Abstract
-1 security for equipment lectotype. However, in this method, owing to the aggregation effect in large-scale offshore wind farms, offshore electrical equipment operates under low load for long periods, thus wasting resources. In this paper, we propose a method for electrical system planning of the large-scale offshore wind farm based on the N+ design. A planning model based on the power-limited operation of wind turbines under the N+ design is constructed, and a solution is derived with the optimization of the upper power limits of wind turbines. A comprehensive evaluation and game analysis of the economy, risk of wind abandonment, and environmental sustainability of the planned offshore electrical systems have been conducted. Moreover, the planning of an in-field collector system, substation, and transmission system of an offshore electrical system based on the N+ design is integrated. For a domestic offshore wind farm, evaluation results show that the proposed planning method can improve the efficiency of wind energy utilization while greatly reducing the investment cost of the electrical system.
LARGE-SCALE generation of offshore wind power can notably contribute to achieving the goals of carbon peaking and carbon neutrality. With the release of “National Development and Reform Commission Notice on Improving the Feed-in Tariff Policy for Wind Power” in China, those newly approved onshore wind power projects after January 1, 2021 should fully achieve grid parity, and year-round trouble-free operation of wind farms has become a new goal for industrial development. On March 10, 2022, the construction of Shandong Energy Group Bozhong Offshore Wind Power A-Site Project, the first affordable offshore wind power project of China, officially began. This commencement marked the official entry of offshore wind power into the era of parity development, which increases the demand for cost reduction and efficiency. Electrical systems are costly, accounting for approximately 15%-30% of the total investment in an offshore wind farm [
Electrical system planning and optimization have been research hotspots in offshore wind power generation in recent years. Models of construction investment cost and reliability optimization considering the number of offshore wind farm cables and location and number of offshore substations have been developed with comprehensive evaluations of electrical network structures [
The abovementioned methods are based on the N-1 principle, in which the failure of any independent element among the N elements of a power system either causes line overload or leads to customer outages. The principle is widely used in conventional power system planning and design. With the large-scale deployment of offshore wind power, various remarkable characteristics appear. The aggregation effect of large wind farm clusters reduces the maximum output power, reaching approximately 90% of the installed capacity [
To determine the required redundancy level, the risk of curtailment of available energy should be decided. This has led to a redundancy of N in many existing wind farms (i.e., sufficiently carry the full load power of the wind farm), and in some circumstances to redundancy N+ “a little bit” (i.e., not enough to carry the full load output of the wind farm). In many cases, this decision has been made heuristically rather than through a quantitative risk assessment of the likelihood that the available energy will need to be curtailed. Hence, the CIGRE Study Committee B3 has developed an offshore electrical system planning method based on the N+ design [
The N+ design reduces the cost by reducing redundancy, giving up part of the electric energy under an overload to select equipment with a smaller capacity [
We propose a method for electrical system planning of large-scale offshore wind farms based on the N+ design and optimized upper power limits of wind turbines. As the N+ design has not been fully evaluated and optimized in electrical system planning, we construct an N+ planning model considering the power-limited operation of wind turbines. In addition, a solution method is devised considering the optimization of the upper power limits of wind turbines under the N+ design. A hybrid algorithm combined with game model is introduced to optimize the investment cost of the electrical system, wind energy loss caused by N+ planning, and electromagnetic interference range. Finally, we optimize the capacity selection of medium- and high-voltage submarine cables and offshore substations in offshore wind farms. Electrical system planning considering 56 wind turbines of 6 MW in an offshore wind farm in China is optimized and analyzed as a representative case study.
This paper presents a method for power system planning based on the N+ design, i.e., the configuration of submarine cables and transformers below the rated capacity of the wind farm, aiming to reduce the initial investment cost of the electrical system [
We adopt power-limited operation to consider submarine cables and transformers that exceed the transmission capacity constraint caused by the N+ design. Therefore, the output power of a single wind turbine is determined by the wind condition, wind turbine parameters, and transmission capacity constraints of the electrical system. A binomial form is used to describe the output power of a wind turbine when the wind speed is less than its rated value, and a piecewise function is used to describe the wind speed-power characteristics. The output is given by:
(1) |
where is the rated power of a single wind turbine; is the upper power limit of the wind turbine considering the N+ design and is used as the optimization variable of the electrical system; is the instantaneous wind speed of the installation site of the wind turbine; and are the cut-in and cut-out speeds of the wind turbine, respectively; and is the wind speed corresponding to the upper power limit of the wind turbine under the N+ design.
depends on such that can be solved by letting :
(2) |
where binomial parameters A, B, and C correspond to the wind turbine power characteristic curves and are only determined by the turbine design.
The wind model is the basis of wind power simulation, being fundamental for analyzing the integration of wind power into a power system [
(3) |
(4) |
where is the state transition function, representing the probability distribution of state variable with known states for the first k moments of the stochastic process; and is the state transition density function, which can be obtained by the connection function (Copula). More details of the model are available in [

