Abstract
Base station (BS) backup batteries (BSBBs), with their dispatchable capacity, are potential demand-side resources for future power systems. To enhance the power supply reliability and post-contingency frequency security of power systems, we propose a two-stage stochastic unit commitment (UC) model incorporating operational reserve and post-contingency frequency support provisions from massive BSBBs in cellular networks, in which the minimum backup energy demand is considered to ensure BS power supply reliability. The energy, operational reserve, and frequency support ancillary services are co-optimized to handle the power balance and post-contingency frequency security in both forecasted and stochastic variable renewable energy (VRE) scenarios. Furthermore, we propose a dedicated and scalable distributed optimization framework to enable autonomous optimizations for both dispatching center (DC) and BSBBs. The BS model parameters are stored and processed locally, while only the values of BS decision variables are required to upload to DC under the proposed distributed optimization framework, which safeguards BS privacy effectively. Case studies on a modified IEEE 14-bus system demonstrate the effectiveness of the proposed method in promoting VRE accommodation, ensuring post-contingency frequency security, enhancing operational economics, and fully utilizing BSBBs
’ energy and power capacity. Besides, the proposed distributed optimization framework has been validated to converge to a feasible solution with near-optimal performance within limited iterations. Additionally, numerical results on the Guangdong 500 kV provincial power system in China verify the scalability and practicality of the proposed distributed optimization framework.
Synchronous generator (SG), variable renewable energy (VRE), base station (BS) or BS backup battery (BSBB), load, and SG segment indices
Iteration index
Stochastic scenario index
Period index
Coefficients of power consumption model of BS
Power disturbance
Duration of a single period (1 hour)
Dual variables corresponding to auxiliary constraints of BS k
Given parameters for convergence criteria
Probability of stochastic scenario
Operational reserve capacity cost coefficients of SG and BSBB
Primary frequency response (PFR) reserve capacity cost coefficients of SG and BSBB
Inertia response (IR) reserve capacity cost coefficient of BSBB
Reserve deployment cost coefficients of SG and BSBB
Charging and discharging cost coefficient of BSBB
The minimum and maximum backup energy demands of BSBB
SG inertia
System inertia
Lower bound of system inertia
The maximum droop factor of BSBB
Load damping coefficient
Droop factor of SG
Power and traffic loads of BS
A sufficiently large positive real number
Power source capacity of BS
The maximum charging and discharging power of BSBB
The maximum generation of power segment m of SG
The minimum and maximum generation of SG
Upward and downward ramping capacities of SG
Rate of change of frequency (RoCoF), frequency nadir, and quasi-steady-state (QSS) frequency threshold
The maximum generation of VRE
Number of periods during the entire schedule horizon
The minimum backup duration of BS
Response constant of SG
Curtailment rate of VRE
IR reserve deployment of BSBB
PFR reserve deployment of BSBB for frequency nadir and QSS frequency support
PFR reserve deployment of SG for frequency nadir and QSS frequency support
Auxiliary variables for DC for decoupling direct coupling relationships among BSBBs
Cost coefficient vectors
Fuel, startup, and shutdown costs of SG
State of charge (SOC) of BSBB
Virtual inertia of BSBB
Droop factor of BSBB
A sufficiently large positive real number
Power of BSBB
Absolute value of
Generation of SG
Generation of power segment of SG
Upward and downward operational reserve capacities of BSBB
IR and primary frequency response (PFR) reserve capacities of BSBB
Upward and downward reserve deployments of BSBB
PFR reserve capacity of SG
Upward and downward operational reserve capacities of SG
Upward and downward reserve deployments of SG
Primal residual in ADMM algorithm
Dual residual in ADMM algorithm
Feasible region of variables ()
Vector of decision variables ( )
Vectors of all variables for BSBB
THE transition towards net-zero carbon emission has created a shortage of flexibility resources for maintaining power balance in power systems [
The fast development of information and communication technology (ICT) has led to a significant increase in the number of constructed 5G BSs. According to the Guangdong Provincial Department of Industry and Information Technology in China, the cumulative number of 5G macro BSs in the province is expected to reach 160000 by 2025 [
