Abstract
The sudden generation-consumption imbalance is becoming more frequent in modern power systems, causing voltage and frequency stability issues. One potential solution is load participation in primary control. We formulate a novel optimal load control (NOLC) problem that aims to minimize the disutility of controllable loads in providing primary regulation. In this paper, we show that the network dynamics, coupled with well-defined load control (obtained via optimality condition), can be seen as an optimization algorithm to solve the dual problem of NOLC. Unlike most existing load control frameworks that only consider frequency response, our load-side primary control focuses on frequency, voltage, and aggregate cost. Simulation results imply that the NOLC approach can ensure better frequency and voltage regulations. Moreover, the coordination between NOLC and other devices enabled in the system, the NOLC performance against the total size of controllable loads, and the NOLC effectiveness in a multi-machine power system are also verified in MATLAB/Simulink.
RECENTLY, large amounts of renewable energy generation and smart loads have been integrated into modern grids [
When the power supply or demand changes, the frequency and voltage deviate from the nominal values [
Primary control is usually realized using traditional generators (TGs), which are completely decentralized and operate on a timescale of tens of seconds. It can rebalance the power and stabilize the frequency and voltage to new steady values. However, there are mechanical constraints on generator governors; thus, their regulating speeds are relatively slow. As the sudden generation-consumption imbalance becomes more frequent in modern power systems, conventional measures are incapable. Moreover, it is economically inefficient and environmentally unfriendly [
Any action performed on the generation side (to guarantee a power balance between supply and demand) can also be implemented on the demand side [
In the late 1970s, researchers introduced the concept of load participation in the primary control. Reference [
The aggregate disutility of consumers has not been considered in the literature mentioned above. Centralized optimization algorithms are more convenient for such a global optimization objective. However, they require complete communication and long computation time, especially in large-scale systems [
Based on the perspective of network dynamics as distributed optimization algorithms, a “ubiquitous continuous fast-acting distributed primary frequency load control” called optimal load control (OLC) was first introduced in [
Although these primary response frameworks for smart loads involve only frequency control or voltage control, they present a new idea-network dynamics as optimization algorithms for the distributed control and optimization of modern power systems.
The intermittent power sources and time-varying load demands induce sudden power changes, resulting in frequency and voltage issues [
In this study, the novel optimal load control (NOLC) takes a step forward in the idea of network dynamics as optimization algorithms for power system frequency and voltage regulations. The NOLC approach has a universal applicability and fast response while accounting for aggregate disutility during load participation by inheriting the good properties of the traditional OLC. Distinguishing itself from the OLC, except for the generator dynamics, the variations in bus voltage and reactive power flow are also considered in the network dynamics. To support the primary regulation of both frequency and voltage, our contributions are focused on the following areas.
1) Complete network dynamics, which form the theoretical basis of load participation in primary frequency and voltage control simultaneously, are described.
2) An NOLC problem is formulated to minimize the aggregate disutility of rebalancing power by controllable loads.
3) We prove that the network dynamics can solve the dual NOLC problem obtained under the optimality condition. Thus, such optimality conditions develop a fundamental method for guiding the design of load control for the participation in primary regulation.
The rest of this paper is organized as follows. The model of network dynamics of the power system is described in Section II. The coupling of the network dynamics with the proposed NOLC is explained as a distributed optimization algorithm to address the dual problem of disutility minimization in Section III. The effect of NOLC on the system small-signal stability is investigated in Section IV. The simulation results are presented in Section V. The main conclusions and current limitations are discussed in Section VI.
The power transmission network can be abstracted into a graph with , where the vertex set represents the buses in the power system; and edge set () represents the transmission lines in the power system. We assume that the graph is directed; therefore, if , then . Other assumptions are listed as follows.
1) The lines are lossless and characterized by their reactance .
2) The voltage magnitudes of the generators are constant due to the strong excitation. However, the voltage magnitude variations on the other buses are considered.
3) The nominal phase angle difference is not ignored across each transmission line.
Under these assumptions, the subsequent network model distinguishes itself from the original model built in [
The complete network dynamics are described as preliminaries for the subsequent work. There are two types of buses: generator buses and load buses such that . Among these, bus has a generator that can convert the mechanical energy to electrical energy for the power supply, but bus only has loads for power consumption. For further discussion, we divide the active loads into three types: frequency-sensitive, insensitive but controllable, and uncontrollable. Similarly, reactive loads can be classified as voltage-sensitive, insensitive but controllable, and uncontrollable ones.
The swing equation of generator bus can be written as:
(1) |
where is the inertia constant of the generator; is the frequency deviation on bus ; is the mechanical power of the generator; is the electrical power; and is the damping coefficient.
Here, includes not only the total active loads on bus but also the net sum of branch active power flowing out and into bus .
(2) |
where is the nominal value of the frequency-sensitive active load on bus ; is the active power variation due to frequency deviation; is the frequency-insensitive but controllable active load; is the uncontrollable active load; is the portion of the incidence matrix of the power transmission network [
(3) |
We set as an integrated active power injection equal to representing any active power injection from both the generation and load sides and for readability. The swing equation on the generator bus can be rewritten as:
(4) |
Under the nominal operation, . Hence, the deviation variables in (4) satisfy the following formula:
(5) |
In this study, the variations in the terminal voltage magnitude on the generator buses are ignored. Therefore, is assumed to be constant.
From (5), a load bus with a small inertia can be expressed by an algebraic equation:
(6) |
where denotes the change in the integrated uncontrollable active loads. In addition, a load bus with high inertia can be treated as a generator bus [
The dynamics of voltage magnitude on bus can be written as [
(7) |
where is the coefficient related to voltage; is the voltage deviation on bus ; and is the reactive power imbalance on bus .
(8) |
where is the nominal value of the voltage-sensitive reactive load on bus ; is the reactive power variation due to voltage deviation; is the voltage-insensitive but controllable reactive load; and is the uncontrollable reactive load.
We set as an aggregated uncontrollable reactive load. Hence, we have:
(9) |
The deviation variables satisfy:
(10) |
According to the power flow algebraic equation, the deviation of the active power branch flow (linearized) from bus to bus is:
(11) |
where , , and are the constants determined from the nominal voltage magnitudes and , phase angles and , and line reactance, respectively.
Similarly, the deviation of the reactive power branch flow from bus to bus is represented as:
(12) |
where ; ; . The detailed derivation process is shown in Appendix A.
For notational simplicity, the symbol is omitted from the deviation variables. Therefore, a complete dynamic network model of the power system can be written as:
(13) |
(14) |
(15) |
(16) |
(17) |
(18) |
Note that all variables represent their deviations from the nominal values in the remainder of this paper.
As a major shortening of load participation in primary control, most previous studies did not consider aggregate disutility from a global perspective in the controller design. We show that the network dynamics under optimality conditions adaptively solve the dual problem of a pre-defined disutility objective function. Therefore, such optimality condition develops a fundamental way to guide the design of local load control for participating in primary regulation, which is generally applicable to a class of the minimum disutility objectives that fits our assumption.
In this subsection, an NOLC problem is formulated to minimize the integrated negative effects on utilities and users while rebalancing the power to regulate both the system frequency and voltage. The objective function in the general form of (19a) indicates a class of optimization problems that represent the disutility caused by deviating from the normal power usage for the loads to participate in primary control. The optimization problem is subject to power balance constraints (19b).
(19a) |
s.t.
(19b) |
where ; and .
The framework of the minimum disutility problem in (19a) consists of four parts. The first two parts and are the cost functions related to active or reactive controllable load power at bus , respectively. The remaining two parts are assumed as the fixed items and , which refer to the costs to frequency-sensitive load and voltage-sensitive load induced by frequency deviation and voltage deviation, respectively. Moreover, we have the following assumption for and .
Assumption 1: the cost functions and are strictly convex and twice continuously differentiable on and , respectively.
In practice, cost functions refer to a specific target that considers the physical characteristics of household appliances, scheduling policies of utilities, and user comfort levels. Examples of cost functions satisfying our assumption can be found in [
The objective function of the dual problem of NOLC is represented as:
(20) |
where the minimization can be obtained as (21) with the optimality condition (22).
(21) |
(22) |
According to the convex optimization theory, the Lagrange dual function is strictly concave. Therefore, the minimization of the primal problem can be transformed into the maximization of the dual problem.
(23) |
Based on the gradient descent algorithm iterating on each variable, the dynamics of and follow the following rules.
(24) |
Among that, and are step sizes, which can be defined as:
(25) |
By replacing and with and , respectively, where and are the design variables of the dual problem, (24) would be the same as the network dynamics shown in (14) and (15). In other words, the network dynamics can be regarded as distributed algorithms for a dual problem under optimality conditions in (22).
(26) |
(27) |
(28) |
(29) |
(30) |
(31) |
The dynamics (26)-(29) are performed automatically by the system, whereas the active power consumption control in (30) and reactive power consumption control in (31) must be applied to each controllable load. Therefore, the analyses develop a fundamental method to guide the design of the local load control, and we refer to this as the NOLC. Under such a control, the controllable loads can share the overall power imbalance, and the disturbance will not severely affect any single bus.
Regardless of the initial conditions, (26)-(31) establish a trajectory that converges to the optimal point with . is a unique vector of the optimal load control for the primal problem, and is a unique vector of the optimal frequency and voltage deviations for the dual problem. The proof is as follows.
Proof: following the Lyapunov stability theory, a Lyapunov function, as constructed below, is analyzed. Let , and we can obtain:
(32) |
(33) |
where and are the frequency deviations on generator buses and voltage deviations on load buses, respectively, and and denote their optimal values.
Distinctly, for all with equality if and only if and . expresses the derivative of over time along the trajectory . If , for all , will be converged to finally with
(34) |
(35) |
The derivative of the Lyapunov function along any trajectory can be easily converted from ① to ② in (36).
(36) |
Due to the strong concavity of the objective function in dual problem, the inequality ② holds since Lagrange’s mean value theorem. Moreover, is larger than , and is larger than , satisfying ③. Therefore, for all , is proved.
Once the cost functions satisfy the assumptions of strict convexity and twice continuous differentiability in the feasible region, NOLC can be implemented successfully at the demand side. Moreover, the power consumption controls for smart loads vary depending on the type of cost function. A specified control signal can be obtained for a given cost function.
If the cost functions are the quadratic forms of and ( and are both positive numbers), the active control signal of the controllable loads for this simple cost function is , and the reactive control signal is . Under this circumstance,