Fig. 1 Simulated state transitions of Markov series model for wind speed.
As the climate of a region can be considered as relatively stable for decades, the wind model in such period remains statistically unchanged [
(5) |
where m and c are the scale and shape parameters and can be determined by the maximum likelihood estimation from the data as:
(6) |
(7) |
where is the
To satisfy the N-1 requirement, various transformers are usually installed in offshore substations. Under the N+ design, a light offshore substation is often used, and only one transformer should be installed. When transformers are connected, they can be used as backup for another one in case of failure to reduce the possibility of a total shutdown of all the wind turbines at a substation. The schematics of a wind farm with light substations and conventional wind farm are shown in

Fig. 2 Schematics of wind farm with light substations and conventional wind farm.
As we establish a difference model, it shows no effect whether the wind speed exceeds the critical point of wind abandonment. Therefore, it is only necessary to add the case when the wind speed exceeds that critical point. Active wind turbine abandonment is important in the N+ design for the selection of submarine cables because the cross-section of cables cannot withstand the electric energy generated by all the wind turbines in two wind farms. Thus, the upper power limit of each wind turbine should be actively controlled, and the wind speed at which active control is switched to no control is the critical point of active wind turbine abandonment. Regional wind farms can be divided into single- and double-standby wind farms. Single-standby wind farms are wind farms 1 and g, as illustrated in
When a cable or transformer fails, two situations may occur. First, a whole-area shutdown of all the wind turbines in a wind farm can occur. Alternatively, a partial shutdown of various wind turbines in a wind farm can occur. When a single- or double-standby wind farm experiences a whole-area or partial shutdown, the high-voltage cable, standby cable, and booster station have the operating states listed in Tables
Situation | Booster station | Standby cable | High-voltage cable | Adjacent high-voltage cable |
---|---|---|---|---|
Whole-area shutdown | × | |||
√ | × | × | ||
√ | √ | × | × | |
Partial shutdown | √ | √ | × | √ |
Situation | Booster station | Standby cable 1 | Adjacent high-voltage cable1 | Standby cable 2 | Adjacent high-voltage cable 2 | High-voltage cable |
---|---|---|---|---|---|---|
Whole-area shutdown | × | |||||
√ | × | × | × | |||
√ | × | √ | × | × | ||
√ | √ | × | × | × | ||
Partial shutdown | √ | √ | √ | × | × | |
√ | × | √ | √ | × |
The probability of whole-area shutdown in a single-standby wind farm is given by:
(8) |
where is the probability of transformer failure in a single-standby substation; is the probability of high-voltage cable failure in a single-standby wind farm; is the probability of standby cable failure in a single-standby wind farm; and is the probability of high-voltage cable failure in wind farms adjacent to a single-standby wind farm.
The probability of partial shutdown in a single-standby wind farm is given by:
(9) |
The probability of whole-area shutdown in a double-standby wind farm is given by:
(10) |
where is the probability of transformer failure in a double-standby substation; is the probability of high-voltage cable failure in a double-standby wind farm; and are the probabilities of standby cable failures of the double-standby wind farm; and and are the probabilities of high-voltage cable failures in wind farms adjacent to the double-standby wind farm.
The probability of partial shutdown in a double-standby wind farm is given by:
(11) |
The economy of an electrical system mainly considers the net present value income, NPV, which determines the change in net present value between conventional planning and N+ lectotype planning. NPV involves investment income Cp and energy loss Cqi, which is calculated as:
(12) |
The investment income includes the initial investment income and operating loss income of an electrical system, as shown in (13). The income means the change in economy between conventional planning and N+ lectotype planning.
(13) |
where is the present value of annual investment expenses given by:
(14) |
where r is the discount rate, which is generally set to be 8%; and t is the expected service life.
The initial investment income CI considers the investment expenses of medium- and high-voltage cables and materials and the construction costs of offshore substations:
(15) |
where is the number of cable feeders in the wind farms; CM,cab and Cinst are the medium-voltage cable and laying cost incomes, respectively; CH,cab is the high-voltage cable cost income; and Csub is the offshore substation investment and construction cost income.
As the operating loss of the collector system is small and varies slightly, we neglect its influence. The operating loss income CO mainly includes the transmission loss income of electric energy in high-voltage cables and operating loss income of transformers as follows:
(16) |
The operating loss income of transformer is heuristically estimated by associating the transformer rating with the initial substation capacity and proportional index . The transmission and operating loss incomes are calculated as [
(17) |
(18) |
where c1 is the on-grid price of offshore wind power; and are the root-mean-square currents of the high-voltage submarine cable considering the and N+ designs given by (19) and (20), respectively; and are the resistance values of the high-voltage submarine cable considering the N-1 and N+ designs, respectively; is the total running time; is the annual operating loss cost of the initial substation; is the initial substation capacity; is the substation capacity under the N+ design; and scl is a scaling index, which is generally set to be 0.8.
(19) |
(20) |
where is the current generated by wind turbine at wind speed e; is the rated voltage of transmission system; is the duration of the corresponding current; and hours per year.
The calculation of the wind abandonment loss is essential to the lectotype and optimization of offshore transformers and submarine cables under the N+ design. The calculation of the abandoned wind loss directly affects the optimal planning result. Energy loss Cqi given by (21) mainly comprises two parts. One part is the wind energy resource loss owing to the limited wind turbine output caused by transmission capacity constraints of electrical equipment considering the N+ design. The other is the loss expectation caused by a reduction in the transmittable capacity of wind power owing to a reduced redundancy when an offshore substation or high-voltage submarine cable in the wind farm partition fails.