Some studies have explored the involvement of BSBBs in power system operation. The dispatchable capacity of BSBBs has been evaluated and utilized for energy services in [
Another important aspect to consider is the excessive computational burden brought by centralized optimization when a large number of BSBBs are involved in power system operations. BSBBs are characterized by small individual capacities and a large quantity, and it is impractical to model and optimize the scheduling of such a great number of BSBBs and sizable generation units together in a centralized manner. The aggregation and scheduling of a massive amount of demand-side resources have been extensively studied. The aggregation control of smart buildings for primary frequency support is studied in [
Distributed optimization offers a solution to address both the computational burden brought by massive BSBBs and the need to protect the privacy information of BS. Existing research works have applied distributed optimization to the scheduling of various entities, including microgrids [
Based on the review of the existing research works, two main issues arise when incorporating BSBBs into power system operation: ① developing a model for operational reserve and frequency support provisions for BSBBs, and ② designing a dedicated and scalable distributed optimization framework suitable for the participation of large-scale BSBBs in the cellular networks to address the computational burden and privacy concerns related to the centralized optimization. To fill in the above-mentioned research gaps, this paper proposes a two-stage stochastic unit commitment (UC) model with operational reserve and frequency support provisions from massive BSBBs, in which the dispatchable capacity of each BSBB is evaluated according to the BS traffic load profile. We reformulate the proposed two-stage stochastic UC model to enable distributed optimization, thereby ensuring scalability and protecting the privacy information of BS. Specifically, our main contributions are summarized as follows.
1) To cope with the uncertainty of VRE generation and complement the frequency support resources, we incorporate BSBBs into the operational reserve, IR, and PFR ancillary services, thereby enhancing the reliability and security of future power systems. The corresponding ancillary service provision model for BSBBs is developed considering their minimum backup energy demand to ensure BS power supply reliability.
2) We propose a two-stage stochastic UC model incorporating operational reserve and frequency support provisions from massive BSBBs, in which the energy, operational reserve, IR, and PFR reserve are co-optimized to ensure the power balance and post-contingency frequency security in both forecasted and all stochastic VRE scenarios.
3) A dedicated distributed optimization framework suitable for massive BSBBs is designed and realized through a specific problem reformulation method and the application of the alternating direction method of multiplier (ADMM) algorithm. Notably, our proposed framework enables autonomous optimizations for both DC and individual BS, and all of the BSBB model parameters are stored and processed locally, thereby ensuring its scalability and protecting the privacy security of BS effectively.
The remainder of the paper is organized as follows. Section II develops the two-stage stochastic UC model incorporating operational reserve and frequency support provisions from massive BSBBs. The distributed optimization framework is proposed in Section III. Case studies are conducted in Section IV, and Section V draws the conclusions.
II. Two-stage Stochastic UC Model Incorporating Operational Reserve and Frequency Support Provisions from Massive BSBBs
In this section, we first evaluate the dispatchable capacity of each BSBB according to its traffic load profile and backup duration demand. Then, the operational reserve and frequency support provision model for BSBBs is proposed, followed by the two-stage stochastic UC model incorporating ancillary services from BSBBs. Finally, the proposed model is linearized.
Due to the uneven temporal distribution of cellular network businesses, the traffic load of BSs exhibits significant tidal effects [
(1) |
Due to the variation in power consumption of 5G BSs throughout the day, the backup energy demand of BSBBs varies during different time periods, as shown in

