR/IR reserve deployment of BSBB k in the forecasted scenario are shown in (21).

Moreover, we introduce the RoCoF constraints, frequency nadir constraints [

34], and QSS frequency constraints to ensure post-contingency frequency security in the forecasted VRE scenario as:

ΔPt02fRoCoF¯iUi,tGHiG+ΔPk,tBSBB,IR (22)
ΔPt0iΔPi,tG,nad+kΔPk,tBSBB,nad+KtDΔf¯ (23)
ΔPt0iΔPi,tG,ss+kΔPk,tBSBB,ss+KtDΔfss¯ (24)

The other first-stage constraints include (3)-(8), (12), energy cost constraints, ramping limit constraints and minimum online/offline time constraints for SGs, and power flow constraints for transmission lines in the forecasted VRE scenario [

35].

The second-stage constraints are shown as follows:

iRs,i,tG,u-Rs,i,tG,d+1-δs,j,tVPs,j,tV¯-Pj,tV¯+kRs,k,tBSBB,u-Rs,k,tBSBB,d=0 (25)
0Rs,i,tG,uRi,tG,u¯0Rs,i,tG,dRi,tG,d¯ (26)
0δs,j,tV1 (27)

Formula (25) ensures the power balance in each stochastic scenario s. Formula (26) limits the reserve deployment of SG i, while (27) limits the curtailment rate of VRE j.

Moreover, the constraints related to post-contingency frequency security in stochastic scenarios, i.e., (19)-(24), are also included, with an index s added to them. The detailed models are not presented for brevity.

The other second-stage constraints also include (9)-(11), (13), ramping limit constraints for SGs, and power flow constraints for transmission lines in each stochastic VRE scenario s [

35].

Without loss of generality, the model proposed in this paper does not incorporate the distribution network models. In specific cases such as distribution line congestions, the solutions obtained may lead to physically infeasible outcomes. Nevertheless, the proposed model can be extended to encompass the consideration for distribution networks, thus mitigating the aforementioned issues.

D. Model Linearization

The nonlinear absolute value term Pk,tBSBB in the objective function (14) is recast into a linear one by introducing auxiliary variables Pk,tBSBB,L. The auxiliary variables are subjected to:

Pk,tBSBB,LPk,tBSBBPk,tBSBB,L-Pk,tBSBB (28)

III. Problem Reformulation for Distributed Implementations

The existence of massive BSs makes it challenging for DC to collect detailed BS model parameters and conduct centralized solving. Worse still, BSs are also reluctant to share their information with DC due to privacy and security concerns. In this section, we first equivalently reformulate the original model into a decomposable form. Then, a distributed optimization framework is proposed using the ADMM algorithm to enable autonomous optimization for both DC and BSs. Finally, we highlight the potential for scalable application and privacy protection of the proposed distributed optimization framework.

A. Problem Reformulation

We categorize the entities involved in the proposed two-stage stochastic UC model into two main components: DC and BSBBs, where DC is responsible for optimizing the scheduling of SGs, VRE stations, and transmission lines, while BSs optimize their own decision variables. Then, the proposed two-stage stochastic UC model can be abstracted into the following form.

minCDCTXDC+CkBSBBTXkBSBB,onlyTXkBSBB,coupTTs.t.  XDC,XkBSBB,coupSsys       XkBSBB,only,XkBSBB,coupSkBSBB (29)

Specifically, XDC includes all variables for SGs, VRE stations, transmission lines, and power system, including but not limited to CiG,p,CiG,su,CiG,sd, UiG, PiG,Pi,mG, RiG,u¯, RiG,d¯, RiG,FR¯, RiG,u,RiG,d, ΔPiG,nad,ΔPiG,ss, δjV. XkBSBB,only and XkBSBB,coup include all variables for BS k, where XkBSBB,only includes variables that only directly related to BS k itself, i.e., EkBSBB, RkBSBB,u¯,RkBSBB,d¯, RkBSBB,IR¯,RkBSBB,PFR¯, KkBSBB, and HkBSBB, and the variables in XkBSBB,coup are directly coupled with the variables in XDC, including PkBSBB,PkBSBB,L, PkBSBB,IR,ΔPkBSBB,nad,ΔPkBSBB,ss, and RkBSBB,u,RkBSBB,d.

