Abstract
Stability in unbalanced power systems has deserved little attention in the literature. Given the importance of this scenario in distribution systems with distributed generation, this paper revisits modal analysis techniques for stability studies in power systems, and explains how to tackle unbalanced power systems with voltage-dependent loads. The procedure is described in detail and applied to a low-voltage (LV) simple case study with two grid-forming electronic power converters and unbalanced loads. Results are then compared with those obtained with the popular impedance-based method. While the latter is easier to implement using simulation or field data, the former requires complete information of the system, but gives a better insight into the problem. Since both methods are based on a small-signal approximation of the system, they provide similar results, but they discern different information. A larger second case study based on an LV CIGRE distribution system is also analysed. Results are obtained using a detailed Simulink model of the microgrids with electronic power converters.
IN response to the global climate change caused by the excessive atmospheric concentration of carbon dioxide and other greenhouse gases, the penetration of renewable energy sources (RESs) into power systems has been soaring world-wide. When RESs (mainly wind and solar) are used, electronic power converters are required to interface energy generation with the power system, providing fast control of active and reactive power. Nowadays, electronic power converters for grid applications are mainly voltage source converters (VSCs), which can be of two types: grid-forming (GFo) VSCs that control output voltage and frequency at their filter output, and grid-following (GFl) VSCs that control the magnitude and orientation of their filter output current with respect to the voltage at the point of coupling (PoC). In GFo-VSCs, an inner current loop is often used to deal better with possible resonances of the output filter and to provide means of limiting the output current of the converter. GFl-VSCs require a phase-lock-loop (PLL) to synchronize with the power system by tracking the voltage angle at the converter connection bus. Current limiting can be provided naturally. A comprehensive review of the control of VSCs and their main characteristics is presented in [
Modal analysis is considered the standard tool to characterise small-signal stability of traditional power systems described in a synchronously-rotating reference frame, after Park’s transformation [
In conventional power systems, power line dynamics are generally neglected, because the dynamics of high-inertia rotating machines and their controls are considerably slower than those of the lines. However, in microgrids, fast control of inertia-less VSCs or VSCs with virtual inertia may render line dynamics to be relevant. This will tend to increase the size and complexity of case-study models. Nevertheless, the application of modal analysis to balanced microgrids has been the subject of previous research efforts. For example, [
So far, the application of modal analysis in traditional power systems and in microgrids relies on finding the steady-state operation point by making the derivatives of the state variables equal zero and solving the resulting system of non-linear equations. However, unlike in the analysis of conventional power systems, loads in microgrids are often unbalanced, and straight application of Park’s transformation does not give constant state variables in steady state. Therefore, the usual linearisation of non-linear power system models is not possible. However, experts suggest that “unbalance” should not be neglected when studying stability in microgrids [
A modified Park’s transformation for unbalanced power systems has been proposed in [
This paper brings three contributions to this scenario.
1) It presents a modification applied to [
2) It provides a comparison between modal stability analysis and the impedance-based method, since the latter is popular in converters connected to grids or microgrids [
3) Finally, the paper computes active and reactive power in unbalanced power systems based on constant components in steady state.
The analysis tools including details of the modified Park’s transformation and the principles of modal analysis and of impedance-based stability analysis are presented in Section II. The calculation of active and reactive power using the proposed transformation is presented in Section II-F. The dynamic model of a microgrid with GFo-VSCs using components will be discussed in Section III. Two case studies [
The analysis that follows is based on [
(1) |
where , is the frequency of the power system; is the time; and is the traditional power-invariant Park’s transformation used in three-phase systems.
Under unbalanced conditions, a phase of any three-phase (abc) electrical variable ( will be either a voltage v or a current i column vector with components a, b, and c) can be written as:
(2) |
where , , for phases , , and , respectively; are the root-mean-square (RMS) values; and are the arbitrary initial phase displacements of the so-called homopolar (0), positive, and negative sequence components of , respectively.
If (1) is applied to with components as in (2), one obtains (3) and (4), proving that, in general, the so-called components of variable do not remain constant in steady state.
(3) |
(4) |
Reference [
(5) |
(6) |
(7) |
where . The following matrices are given:
(8) |
where is a zero matrix; ; and is given as:
(9) |
In the column vector in (5), the first, second, forth, and fifth elements are constant in steady state, while the third and sixth ones are not. A constant column vector can be obtained as , if:
(10) |
(11) |
For a one-step transformation, in (5) changes to :
(12) |
Applying (12) to (2) () gives:
(13) |
which is a constant vector with:
(14) |
(15) |
The differential equations for a star-connected unbalanced load, with neutral point connected to ground through an impedance and (see