(21) |
is obtained considering the probability of wind speed at the location of the wind turbine, as shown in (22); and is calculated considering the energy loss caused by different operating states of offshore substations and high-voltage submarine cables, as shown in (23).
(22) |
(23) |
where is the upper power limit of a wind turbine considering the N+ design; is the output power of a wind turbine at the corresponding wind speed v; is the probability of a partial shutdown of a substation in a standby state; is the failure downtime corresponding to ; is the probability of a whole-area shutdown of a substation in a standby state; is the failure downtime corresponding to ; is the simultaneous coefficient of the wind turbine shutdown caused by a submarine cable or transformer fault and wind turbine failure; is the probability of the wind speed exceeding the critical point of wind abandonment; is the number set of the wind turbines in the substation; Psub,N+ is the change in capacity between the substations in the N-1 and N+ designs; and Padsub is the change in capacity between the substations of adjacent wind farms in the and N+ designs.
The risk of wind abandonment involves the wind energy loss caused by the N+ design as:
(24) |
The environmental sustainability of an electrical system is mainly determined by the electromagnetic interference impact caused by the cable operation as [
(25) |
where and are the cross-sectional areas of the medium-voltage cable in the C-section submarine cable of the F-series feeder of booster station S and high-voltage cable of booster station S, respectively; and and are the lengths of the medium- and high-voltage cables, respectively. The magnetic induction strength exceeds the control limit of 100 under the maximum continuous load current.
In conventional N-1 planning, the medium-voltage submarine cable capacity is generally selected according to the installed capacity of the offshore wind turbines, while the selections of substation and high-voltage submarine cable capacities consider a certain capacity-to-load ratio based on the calculated load, with an approximate capacity-to-load ratio of 1-1.5. The corresponding expressions are given by:
(26) |
(27) |
(28) |
where is the overall correction coefficient of the long-term allowable current-carrying capacity; is the long-term current-carrying capacity of the medium-voltage cable; is the overall correction coefficient of the long-term allowable current-carrying capacity; is the long-term current-carrying capacity of the high-voltage cables; and is the capacity of the offshore substation.
Based on the N+ design, we consider the power-limited operation of wind turbines to optimize the lectotype of the electrical system infrastructure in offshore wind farms and establish a two-layer optimization model.
The outer-layer model is formulated as a multi-objective optimization problem with three objectives to maximize the net present value income, wind energy loss, and electromagnetic interference impact range. The outer-layer model mainly optimizes the lectotype of cables and transformers and provides parameters to the inner model.
The outer-layer model is formulated as:
(29) |
(30) |
(31) |
s.t.
(32) |
(33) |
where is the maximum sustained load current flowing through the high-voltage cables considering the N+ design given by (33); is the cross-section of high-voltage cable; is the minimum cross-section allowed for high-voltage cable to meet the short-circuit thermal stability standard; is voltage drop of the high-voltage cables; UH,max is the maximum allowable voltage drop of the high-voltage cables; is the upper power limit of the wind turbine considering the N+ design used as the optimization variable of the electrical system; is the minimum power of a wind turbine, which is 20% of the rated power [
The inner-layer model mainly considers changes in the optimal value of the collector system caused by different upper power limits of wind turbines in the outer model. Also, it takes the minimum topology cost of the collector system as the objective function and iteratively optimizes its topology based on the genetic and minimum spanning tree algorithms.
The inner-layer model is formulated as:
(34) |
s.t.
(35) |
where is the maximum sustained load current flowing through the C-section submarine cable of the F-series feeder of booster station S considering the N+ design given by (36); Hsfc is the set of wind turbines carried by medium-voltage cable sfc; is the cross-section of mediun-voltage cable sfc; is the minimum allowed cross-section for medium-voltage cable sfc to meet the short-circuit thermal stability standard; is the voltage drop of the medium-voltage cable sfc; is the maximum allowable pressure drop of the medium-voltage submarine cable; and are the sets of wind turbine nodes; and S is the set of all the wind turbines in a wind farm. The constraints in (35) are the long-term allowable load capacity, short-circuit thermal stability check, and voltage drop check of the medium-voltage submarine cable. The absence of intersection between wind turbine node sets and all the turbines of a wind farm must be included in the turbine node set.
(36) |
Owing to the complexity of multi-objective optimization, only valid solutions to the problem are usually found, and a problem often has various valid solutions. Hence, we introduce a hybrid algorithm combined with a game model to solve the multi-objective optimization model.
Considering the emphasis on different indicators for wind farm operation as well as inherent statistical trends and representative values in data, we use the AHP-CRITIC weight method to iteratively optimize the weight assignment of indicators with multiple objectives. Subjective and objective weights are combined and optimized by multiplicative synthesis.
Based on the mixed-strategy Nash equilibrium [
(37) |
where represents any mixed strategy of Z based on alternative i; and is a coefficient [
B. Optimization Solution to N+ Lectotype and Strategic Decision Considering Optimized Upper Power Limits of Wind Turbines
Heuristic optimization is widely used in many areas [