The original model (29) is an approximate N-block structure optimization problem, as shown in Fig. 2(a), where X denotes all decision variables in the two-stage stochastic UC problem and b denotes the constant terms in the constraints of the two-stage stochastic UC problem. However, some constraints in Ssys such as power balance and frequency security constraints directly couple the decision variables of all SGs, hindering the decomposition of (29). Applying a distributed algorithm such as ADMM directly to (29) would result in the inability to decompose the optimizations for massive BSs. Consequently, achieving autonomous optimization of individual BSs would be unattainable, thus failing to effectively address the challenges arising from limited computational resources and privacy concerns associated with the extensive involvement of BSs. To address this, we introduce a set of auxiliary variables AkBSBB,coup for DC to decouple the direct coupling relationships among BSBBs, as shown in Fig. 2(b) and (30).

Fig. 2  Problem reformulation of original model. (a) Approximate N-block structure optimization. (b) Decoupling direct coupling relationships among BSBBs.

minCDCTXDC+CkBSBBTXkBSBB,onlyTXkBSBB,coupTT+        δsysXDC,AkBSBB,coup+kδkBSBBXkBSBB,only,XkBSBB,coups.t.  AkBSBB,coup=XkBSBB,coup (30)

where the indicator functions are given:

δsysXDC,XkBSBB,coup=0XDC,XkBSBB,coupSsysMXDC,XkBSBB,coupSsys (31)
δkBSBBXkBSBB,only,XkBSBB,coup=0XkBSBB,only,XkBSBB,coupSkBSBBMXkBSBB,only,XkBSBB,coupSkBSBB (32)

B. Distributed Implementations Using ADMM Algorithm

The augmented Lagrangian function of problem (30) is given as:

L=CDCTXDC+CkBSBBTXkBSBB,onlyTXkBSBB,coupTT+δsysXDC,AkBSBB,coup+kδkBSBBXkBSBB,only,XkBSBB,coup+kλkBSBBTAkBSBB,coup-XkBSBB,coup+ρ2kAkBSBB,coup-XkBSBB,coup22 (33)

where ρ is a well-defined given positive parameter. Then, we apply the ADMM algorithm to realize distributed optimization, which is presented in Fig. 3.

Fig. 3  Distributed optimization framework.

Step 1:   distributed parallel optimization of BSs. Each BS k parallelly decides its own decision variables Xk,n+1BSBB,only, Xk,n+1BSBB,coup by solving (33) with the current auxiliary variables Ak,nBSBB,coup and dual variables λk,nBSBB:

minCkBSBBTXkBSBB,onlyTXkBSBB,coupTT+δkBSBBXkBSBB,only,XkBSBB,coup+λk,nBSBBTAk,nBSBB,coup-XkBSBB,coup+ρ2Ak,nBSBB,coup-XkBSBB,coup22 (34)

Formula (34) is equivalent to the following problem PkBSBB.

PkBSBB:minCkBSBBTXkBSBB,onlyTXkBSBB,coupTT+    λk,nBSBBTAk,nBSBB,coup-XkBSBB,coup+ρ2Ak,nBSBB,coup-XkBSBB,coup22s.t.  XkBSBB,only,XkBSBB,coupSkBSBB (35)

Then each BS k will submit its decisions Xk,n+1BSBB,coup to DC.

Step 2:   centralized optimization of DC. DC optimizes the decision variables Xn+1DC and auxiliary variables Ak,n+1BSBB,coup according to the current decision variables Xk,n+1BSBB,coup of each BS k and dual variables λk,nBSBB:

minCDCTXDC+δsysXDC,AkBSBB,coup+kλk,nBSBBTAkBSBB,coup-Xk,n+1BSBB,coup+ρ2kAkBSBB,coup-Xk,n+1BSBB,coup22 (36)

Formula (36) is equivalent to the following problem PDC.

PDC:minCDCTXDC+kλk,nBSBBTAkBSBB,coup-Xk,n+1BSBB,coup+           ρ2kAkBSBB,coup-Xk,n+1BSBB,coup22s.t.  XDC,AkBSBB,coupSsys (37)

Then, DC will distribute the auxiliary variable Ak,n+1BSBB,coup to each BS k.

Step 3:   update of convergence criteria and dual variables. DC first verifies whether the convergence criteria in (38) are met.

rn+122=kAk,n+1BSBB,coup-Xk,n+1BSBB,coup22ε1sn+122=ρ2kXk,n+1BSBB,coup-Xk,nBSBB,coup22ε2 (38)

The first criterion is used to determine whether the solution Xk,n+1BSBB,coup, Xk,n+1BSBB,only and Xk,n+1BSBB,coup is a feasible one of the original problem, while the second criterion verifies whether the optimal solution has been reached.