Fig. 1 Evaluation of backup energy demand of BSBBs.
Typically, most of 5G BSs are constructed with BSBBs for a backup duration of 3 hours to meet the reliability requirements for power supply [
(2) |
The upward and downward operational reserve capacities and PFR and IR reserve capacities provided by BSBB should satisfy the following constraints. Without loss of generality, this paper only considers the frequency drop event caused by sudden power shortage.
(3) |
(4) |
(5) |
(6) |
(7) |
(8) |
Utilizing the dispatchable capacity of BSBBs, the upward and downward reserve deployments of BSBB in stochastic VRE scenario are expressed as:
(9) |
The upward and downward reserve deployments of BSBB should not exceed their corresponding reserve capacities.
(10) |
Besides, the energy storage of BSBB in each stochastic scenario should be subjected to the following constraints.
(11) |
In addition, the IR/PFR reserve deployment of BSBB in both the forecasted scenario and stochastic scenario should not exceed its corresponding operational reserve capacity, respectively.
(12) |
(13) |
C. Two-stage Stochastic UC Incorporating Operational Reserve and Frequency Support Ancillary Services for BSBBs
A two-stage optimization problem is proposed to cope with the VRE uncertainties. The first-stage decisions are made in the day-ahead scheduling when the forecasted VRE scenario has been given, including UC, power generation, operational reserve capacity, and frequency support reserve capacity of both SGs and BSBBs. The real-time regulations are made in the second stage to deal with the VRE uncertainties during the intra-day operation process, including the deployment of operational reserve and PFR/IR reserve.
The objective function of the two-stage stochastic UC model is shown as follows:
(14) |
where the first six terms represent the first-stage operational costs, including the energy costs of SGs, i.e., fuel, startup, and shutdown costs (the first term), energy costs of BSBBs (the second term), the operational reserve capacity costs of SGs (the third term) and BSBBs (the fourth term), the PFR reserve capacity costs of SGs (the fifth term), and the PFR/IR reserve capacity costs of BSBBs (the sixth term), respectively. The second-stage operational costs consist of the penalty for VRE curtailment (the seventh term), operational reserve deployment costs of SGs (the eighth term) and BSBBs (the last term) in the stochastic scenarios.
The first-stage constraints include:
(15) |
(16) |
(17) |
(18) |
(19) |
(20) |
(21) |
where the lower bound of system inertia in (19) can be estimated by the rate of change of frequency (RoCoF) threshold, i.e., .
Moreover, we introduce the RoCoF constraints, frequency nadir constraints [
(22) |
(23) |
(24) |
The other first-stage constraints include (3)-(8), (12), energy cost constraints, ramping limit constraints and minimum online/offline time constraints for SGs, and power flow constraints for transmission lines in the forecasted VRE scenario [
The second-stage constraints are shown as follows:
(25) |
(26) |
(27) |
Moreover, the constraints related to post-contingency frequency security in stochastic scenarios, i.e., (19)-(24), are also included, with an index added to them. The detailed models are not presented for brevity.
The other second-stage constraints also include (9)-(11), (13), ramping limit constraints for SGs, and power flow constraints for transmission lines in each stochastic VRE scenario [
Without loss of generality, the model proposed in this paper does not incorporate the distribution network models. In specific cases such as distribution line congestions, the solutions obtained may lead to physically infeasible outcomes. Nevertheless, the proposed model can be extended to encompass the consideration for distribution networks, thus mitigating the aforementioned issues.
The nonlinear absolute value term in the objective function (14) is recast into a linear one by introducing auxiliary variables . The auxiliary variables are subjected to:
(28) |
The existence of massive BSs makes it challenging for DC to collect detailed BS model parameters and conduct centralized solving. Worse still, BSs are also reluctant to share their information with DC due to privacy and security concerns. In this section, we first equivalently reformulate the original model into a decomposable form. Then, a distributed optimization framework is proposed using the ADMM algorithm to enable autonomous optimization for both DC and BSs. Finally, we highlight the potential for scalable application and privacy protection of the proposed distributed optimization framework.
We categorize the entities involved in the proposed two-stage stochastic UC model into two main components: DC and BSBBs, where DC is responsible for optimizing the scheduling of SGs, VRE stations, and transmission lines, while BSs optimize their own decision variables. Then, the proposed two-stage stochastic UC model can be abstracted into the following form.
(29) |
Specifically, includes all variables for SGs, VRE stations, transmission lines, and power system, including but not limited to , , , , , , , . and include all variables for BS , where includes variables that only directly related to BS itself, i.e., , , , , and , and the variables in are directly coupled with the variables in , including , , and .
The original model (29) is an approximate N-block structure optimization problem, as shown in