Fig. 1 NOLC under specific disutility function.
In this section, the effect of NOLC on the system small-signal stability is investigated.
As an illustration, the OLC for the cost function discussed in the previous section is applied to the standard IEEE 33-bus power system. The detailed information regarding the test system is presented in [
It consists of 1 generator bus, 32 load buses, and 32 branches. Node 1 is selected as the generator bus; nodes 3, 18, 25, and 28 are selected as the disturbance buses (renewable sources or loads can cause power disturbances in a real situation); and nodes 4, 7, 15, 21, 23, and 32 are selected as controllable buses to accomplish the NOLC. As shown in
Bus No. | Norm | Controllable | Non-controllable | ||||
---|---|---|---|---|---|---|---|
P (kW) | Q (kvar) | P (kW) | Q (kvar) | P (kW) | Q (kvar) | ||
4 | 120 | 80 | 1.40 | 1.165 | 118.60 | 78.835 | |
7 | 200 | 100 | 2.35 | 1.450 | 197.65 | 98.550 | |
15 | 60 | 10 | 0.70 | 0.145 | 59.30 | 9.855 | |
21 | 90 | 40 | 1.05 | 0.580 | 88.95 | 39.420 | |
23 | 90 | 50 | 1.05 | 0.730 | 88.95 | 49.270 | |
32 | 210 | 100 | 2.45 | 1.450 | 207.55 | 98.550 | |
Sum | 770 | 380 | 9.00 | 5.520 | 761.00 | 374.480 |
According to the network model built in Section , the state variables and operation variables are selected as and , respectively. Therefore, the state-space equations of the power system are represented as:
(37) |
where , , , and are the corresponding coefficient matrices.
The system state matrix can be defined as:
(38) |
All the eigenvalues of the system state matrix with and possess a negative real part; therefore, the small-signal stability is verified.
To investigate the influence of the parameter variations on the load controllers for system stability, more details regarding the experimental settings are presented in
Cost function | Control signal | Parameter variation |
---|---|---|
,
| , |
The locus distribution of the dominant eigenvalues (the absolute values of the real parts of the other eigenvalues are at least five times those near the imaginary axis) is shown in

