Abstract
The modular multilevel converters (MMCs) are popularly used in high-voltage direct current (HVDC) transmission systems. However, for the direct modulation based MMC, its complex internal dynamics and the interaction with the grid impedance would induce the frequency coupling effect, which may lead to instability issues, especially in the case of weak grid. To effectively suppress the sub- and super-synchronous oscillations, this paper proposes a linear active disturbance rejection control (LADRC) based MMC control strategy. The LADRC mainly consists of the linear extended state observer (LESO) and the linear state error feedback (LSEF). And it is a potential method to enhance the system stability margin, attributing to its high anti-interference capability and good tracking performance. Thereupon, the system small-signal impedance model considering frequency coupling is established. And the effect of the introduction of the LADRC on the system stability is further investigated using the Nyquist criterion. Particularly, the influences of key control parameters on the stability are discussed in detail. Meanwhile, the impact of LADRC on the transient performance is explored through closed-loop zero poles. Finally, the correctness of the theoretical analysis and the effectiveness of the proposed control strategy are verified via electromagnetic simulations.
IN recent years, the high-voltage direct current (HVDC) transmission technology has been developed rapidly. Compared with the AC transmission systems, the HVDC systems have the advantages of flexible controllability and high efficiency [
Depending on the reference value used in obtaining the insertion indexes, the modulations of MMC can be categorized into two types, i.e., compensated modulation (CM) [
It is worth noting that the instability accidents in the power electronics-based grid-connected renewable energy systems no longer manifest as oscillations of a single frequency [
For the MMC, its complex internal dynamics are also contributing to the frequency coupling. The voltage perturb-ation at frequency fp interacts with the steady-state harmonics of the circulating currents and the sub-module (SM) capacitor voltages, which results in the voltage perturbation at frequency . The complicated coupling characteristic of oscillation components will change the original single-input single-output (SISO) characteristic of the MMC system and thus seriously threaten the system stability. Therefore, the internal dynamics of MMC and the frequency coupling effect cannot be neglected in stability analysis. To analyze the system stability of the grid-connected MMC, an efficient method is the impedance-based analytical approach [
So far, many methods for suppressing the frequency coupling oscillations have been proposed [
In [
Although the LADRC has been applied to power electronics, most studies have not investigated the effect of LADRC on the system stability or only discussed individual control link. Moreover, because of the complex internal dynamics, there are more complex control structures and more control requirements in the MMC compared with the 2-level converter. And the influence mechanism with the introduction of LADRC on the stability of the MMC system are not clear, especially in the case of weak grid. Also, there is no comprehensive comparison between the LADRC and proportional-integral (PI) controller for system stability and transient performance.
To cope with such issues, and as specific contributions, ① this paper proposes the LADRC-based MMC control strategy, which replaces the conventional PI controllers with the LADRC in CCSC, current inner-loop, DC voltage outer-loop, and PLL; ② the induced mechanism of the MMC internal dynamics on the frequency coupling effect is revealed, and the LADRC-based small-signal impedance model of MMC accounting for the frequency coupling effect is established; ③ the stability of the LADRC-based system under low short-circuit ratio (SCR) power grid is further analyzed, with the influence of key control parameters on the stability being explored in detail, which provides a reference for parameter tunings; ④ the transient performance of the LADRC is also investigated through closed-loop zero poles; ⑤ finally, the time-domain simulations are carried out to verify the correctness of theoretical analysis.
The circuit topology of the MMC connected into AC grid and the control structure of the MMC with LADRC are presented in

Fig. 1 Circuit topology and control structure of MMC-based grid-connected system. (a) Circuit topology. (b) Control structure of MMC with LADRC.
Taking phase a for example and omitting the subscript a, the averaged model of MMC can be obtained as:
(1) |
where is the number of SMs in each arm; is the SM capacitance; and are the sum of the SM capacitance voltages in the upper and lower arms, respectively; and and are the modulation indexes in the upper and lower arms, respectively, which can be expressed as:
(2) |
From (1) and (2), the following expression can be obtained, i.e.,
(3a) |
(3b) |
(3c) |
(3d) |
where ; ; ; ; and . For the steady-state values, it can be considered that [
As for a first-order plant, it can be represented as:
(4) |
where u, y, and w are the input, output, and unknown external disturbance, respectively; a1 represents the parameter of unknown system; b represents the unknown input gain, while b0 represents the known value; and fd is the generalized disturbance, containing both the internal and external disturbances.