Fig. 1 Unbalanced RL circuit.
(16) |
(17) |
where and can be built substituting by and , respectively, in (18):
(18) |
Applying (5) (with ) to (16) yields:
(19) |
(20) |
(21) |
Both and are matrices of real numbers and are not angle dependent.
Often, loads are either connected between two phases or from a phase to ground. These two cases deserve special attention. In a load connected between two phases (a and b, for example), we have:
(22) |
The application of the transformation in (5) (with ) gives , , and (23) is obtained.
(23) |
where and ; which means that, out of the six state variables in (13), only two are left.
If (5) (with ) is applied to a two-phase unbalanced load connected to ground (phases and , for example):
(24) |
(25) |
which results in a fourth-order dynamic system.
Finally, one phase connected to ground with an impedance gives:
(26) |
(27) |
which results in a second-order system, again.
Similarly, a model of a parallel unbalanced circuit should be derived to include the bus voltage dynamics.
The impedance matrix for the circuit in
(28) |
where has been divided into four transfer-function matrices. has been calculated for in the balanced and unbalanced cases (cases 0 and 1, respectively), as shown in
Case | Parameters |
---|---|
0 | Ω, mH |
1 | Ω, Ω, , mH, mH, mH |
0 and 1 | Ω, mH |
Matrix | Value |
---|---|
Matrix | Value |
---|---|
As expected, in the balanced case (Table II), the positive-, negative-, and homopolar-sequences are decoupled, while in the unbalanced case (Table III), the three sequences are coupled, which, if neglected, may result in an incorrect stability assessment.
For a linear time-invariant system described by a state-variable model, with :
(29) |
The eigen-analysis of matrix A will produce eigenvalues (). Assuming that if , each will have a column left eigenvector associated (), with elements () and a column right eigenvector () with elements ().
The free response of a linear system as (29), given a column vector of initial conditions is:
(30) |
which, for a given state variable (the
(31) |
Based on (31), [
(32) |
If the power system equations are linearised, the eigenvalues of the approximate linear system can be used to study the small-signal stability of the system, while the participation factors can be used to study which states are associated with a given mode (eigenvalue). The system will be stable if all eigenvalues have negative real parts.
This method of analysis can address one VSC connected to the reduced model of the grid, if the parameters of both systems are known, or a more complex system with several VSCs connected through power lines and/or cables.
The impedance-based method for stability analysis reduces a GFo-VSC and its connected system into an equivalent source and load impedance (as depicted in

Fig. 2 Perturbation circuit at PoC.
The method is applied to a balanced three-phase AC system with a GFo-VSC and a constant power load in [