Fig. 2 Topological structure of IEEE 33-bus power system.

Fig. 3 Locus distribution of dominant eigenvalues.
According to
The test system is shown in
To observe the difference in the frequency/voltage dynamic response over the load participation in the primary control among the proposed NOLC, traditional OLC [

Fig. 4 Frequency and voltage on bus 4 after load disturbance. (a) Frequency. (b) Voltage.
As shown in
Although the NOLC has the benefits similar to the traditional OLC in primary frequency control, the voltage nadir is suppressed by 21.4%, and the steady-state error is improved by approximately 24.2%. The traditional OLC ignores the load participation ability in voltage regulation through a reasonable reactive control. In summary, the NOLC enables the smart loads on the user side to contribute to the primary control of both frequency and voltage.
Moreover, the NOLC considers the aggregate disutility of load participation in primary regulation. The cost function trajectory of the NOLC over time, which is calculated according to (19) using the simulation results, is shown in

Fig. 5 Cost function trajectory of NOLC.
In this subsection, we discuss the coordination between the NOLC and other devices enabled in the system to cope with power disturbances.
The primary control capability of power systems is closely related to the adjustment coefficients of traditional generators (TGs). The smaller the adjustment coefficient is, the greater load TG carries when the same frequency drops. In

Fig. 6 Frequency and voltage on bus 4 with coordination of TG and NOLC. (a) Frequency. (b) Voltage.
However, the adjustment coefficient cannot be too low for the stable operation of the generator governor. Therefore, the NOLC is required when the primary control ability of the TG is relatively insufficient. In
It has been found that applying the NOLC to the system leads to a higher frequency/voltage nadir (i.e., a smaller overshoot), a higher new steady-state frequency/voltage, and a shorter settling time.
We present the simulation results for a PSS, which is a widely-used generation-side stabilizing mechanism.
Compared with the above cases, the fluctuations in both frequency and voltage are intuitively suppressed due to the function of the PSS. It is clear from

Fig. 7 Frequency and voltage on bus 4 with coordination of PSS. (a) Frequency. (b) Voltage.
From the simulation results in Sections V-A and V-B, whether the PSS is enabled or not, applying the proposed NOLC on the user side improves the frequency and voltage dynamics.
In this subsection, the NOLC performance is plotted against the total size of the controllable loads.

Fig. 8 Effects on frequency of NOLC with increasing number of controllable loads. (a) The lowest frequency. (b) Steady-state frequency.
A similar trend can also be observed for the voltage, as shown in

Fig. 9 Effects on voltage of NOLC with increasing number of controllable loads. (a) The lowest voltage. (b) Steady-state voltage.
The rapid growth of smart loads has become a developmental trend in modern power systems and provides a good basis for the NOLC applications.
In this subsection, we investigate the performance of the NOLC in terms of both the transient response and the steady states of system frequency and voltage in a multi-machine network. A single-line diagram of the New England 39-bus power system is shown in

Fig. 10 Single-line diagram of New England 39-bus power system.
Figures

Fig. 11 Frequency dynamics of New England 39-bus power system.

Fig. 12 Voltage dynamics of New England 39-bus power system. (a) Bus 4. (b) Bus 7. (c) Bus 15. (d) Bus 21. (e) Bus 23. (f) Bus 28.
Moreover, as shown in
The simulation results indicate the effectiveness of applying the NOLC to a multi-machine power system.
We propose a method to design load control by considering network dynamics as optimization algorithms to enable smart loads on the demand side to contribute to the primary frequency and voltage control.
Compared with existing methods, the proposed NOLC ensures the aggregate disutility is minimized while rebalancing the power and improving the transient performances of both frequency and voltage. Since the participation of controllable loads is completely distributed, their power consumption can be determined individually according to local measurements of the frequency/voltage deviation. The NOLC generates a faster response and better steady-state performance with the coordination of other devices enabled in power systems, such as TGs and PSS, and the power imbalance is compensated on time. Moreover, the effectiveness of the NOLC in a multi-machine power system is verified.
Although the simulation results reveal that the total number of controllable loads influences the regulation performance of NOLC and that the practical implementation of this technology relies on several power meters, these challenges can be solved gradually with the rapid development of smart grids. Our future scope includes the further development of new idea-network dynamics as optimization algorithms for the distributed control and optimization of modern power systems.
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