Fig. 3 Flowchart of lectotype game optimization for electrical system based on chaotic hybrid butterfly optimization and particle swarm optimization.
The optimization consists of the following main steps.
Step 1: perform cluster partition of offshore wind farms and determine the location of offshore substations.
Step 2: take the upper power limit of each wind turbine within the wind farm zone as the optimization variable and initialize the hybrid algorithm.
Step 3: take the optimization parameters in the hybrid optimization algorithm as inputs. Minimize the objective function of the inner-layer model, namely, the investment cost of the collecting system. Optimize the topology of the collector system and cable lectotype under different upper power limits of wind turbine using the genetic algorithm.
Step 4: use the optimization results of the collector system as input for the lectotype of offshore substations and power transmission systems.
Step 5: iteratively apply the game model to optimize the multi-objective solution of the outer-layer model.
We have evaluated an offshore wind farm with capacity of 336 MW and optimized the lectotype of cables and transformers in the electrical system. The wind farm contained 56 wind turbines of 6 MW. The distribution of the wind turbines and locations of onshore substations are shown in

Fig. 4 Distribution of wind turbines and locations of onshore substations.
The voltage level of the medium-voltage cable is 35 kV, and that of the high-voltage cable is 220 kV. The service life of the offshore wind farm is 20 years. The failure rate of both the high-voltage and standby cables is 0.045 time/, and their repair time is 1000 hours. The failure rate of the offshore transformer is 0.02 time/year, and its repair time is 200 hours [
The probability distribution of the historical wind speed for the evaluated wind farm is shown in

Fig. 5 Probability distributon of historical wind speed for evaluated wind farm.
The electrical system equipment lectotype of offshore wind farms is currently based on N-1 principle (reference).
The N+ lectotype planning (baseline) only selects and optimizes the capacity of the transmission system and offshore substations of offshore wind farms, but the selection and optimization of the cable capacity of the collector system are not performed. Hence, we propose N+ lectotype planning with game optimization based on a heuristic algorithm to optimize the upper power limit of each wind turbine while considering the power-limited operation of wind turbines. We compared this method with N+ planning that considers the power-limited operation of wind turbines but not the output ceiling optimization, i.e., the best upper power limit of a wind turbine is selected based on enumeration under the same output ceiling across wind turbines.
The lectotype of the submarine cables and transformers in the electrical system has been optimized, and four planning methods are analyzed and compared, which are conventional N-1 planning, baseline N+, N+ planning with and without output optimization. The lectotype results of the submarine cables and transformers in the electrical systems and topologies of the collector systems obtained from the evaluated planning schemes are shown in