Fig. 2 Control structure of first-order LADRC.
The LESO can realize real-time observations of the actual system variables and , which can be designed as:
(5) |
where z1 and z2 are the estimations of y and , respectively; and and are the observer gains.
The LSEF can amplify the feedback control quantity through proportional control, improving the system transient response. The LSEF can be organized as:
(6) |
where kp, u0, and r are the error feedback coefficient, LSEF output, and control reference, respectively.
To facilitate the parameter tuning, the single-parameter LADRC is utilized [
(7) |
Therefore, the single-parameter LADRC only needs to tune the bandwidth . What is more, the bandwidth of LADRC corresponds to that of the traditional PI controller. Thus, such structure can reduce the number of parameters, which substantially simplifies the tuning process.
According to
(8) |
where , , and represent the Laplace transforms of u, y, and r, respectively. Based on

Fig. 3 Simplified structure of LADRC.
(9) |
In the conventional feedback control, plays a role similar to the PI controller, which can be regarded approximately as a PI controller in series with a low-pass filter. The low-pass characteristics of LADRC enables the controller to filter out disturbance components with a higher frequency than the cut-off frequency. It prevents the controller to amplify disturbances in this frequency band [
For the discrete-time first-order LADRC, it is mainly implemented by the state-space-based method [
Method | Addition | Multiplication | Variables |
---|---|---|---|
State-space-based | 11 | 10 | 2 |
Euler-discretization-based | 7 | 6 | 8 |
Transfer-function-based | 7 | 6 | 4 |
Improved transfer-function-based | 7 | 6 | 2 |
Based on design principles of the first-order LADRC, the CCSC, current inner-loop, DC voltage outer-loop, and PLL of the MMC can be implemented as follows. It is necessary to point out that in the LADRC-based CCSC and current inner-loop, the coupling effect between d- and q-axis can be considered as internal disturbance of the system [
Based on (3a) and (3b) and Park transformation, the mathematical model of MMC in the dq-axis can be derived as:
(10) |
(11) |
where is the angular frequency of grid voltage.
According to (4)-(6) and (10), the CCSC can be designed as:
(12) |
Note that, in this paper, the subscripts c, i, v, and pll represent the CCSC, current inner-loop, voltage outer-loop, and PLL, respectively. And, the design principles of other control loops will be described later.
From (4)-(6) and (11), the current inner-loop can be designed as:
(13) |
Based on
(14) |
where V1 is the fundamental magnitude of grid voltage; and is the MMC DC-side capacitor. In order to design the LADRC-based DC voltage outer-loop, the relationship between and needs to be determined. Thus, it is necessary to assume that: ① the power loss of MMC can be ignored, i.e., ; ② the DC-link voltage and grid-connected current can be controlled well, i.e., and [
(15) |
From (4)-(6) and (15), the voltage outer-loop can be designed as:
(16) |
Referring to [
(17) |
where is the tracked angular velocity of PLL.
Based on (4)-(6) and (17), the PLL can be designed as:
(18) |
The open-loop Bode diagrams for transfer function of each control loop with LADRC () and PI controller () are shown in

Fig. 4 Open-loop Bode diagrams for transfer function of each control loop. (a) CCSC (). (b) Current inner-loop (). (c) DC voltage outer-loop (). (d) PLL ().
Considering the frequency coupling effect, the small-signal impedance model of the LADRC-based MMC is derived by multi-harmonic linearization method in this section.
For the MMC system, its complex internal dynamics are responsible for the frequency coupling effect.