If convergence criteria in (38) are satisfied, the iteration stops, and the system will be scheduled accordingly. Otherwise, DC will update the dual variables λk,n+1BSBB, as shown in (39), and then send them to the corresponding BS k. Subsequently, the process returns to Step 1.

λk,n+1BSBB=λk,nBSBB+ρAk,n+1BSBB,coup-Xk,n+1BSBB,coup (39)

C. Scalable Applications and Privacy Protection

The proposed distributed optimization framework holds great potential for scalable applications where massive BSs participate in power system operations. In Step 1, each BS k solves its own optimization problem PkBSBB in an autonomous, distributed, and parallel manner. As for Step 2, the number of auxiliary variables AkBSBB,coup in PDC increases linearly with the number of BSs involved. Nevertheless, all auxiliary variables are continuous, and the increase in the number of BSs will not lead to an increase in the number of constraints in PDC. Accordingly, the increase of BSs does not significantly amplify the complexity of solving PDC. In conclusion, under the proposed distributed optimization framework, the computational burden caused by massive BSs can be shared through distributed computing. Consequently, it is suitable for scalable applications.

Besides, under the proposed distributed optimization framework, the only information that BSs need to submit to DC is the values of their decision variables XkBSBB,coup. In addition, the model parameters of BSBBs, i.e., those in (3)-(13), as well as their traffic load profiles are stored and processed locally, which effectively protect the privacy of cellular networks.

IV. Case Studies

The effectiveness and scalability of the proposed model are validated on a modified IEEE 14-bus system and Guangdong 500 kV provincial power system in Southern China, respectively. All optimization problems are handled on the MATLAB platform and solved by the commercial solver GUROBI, while all dynamic response process simulations are conducted on MATLAB/Simulink. The simulations are carried out on a computer with an Intel Core i5-10400F@2.90 GHz CPU and 24 GB RAM. The optimization gap is set to be 1×10-4.

A. Basic Data of Modified IEEE 14-bus System

The illustrative example is conducted on a modified IEEE 14-bus system, as shown in Fig. 4. There are 5 SGs in the system, whose parameters are shown in Table I. The maximum total load is 362.6 MW. The cost of operational reserve capacity, reserve deployment, and PFR reserve capacity for SGs are set to be 0.4, 1.3, and 1.3 times their highest incremental prices, respectively [

20]. The total forecasted wind and load power curves are shown in Fig. 5, and the green shaded area denotes the forecasted error range of wind power. The penalty of wind power curtailment is set to be 200 $/MWh. Five hundred stochastic wind scenarios are generated within 10% forecasted error, and then reduced to 20 representative scenarios by the method in [35].

Fig. 4  Modified IEEE 14-bus system.

TABLE I  Technical Parameters of SGs in IEEE 14-bus System
UnitCapacity (MW)The minimum generation (MW)Ramping capacity (MW/h)Inertia constant (s)Droop factorResponse constant (s)
G1 332 116 133 4.0 35 3
G2 140 49 56 4.0 35 3
G3 100 35 40 3.5 35 3

Fig. 5  Forecasted wind and load power curves.

Besides, BSs are supposed to be installed at each load bus, and the total BS capacity is set to be approximately 1% of the peak load at that bus. Thus, 360 BSs are deployed in the system. For each BS, the power source capacity is 12 kW, and the charging/discharging power capacity and energy capacity of each BSBB are set to be 10 kW and 30 kWh, respectively [

36]. The BSBB prices for operational reserve capacity, reserve deployment, and PFR/IR reserve capacity are set to be 12 $/MWh, 30 $/MWh, and 30 $/MW, respectively, and the maximum droop factor is set to be 50 [37], [38].

The disturbance ΔPt0 is assumed to be 5% of the total load during period t. The nominal frequency is set to be 50 Hz, and the threshold of RoCoF, frequency nadir, and QSS frequency are set to be 0.5 Hz/s, 0.5 Hz, and 0.3 Hz, respectively [

3].

Three cases are set and compared to verify the effectiveness of the proposed two-stage stochastic UC model.

Case 1: BSBBs with dispatchable capacity are only allowed to provide energy services.

Case 2: BSBBs with dispatchable capacity are allowed to provide energy and operational reserve services.

Case 3: BSBBs with dispatchable capacity are allowed to provide energy, operational reserve, and post-contingency frequency support ancillary services.

B. Effectiveness Validations of Operational Reserve Capacity and Deployment Demand, and Post-contingency Frequency Security

The operational reserve capacity and deployment demand in all stochastic wind scenarios and post-contingency frequency security metrics in cases 1-3 are shown in Fig. 6 and Fig. 7, respectively.