Fig. 2 Problem reformulation of original model. (a) Approximate N-block structure optimization. (b) Decoupling direct coupling relationships among BSBBs.
(30) |
where the indicator functions are given:
(31) |
(32) |
The augmented Lagrangian function of problem (30) is given as:
(33) |
where is a well-defined given positive parameter. Then, we apply the ADMM algorithm to realize distributed optimization, which is presented in

Fig. 3 Distributed optimization framework.
Step 1: distributed parallel optimization of BSs. Each BS parallelly decides its own decision variables by solving (33) with the current auxiliary variables and dual variables :
(34) |
(35) |
Then each BS will submit its decisions to DC.
Step 2: centralized optimization of DC. DC optimizes the decision variables and auxiliary variables according to the current decision variables of each BS and dual variables :
(36) |
(37) |
Then, DC will distribute the auxiliary variable to each BS .
Step 3: update of convergence criteria and dual variables. DC first verifies whether the convergence criteria in (38) are met.
(38) |
The first criterion is used to determine whether the solution , and is a feasible one of the original problem, while the second criterion verifies whether the optimal solution has been reached.
If convergence criteria in (38) are satisfied, the iteration stops, and the system will be scheduled accordingly. Otherwise, DC will update the dual variables , as shown in (39), and then send them to the corresponding BS . Subsequently, the process returns to Step 1.
(39) |
The proposed distributed optimization framework holds great potential for scalable applications where massive BSs participate in power system operations. In Step 1, each BS solves its own optimization problem in an autonomous, distributed, and parallel manner. As for Step 2, the number of auxiliary variables in increases linearly with the number of BSs involved. Nevertheless, all auxiliary variables are continuous, and the increase in the number of BSs will not lead to an increase in the number of constraints in . Accordingly, the increase of BSs does not significantly amplify the complexity of solving . In conclusion, under the proposed distributed optimization framework, the computational burden caused by massive BSs can be shared through distributed computing. Consequently, it is suitable for scalable applications.
Besides, under the proposed distributed optimization framework, the only information that BSs need to submit to DC is the values of their decision variables . In addition, the model parameters of BSBBs, i.e., those in (3)-(13), as well as their traffic load profiles are stored and processed locally, which effectively protect the privacy of cellular networks.
The effectiveness and scalability of the proposed model are validated on a modified IEEE 14-bus system and Guangdong 500 kV provincial power system in Southern China, respectively. All optimization problems are handled on the MATLAB platform and solved by the commercial solver GUROBI, while all dynamic response process simulations are conducted on MATLAB/Simulink. The simulations are carried out on a computer with an Intel Core i5-10400F@2.90 GHz CPU and 24 GB RAM. The optimization gap is set to be 1×1
The illustrative example is conducted on a modified IEEE 14-bus system, as shown in

Fig. 4 Modified IEEE 14-bus system.
Unit | Capacity (MW) | The minimum generation (MW) | Ramping capacity (MW/h) | Inertia constant (s) | Droop factor | Response constant (s) |
---|---|---|---|---|---|---|
G1 | 332 | 116 | 133 | 4.0 | 35 | 3 |
G2 | 140 | 49 | 56 | 4.0 | 35 | 3 |
G3 | 100 | 35 | 40 | 3.5 | 35 | 3 |

Fig. 5 Forecasted wind and load power curves.
Besides, BSs are supposed to be installed at each load bus, and the total BS capacity is set to be approximately 1% of the peak load at that bus. Thus, 360 BSs are deployed in the system. For each BS, the power source capacity is 12 kW, and the charging/discharging power capacity and energy capacity of each BSBB are set to be 10 kW and 30 kWh, respectively [
The disturbance is assumed to be 5% of the total load during period . The nominal frequency is set to be 50 Hz, and the threshold of RoCoF, frequency nadir, and QSS frequency are set to be 0.5 Hz/s, 0.5 Hz, and 0.3 Hz, respectively [
Three cases are set and compared to verify the effectiveness of the proposed two-stage stochastic UC model.
Case 1: BSBBs with dispatchable capacity are only allowed to provide energy services.
Case 2: BSBBs with dispatchable capacity are allowed to provide energy and operational reserve services.
Case 3: BSBBs with dispatchable capacity are allowed to provide energy, operational reserve, and post-contingency frequency support ancillary services.
B. Effectiveness Validations of Operational Reserve Capacity and Deployment Demand, and Post-contingency Frequency Security
The operational reserve capacity and deployment demand in all stochastic wind scenarios and post-contingency frequency security metrics in cases 1-3 are shown in

Fig. 6 Operational reserve capacity and deployment demand. (a) Case 1. (b) Case 2. (c) Case 3.

Fig. 7 Post-contingency frequency security metrics. (a) RoCoF. (b) at nadir. (c) QSS frequency.
From
Similarly, the simulation results in
Moreover, the frequency nadir metric in case 3 is more secure than those in cases 1 and 2, which is attributed to the fast response feature of BSBBs.
It should be mentioned that, as this paper does not account for the uncertainty of disturbances and the IR/PFR reserve capacity is determined in the day-ahead scheduling stage, the post-contingency frequency security metrics in the dynamic simulation results remain the same for both forecasted and stochastic scenarios in the same case.
The detailed operational costs of cases 1-3 are compared in
Case | Total cost ($) | First-stage start up/shut down cost ($) | First-stage energy cost ($) | First-stage reserve of SG | Capacity cost ($) | First-stage PFR/IR of SG | Reserve cost ($) | Second-stage reserve deployment cost ($) | Second-stage wind curtailment penalty ($) | ||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SG | BSBB | Total | BSBB | Total | BSBB | Total | SG | BSBB | Total | ||||||
1 | 184854 | 14310 | 136770 | 198 | 136968 | 7911 | 0 | 7911 | 17301 | 0 | 17301 | 7478 | 0 | 7478 | 885 |
2 | 183304 | 14310 | 136872 | 136 | 137008 | 6263 | 1273 | 7536 | 17171 | 0 | 17171 | 5705 | 992 | 6697 | 583 |
3 | 181715 | 14310 | 136608 | 131 | 136739 | 7021 | 760 | 7781 | 13264 | 1950 | 15214 | 6399 | 630 | 7029 | 641 |