Fig. 5 Schematic diagram of frequency coupling in MMC.
In addition, the current perturbations and flowing through the grid impedance will generate voltage perturbations and at the corresponding frequencies, which will exacerbate the frequency coupling effect. The frequency coupling process considering the grid impedance is depicted in

Fig. 6 Frequency coupling diagram considering grid impedance.
Since the SISO model cannot describe the frequency coupling effect, the 2×2 MIMO model is adopted, i.e.,
(19) |
where ; ; and * is the conjugate symbol.
From
(20) |
where is the equivalent admittance of frequency coupling in the blue dashed area of
The MMC presents complex internal harmonic characteristics. For analysis convenience, the auxiliary functions and are introduced to describe the phase sequence and output characteristic of the perturbation at frequency , where k is the harmonic order and is taken in this paper. The expressions for and can then be expressed as:
(21) |
(22) |
The model of the MMC in (3) is time-periodic, which needs to be converted into the frequency domain. To this end, the perturbation quantity of an arbitrary variable x needs to be presented in terms of Fourier coefficients, i.e.,
(23) |
where is the Fourier coefficient at frequency . And the steady-state variables X of MMC should be transformed to the Toeplitz matrices [
(24) |
where Y, Y0, and Zc are the diagonal matrices representing the equivalent admittance, the arm inductor admittance, and the capacitor impedance, respectively. The expressions can be described as:
(25) |
According to the CCSC block diagram in
(26) |
(27) |
Similarly, the influence of the current inner-loop on can be described as:
(28) |
(29) |
Likewise, the impact of the PLL on can be written as:
(30) |
(31) |
where the coefficient matrix consists of the non-zero elements and .
From
(32) |
(33) |
where the coefficient matrix is composed of non-zero elements and .
Once the small-signal impedance model of MMC considering the frequency coupling effect is derived, the Nyquist criterion can be applied to analyze the interaction stability between the MMC and the grid [

Fig. 7 Nyquist curves of system impedance ratio. (a) PI controller based MMC system. (b) LADRC-based MMC system.
In addition to the grid condition, the unsuitable control parameters may also incur system instability [
The gain b0,v and bandwidth are the main parameters of the LADRC-based DC voltage outer-loop, in which b0,v can be calculated by (16) and is usually considered as a known value. The impact of on the system stability when and is shown in

Fig. 8 Nyquist curves with various ωL,v when SCR=1.5 and .

Fig. 9 Stability domain with different SCRs, b0,v, and .

Fig. 10 Nyquist curves with various ωPI,v and ωL,v when . (a) PI controller based voltage outer-loop. (b) LADRC-based voltage outer-loop.

Fig. 11 Stability domains with different voltage controllers.
Similarly, the PLL gain can be calculated from (18), and its effect on stability can be estimated. The Nyquist curves with various when SCR=1.5 is indicated in

Fig. 12 Nyquist curves with various ωL,pll when .

Fig. 13 Nyquist curves with various when .

Fig. 14 Nyquist curves with different ωL,c when .
As a summary, the most critical factor is the bandwidth of voltage outer-loop , which has an important influence on system stability. To ensure the system stability, its value should be set not too large. Moreover, decreasing the bandwidth of PLL and increasing the bandwidth of current inner-loop can enhance the system stability effectively. The CCSC parameters have almost no effect on the system stability, but the CCSC is indispensable. More importantly, the LADRC allows the bandwidth to vary within a relatively large range, but not to induce the system instability issue, which is quite different from the PI controller. It confirms that the LADRC has better control parameter robustness.
In order to analyze the effect of LADRC on the transient performance, this subsection discusses and compares the LADRC and PI controller by closed-loop zero-pole maps.
The closed-loop control structure of the CCSC is illustrated in

Fig. 15 Closed-loop control structure of CCSC.

Fig. 16 Zero-pole maps of CCSC with increasing R0.
The damping ratio (0.3, 0.5, 0.68, 0.81, 0.89, 0.945, 0.976, 0.994) is equal to the cosine of the angle between the line of pole-origin and the real axis. With larger damping ratio, the overshoot is smaller.
As shown in

Fig. 17 Closed-loop control structure of current inner-loop.

Fig. 18 Zero-pole maps of current inner-loop with increasing R.

Fig. 19 Closed-loop control structure of voltage.