Fig. 6  Operational reserve capacity and deployment demand. (a) Case 1. (b) Case 2. (c) Case 3.

Fig. 7  Post-contingency frequency security metrics. (a) RoCoF. (b) Δf at nadir. (c) QSS frequency.

From Fig. 6, it can be observed that the reserve deployment demand in all stochastic wind scenarios can be satisfied by the day-ahead operational reserve capacity, which verifies the effectiveness in maintaining power balance.

Similarly, the simulation results in Fig. 7 show that the RoCoF, frequency nadir, and QSS frequency of cases 1-3 are kept within the corresponding secure thresholds. These verify the effectiveness of the used frequency security constraints.

Moreover, the frequency nadir metric in case 3 is more secure than those in cases 1 and 2, which is attributed to the fast response feature of BSBBs.

It should be mentioned that, as this paper does not account for the uncertainty of disturbances and the IR/PFR reserve capacity is determined in the day-ahead scheduling stage, the post-contingency frequency security metrics in the dynamic simulation results remain the same for both forecasted and stochastic scenarios in the same case.

C. Benefits for BSBB Utilizations and Operational Economics

The detailed operational costs of cases 1-3 are compared in Table II. Besides, the scheduling results of massive BSBBs are shown in Fig. 8, where SoC stands for state of charge.

TABLE II  Comparison of Operational Costs
CaseTotal cost ($)First-stage start up/shut down cost ($)First-stage energy cost ($)First-stage reserve of SGCapacity cost ($)First-stage PFR/IR of SGReserve cost ($)Second-stage reserve deployment cost ($)Second-stage wind curtailment penalty ($)
SGBSBBTotalBSBBTotalBSBBTotalSGBSBBTotal
1 184854 14310 136770 198 136968 7911 0 7911 17301 0 17301 7478 0 7478 885
2 183304 14310 136872 136 137008 6263 1273 7536 17171 0 17171 5705 992 6697 583
3 181715 14310 136608 131 136739 7021 760 7781 13264 1950 15214 6399 630 7029 641

Fig. 8  Scheduling results of massive BSBBs. (a) Case 1 (power and operational reserve capacity of BSBBs). (b) Case 2 (power and operational reserve capacity of BSBBs). (c) Case 3 (power and operational reserve capacity of BSBBs). (d) Case 1 (SoC of BSBBs). (e) Case 2 (SoC of BSBBs). (f) Case 3 (SoC of BSBBs).

In case 1, massive BSBBs are only allowed to provide energy service, and the dispatch result of BSBBs is shown in Fig. 8(a) and (d). The limited utilization of BSBB energy capacity is evident. This can be attributed to the fact that during the peak load period (16-20 hours) of the power system, the load demand of BSs also reaches its highest level of the day. Consequently, there is a high demand for backup energy of BSBB, and their dispatchable capacity is small. As a result, the capability of BSBBs in peak shaving is constrained.

Compared with case 1, BSBBs are further allowed to provide operational reserve services in case 2, which reduces the pressure on SGs to ensure power balance. Additionally, it enhances the overall reserve capability of the power system and reduces wind curtailment. The above results have led to a 0.84% improvement in the total operational cost of the power system. From Fig. 8(b) and (e), we can observe that during leisure hours of BS such as 0-6 and 23-24 hours, the power capacity of BSBB can be fully utilized to provide operational reserve services. However, during busy periods of BS, i.e., 8-20 hours, the operational reserve capacity provided by BSBBs is at a relatively low level throughout the day. This is because the dispatchable capacity of BSBBs is limited during those periods, and accordingly, their power capacity is underutilized. Otherwise, it may compromise the security of BSBB operations or impact the reliability of the BS power supply. Therefore, the power capacity utilization of BSBBs is not sufficient during busy periods of BS.

Furthermore, BSBBs are allowed to participate in the frequency support ancillary services in case 3. Due to the short duration of the PFR/IR dynamic process, typically around 30 s, the provision of these frequency support services does not have a significant impact on its storage energy. Consequently, the underutilized power capacity of BSBBs in case 2 can be fully utilized in case 3, releasing more flexibility of BSBBs. This reduces the burden on SGs for providing frequency support ancillary services and improves the economic performance of the power system, specifically, with operational cost reductions of 1.70% and 0.87% compared with those of cases 1 and 2, respectively.

D. Frequency Security Sensitivity Analysis

A sensitivity analysis is conducted on disturbance ratio, as shown in Fig. 9. It can be observed that the total operational cost of case 3 is always the lowest. This is because both the energy and power capacity of massive BSBBs have been fully utilized.