Fig. 8 Scheduling results of massive BSBBs. (a) Case 1 (power and operational reserve capacity of BSBBs). (b) Case 2 (power and operational reserve capacity of BSBBs). (c) Case 3 (power and operational reserve capacity of BSBBs). (d) Case 1 (SoC of BSBBs). (e) Case 2 (SoC of BSBBs). (f) Case 3 (SoC of BSBBs).
In case 1, massive BSBBs are only allowed to provide energy service, and the dispatch result of BSBBs is shown in
Compared with case 1, BSBBs are further allowed to provide operational reserve services in case 2, which reduces the pressure on SGs to ensure power balance. Additionally, it enhances the overall reserve capability of the power system and reduces wind curtailment. The above results have led to a 0.84% improvement in the total operational cost of the power system. From
Furthermore, BSBBs are allowed to participate in the frequency support ancillary services in case 3. Due to the short duration of the PFR/IR dynamic process, typically around 30 s, the provision of these frequency support services does not have a significant impact on its storage energy. Consequently, the underutilized power capacity of BSBBs in case 2 can be fully utilized in case 3, releasing more flexibility of BSBBs. This reduces the burden on SGs for providing frequency support ancillary services and improves the economic performance of the power system, specifically, with operational cost reductions of 1.70% and 0.87% compared with those of cases 1 and 2, respectively.
A sensitivity analysis is conducted on disturbance ratio, as shown in

Fig. 9 Sensitivity analysis on disturbance ratio.
Furthermore, compared with cases 1 and 2, case 3 allows BSBBs to provide PFR/IR services, enhancing the system ability to handle sudden power disturbance. Specifically, in cases 1 and 2, the power system can handle a maximum disturbance of approximately 21.8 MW, while in case 3, the ability to handle the maximum power disturbance increases to 25.4 MW.
The iteration process of the proposed distributed optimization framework is presented in

Fig. 10 Convergence performance of proposed distributed optimization framework. (a) Total cost. (b) Optimization gap.
Since the proposed two-stage stochastic UC model is a non-convex optimization problem with integer variables, it is challenging to ensure the convergence to the global optimal solutions when applying the proposed distributed optimization framework. Specifically, the optimization gap converges to 0.08% after 2000 iterations, but does not reach the optimal solution. However, it can also be observed from
The above analysis shows that although the proposed distributed optimization framework cannot guarantee fast convergence to the optimal solution, it is capable of finding a near-optimal feasible solution in a few iterations. In practical applications, DC can balance the trade-off between optimality and computation time to determine when to terminate the iteration process.
The topology of the Guangdong 500 kV provincial power system in Southern China is shown in

Fig. 11 Topology of Guangdong 500 kV provincial power system in Southern China.
A sensitivity analysis is conducted on the number of BSBBs involved in the ancillary services. We document the number of iterations and corresponding total operational cost when a feasible solution is first found under different numbers of BSs involved, as shown in

Fig. 12 Sensitivity analysis on number of BSBBs involved in ancillary services.
Besides, the number of iterations required to find a feasible solution does not increase with the number of BSBBs involved. Moreover, the number of iterations (shown as the red dots) is always less than 20. This demonstrates the scalability and practicality of the proposed distributed optimization framework.
This paper proposes a two-stage stochastic UC model incorporating operational reserve and post-contingency frequency support ancillary service provisions from massive BSBBs in cellular networks, considering the minimum backup energy demand to ensure the BS power supply reliability. The energy, operational reserve, and frequency support reserve are co-optimized to ensure power balance and frequency security in both forecasted and stochastic VRE scenarios. Furthermore, a distributed optimization framework is proposed to decompose the original problem into two main entities, i.e., DC optimization and BS optimization. The optimization of each BS is autonomous, distributed, and parallel, which ensures great scalability. In addition, both the storage and processing of the BS model parameters are performed locally, and only the values of decision variables are transmitted between the two entities. This effectively protects the privacy of BS data.
Case studies on a modified IEEE 14-bus system demonstrate the effectiveness of the proposed model in promoting VRE accommodation, ensuring post-contingency frequency security, enhancing operational economics, and fully utilizing the dispatchable energy and power capacity of BSBBs. Besides, the proposed distributed optimization framework is validated to converge to a near-optimal feasible solution within a few iterations. Moreover, numerical results on Guangdong 500 kV provincial power system verify the scalability and practicality of the proposed distributed optimization framework.
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