Fig. 20 Zero-pole maps of voltage outer-loop with increasing Vdcref.
The closed-loop control structure and zero-pole maps of PLL are illustrated in Figs.

Fig. 21 Closed-loop control structure of PLL.

Fig. 22 Zero-pole maps of PLL with increasing V1.
In conclusion, the LADRC has preferable damping ratio and dynamic responsiveness, compared with the PI controller.
In order to verify the correctness of theoretical analysis, electromagnetic transient simulations are carried out in MATLAB/Simulink based on the structure of MMC grid-connected system in
Parameter | Value | Parameter | Value |
---|---|---|---|
N | 250 | ωL,c (rad/s) | 628, 1257, 2513 |
f0 (Hz) | 50 | ωL,i (rad/s) | 251, 502, 628 |
P (MW) | 400 | ωL,v (rad/s) | 9, 28, 57 |
Vdc (kV) | 500 | ωL,pll (rad/s) | 126, 251, 377 |
Idc (A) | 800 | b0,c | -12.5 |
V1 (kV) | 200 | b0,i | 19.2 |
Csm (mF) | 8 | b0,v | -1.2 |
R0 (Ω) | 0.1 | b0,pll | -20000 |
L0 (mH) | 80 | kp,c, ki,c | 50, 10892 |
Rf (Ω) | 12 | kp,i, ki,i | 17, 8967 |
Lf (mH) | 6 | kp,v, ki,v | 2.1, 129 |
Lg (mH) | 106.1, 159.2, 212.2 | kp,pll, ki,pll | 0.011, 0.145 |
The simulation results with different SCRs are exhibited in

Fig. 23 Simulation results with SCR reduction. (a) PI controller based MMC system. (b) LADRC-based MMC system.

Fig. 24 Simulation results with different ωI,i when SCR=2.

Fig. 25 Simulation results with different and when SCR=2. (a) PI controller based MMC system. (b) LADRC-based MMC system.
In order to study the transient performance of the LADRC, simulation tests are performed with the q-axis current reference changed directly from 0 to 600 A, as demonstrated in

Fig. 26 Simulation results when igqref changes. (a) PI controller based MMC system. (b) LADRC-based MMC system.
Further, the simulation results of grid voltage dips with different control strategies are described in Figs.

Fig. 27 Simulation results of PI controller based MMC system with grid voltage drops. (a) 10% drop in grid voltage. (b) 14% drop in grid voltage.

Fig. 28 Simulation results of LADRC-based MMC system with 14% drop in grid voltage.
The above results verify that the LADRC has excellent damping ratio and transient responsiveness compared to the PI controller, which is consistent with the analysis in Section IV.
The simulation results with different control strategies during the AC fault in case of are illustrated in

Fig. 29 Simulation results during AC fault in case of . (a) PI controller based MMC system. (b) LADRC-based MMC system.
This paper proposes an LADRC-based MMC control strategy and its equivalent impedance model is established. Furthermore, the system stability and transient characteristics are analyzed and the influences of key factors are discussed in detail. The conclusions can be drawn as follows.
1) The LADRC has excellent traceability and anti-disturbance capability. Especially, the mutual coupling between d- and q-axis can be regarded as internal disturbances in the LADRC-based CCSC and current inner-loop, which achieves decoupling control.
2) The damping characteristic of system is improved by the application of LADRC, which enhances the system stability in the sub- and super-synchronous frequency bands and effectively suppresses the frequency coupling effect under weak grid.
3) The bandwidth of voltage loop behaves as the most critical factor of system stability. It should not be too large, especially under weak grid. It is found that reducing the bandwidth of PLL and increasing the bandwidth of current inner-loop can increase the system stability margin. Although the bandwidth of CCSC has little effect on the stability, the CCSC is indispensable because it can enhance the internal damping of the MMC system. Furthermore, the LADRC-based MMC has outstanding control robustness compared with the PI controller based one.
4) In comparison with the PI controller based MMC, the LADRC-based one has larger damping ratio and faster dynamic response. This might provide an idea for the enhancement of the system transient stability. However, its mechanism and vital factors need further analysis and discussion, which will be done in the near future.
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