Fig. 9  Sensitivity analysis on disturbance ratio.

Furthermore, compared with cases 1 and 2, case 3 allows BSBBs to provide PFR/IR services, enhancing the system ability to handle sudden power disturbance. Specifically, in cases 1 and 2, the power system can handle a maximum disturbance of approximately 21.8 MW, while in case 3, the ability to handle the maximum power disturbance increases to 25.4 MW.

E. Convergence Performance of Proposed Distributed Optimization Framework

The iteration process of the proposed distributed optimization framework is presented in Fig. 10. The parameters for the convergence criteria are set as ε1=1×10-4 and ε2=1×10-4, respectively.

Fig. 10  Convergence performance of proposed distributed optimization framework. (a) Total cost. (b) Optimization gap.

Since the proposed two-stage stochastic UC model is a non-convex optimization problem with integer variables, it is challenging to ensure the convergence to the global optimal solutions when applying the proposed distributed optimization framework. Specifically, the optimization gap converges to 0.08% after 2000 iterations, but does not reach the optimal solution. However, it can also be observed from Fig. 10 that the proposed distributed optimization framework exhibits great convergence performance to a feasible solution. A feasible solution is found after 11 iterations with an acceptable optimization gap of only 0.13%.

The above analysis shows that although the proposed distributed optimization framework cannot guarantee fast convergence to the optimal solution, it is capable of finding a near-optimal feasible solution in a few iterations. In practical applications, DC can balance the trade-off between optimality and computation time to determine when to terminate the iteration process.

F. Scalability Tests on Guangdong 500 kV Provincial Power System in Southern China

The topology of the Guangdong 500 kV provincial power system in Southern China is shown in Fig. 11, consisting of 280 thermal units (132 coal-fired units and 148 gas-fired units), 20 hydro units, 32 pumped storage stations, 14 nuclear units, 19 PV stations and 32 wind farms with total capacities of 71414 MW, 35431 MW, 1046.5 MW, 9680 MW, 16402 MW, 950 MW, and 12510 MW, respectively. Besides, the system has been interconnected with 14 tie lines, providing a total capacity of 44000 MW to import electric power from other provinces. The maximum total load is set to be 122273 MW, according to the historical data. Moreover, the planned number of 5G macro BSs to be constructed in Guangdong Province in 2025 is 160000. With such a great number of BSBBs, it is intractable to conduct centralized optimization.

Fig. 11  Topology of Guangdong 500 kV provincial power system in Southern China.

A sensitivity analysis is conducted on the number of BSBBs involved in the ancillary services. We document the number of iterations and corresponding total operational cost when a feasible solution is first found under different numbers of BSs involved, as shown in Fig. 12, where the operational cost without BSBBs is also presented for comparison. We observe that the operational cost decreases as the number of BSBBs involved increases and is always lower than that of the case without BSBB participation. This verifies the effectiveness in enhancing the economics of power system operations.

Fig. 12  Sensitivity analysis on number of BSBBs involved in ancillary services.

Besides, the number of iterations required to find a feasible solution does not increase with the number of BSBBs involved. Moreover, the number of iterations (shown as the red dots) is always less than 20. This demonstrates the scalability and practicality of the proposed distributed optimization framework.

V. Conclusion

This paper proposes a two-stage stochastic UC model incorporating operational reserve and post-contingency frequency support ancillary service provisions from massive BSBBs in cellular networks, considering the minimum backup energy demand to ensure the BS power supply reliability. The energy, operational reserve, and frequency support reserve are co-optimized to ensure power balance and frequency security in both forecasted and stochastic VRE scenarios. Furthermore, a distributed optimization framework is proposed to decompose the original problem into two main entities, i.e., DC optimization and BS optimization. The optimization of each BS is autonomous, distributed, and parallel, which ensures great scalability. In addition, both the storage and processing of the BS model parameters are performed locally, and only the values of decision variables are transmitted between the two entities. This effectively protects the privacy of BS data.

Case studies on a modified IEEE 14-bus system demonstrate the effectiveness of the proposed model in promoting VRE accommodation, ensuring post-contingency frequency security, enhancing operational economics, and fully utilizing the dispatchable energy and power capacity of BSBBs. Besides, the proposed distributed optimization framework is validated to converge to a near-optimal feasible solution within a few iterations. Moreover, numerical results on Guangdong 500 kV provincial power system verify the scalability and practicality of the proposed distributed optimization framework.

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