Fig. 6 Schematic of lectotype results of submarine cable and offshore booster station in electrical system using different methods. (a) Conventional N-1 planning. (b) Baseline N+ planning. (c) N+ planning with output optimization. (d) N+ planning without output optimization.
The upper power limits of the wind turbines in N+ planning with and without output optimization are shown in

Fig. 7 Upper power limits of wind turbines in N+ planning with and without output optimization.
Results of the electrical system infrastructure lectotype for the evaluated planning methods are shown in

Fig. 8 Results of electrical system infrastructure lectotype.
The planning results show that compared with conventional N-1 planning, the cable cross-section and substation capacity are reduced when using the baseline N+ planning and N+ planning with and without output optimization. N+ planning with output optimization provides the smallest cable cross-section, indicating an economic advantage.
The costs of electrical systems with different planning methods are listed in Table III. Table III shows that with the optimization of the capacities of offshore transformers and cables, N+ planning with output optimization provides the best economic benefits. Compared with conventional N-1 planning, the initial investment cost of the baseline N+ planning is reduced by 13.44%, while that of N+ planning without output optimization is reduced by 14.18%, and that of N+ planning with output optimization is reduced by 14.32%. The reduction in the initial investment cost by using N+ planning with output optimization is mainly due to the transmission system, while the investment cost reduction by the current collection system is relatively small, being approximately 6%.
Planning method | Cost (1 | ||||
---|---|---|---|---|---|
Collector system | Offshore booster station | Power transmission system | Operating loss | Wind energy loss | |
Conventional | 5960.43 | 5788 | 59730 | 12612.58 | 7119 |
Baseline N+ | 5960.43 | 5402 | 50500 | 14435.34 | 8560 |
N+ planning with output optimization | 5574.52 | 5161 | 50500 | 14958.31 | 8092 |
N+ planning without output optimization | 5669.13 | 5161 | 50500 | 14911.87 | 8216 |
The four planning methods are compared and analyzed based on the mixed-strategy Nash equilibrium and solved based on the path tracking algorithm, whose solution is detailed in [
Planning method | Cost (1 | Environment-friendly () | Wind abandonment risk (MW) |
---|---|---|---|
Conventional | 91202.87 | 83719.8 | 8520.88 |
Baseline N+ | 84857.77 | 81153.5 | 9880.43 |
N+ planning with output optimization | 84285.65 | 75619.8 | 9690.45 |
N+ planning without output optimization | 84458.00 | 77542.1 | 9840.31 |
Table VI shows that N+ planning with output optimization is the best planning method with the highest overall performance. Compared with conventional N-1 planning, N+ planning with output optimization improves the economic benefit by 7.6% and reduces the electromagnetic interference impact by approximately 10% and the annual available capacity of wind farms by 5.5%.
N+ planning without output optimization improves the economic benefit by 7.4% and reduces the electromagnetic interference impact by approximately 7% and average annual available capacity of the wind farm by 4.6%. In terms of wind energy utilization, compared with the baseline N+ planning, the wind energy losses of N+ planning with and without output optimizations are reduced by 1.9% and 0.4%, respectively.
We have also analyzed the computational performance of the proposed N+ planning and conventional N-1 planning. The convergence curves of the fitness function for conventional N-1 planning and N+ planning with output optimization are shown in

Fig. 9 Convergence curves of conventional N-1 planning and N+ planning with output optimization.
1) For electrical system planning considering the power-limited operation of wind turbines and optimizing the output ceiling of each wind turbine in offshore wind farms, we propose an electrical system planning method considering the N+ planning. It solves the limitation of the current N+ planning, in which the quantitative evaluation of the integrated equipment lectotype in an electrical system is difficult to perform in practice.
2) The N+ lectotype optimization considering the optimization of the upper power limits of wind turbines is performed. The wind energy loss after N+ planning in wind farms is reduced by 1.9%, and the life cycle cost of the electrical system is reduced by 7.6%.
3) In the case study, the optimization improvement of transmission systems and offshore substations has reached up to 15.4% and 10.8%, respectively. Although the cost optimization of the collector systems is relatively small, the reduction has reached 6.3%. As the number and capacity of wind turbines in offshore wind farms increase, the economy of planning considering the N+ planning will also increase along with the optimization space of the collector system.
4) A hybrid algorithm including a game model is introduced to perform game optimization of the multi-objective model and improves the comprehensive performance of N+ planning. Nevertheless, N+ planning with output optimization can face difficulties in finding the optimal solution owing to its high dimensionality, which should be addressed in future work.
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