Fig. 3 Block diagram at PoC where blocks contain transfer-functions.
(33) |
(34) |
(35) |
(36) |
Reference [
(37) |
The apparent power (steady state) drawn from an unbalanced three-phase voltage source by an unbalanced current can be calculated using voltage phasors and current phasors for phases , , and [
(38) |
where and are the active and reactive power, respectively, and
(39) |
(40) |
In (39) and (40), and are the voltage and current RMS values; subscripts , , and stand for positive, negative, and zero sequences, respectively; and is the angle that the current is lagging behind the voltage (a different one for each sequence).
Using the voltage and current components obtained, when applying (12) to phase voltages and currents, and can be written as:
(41) |
(42) |
VSCs consist of both active switching devices such as insulated-gate bipolar transistors (IGBTs) with pulse width modulation (PWM), and passive components such as LCL filters, to assist switching-harmonic filtering. In distributed generation (DG) systems, VSCs are generally used with effective switching frequencies above 10 kHz for low- and medium-power applications. Therefore, converter switching can be averaged for small-signal stability analysis. In addition, if those converters are assumed to be fed from a sufficiently large DC power source, they can be modelled by ideal controllable three-phase voltage sources.
In this paper, GFo-VSCs have been controlled using an inner current control loop and an outer voltage control loop (see Fig. 4) to ensure that the converter output voltage closely tracks the desired set point (voltage modulus and frequency with both good transient and steady-state performances. Two-degree-of-freedom (2-DOF) proportional-integral (PI) controllers with independent reference weighting [

Fig. 4 V/f control of GFo-VSC.
(43) |
where is the controller output; is the set-point input; and is the process measured output for converter (voltage when or current when ). Control details for the GFo-VSC, with the decoupling terms added to the controller outputs, are shown in Fig. 4. The decoupling terms shown extend the ones used in balanced cases such as those described in [
For the unbalanced-load case of interest in this paper, when only the positive sequence () is considered in the internal controls of each GFo-VSC, the modal analysis shows a set of under-damped modes related with the inner current and outer voltage dynamics of their LC filters. This problem has been tackled by applying PI controllers such as in (43) to negative and zero () sequence currents and voltages, to keep the voltage balanced at their LC filter outputs, with . Notice that this paper focuses on the stability analysis of unbalanced microgrids; however, if the interest were to compensate unbalanced currents and/or voltages using a GFo-VSC, the filter output voltage references need to be updated accordingly in the block of Fig. 4, as in [
Primary control shapes the initial response of each generator when a disturbance takes place. At least one GFo-VSC converter will be required in any microgrid in island mode, and the following primary frequency and voltage control laws (i.e., droops) are usually proposed for each GFo-VSCi:
(44) |
where is the output frequency; is the output voltage; and are the active and reactive power, respectively; and are the differences between the set-point values and actual values measured at the GFo-VSC output; and and are the frequency- and voltage-droop gains, respectively.
Droop equations imitate, artificially, the behaviour of a traditional synchronous generator: when a generator’s load increases/decreases, the output frequency (generator’s speed) decreases/increases; and, similarly, when the generator’s load increases/decreases, the generator terminal voltage decreases/increases. In addition, droops in (44) rely on the fact that typical electrical grids and loads show a positive sensitivity in and consumed with respect to frequency and voltage, respectively (,); and therefore, (44) close control loops with negative feedback.
When GFo-VSCs are connected in parallel, droop gains and are usually selected by balancing VSC apparent power ratings [
(45) |
The noise in and measurements can be filtered by applying first-order low-pass filters to the right-hand side of (44):
(46) |
(47) |
where and are the time constants. A -filter can also be seen as the addition of a virtual inertia to VSC. In fact, [
One of the GFo-VSCs in the microgrid must be chosen to be the common reference for the “rotor angles” of all simulated generators. If the microgrid is stable, the system frequency will eventually reach a steady state value, and all state variables will be constant values in the new equilibrium point. If is the output frequency of the reference converter, and is the output frequency of converter , the relative “speed” of the latter with respect to the former can be written as follows:
(48) |
After a transient, the final frequency value will often not be equal to the base frequency till the secondary control level corrects the issue.
First of all, the system in

Fig. 5 Case study 1: single-line diagram where each VSC includes its LC filter.
Component | Variable | Value | Component | Variable | Value |
---|---|---|---|---|---|
DG 1 | 1 p.u. | DG 2 | 0.7143 p.u. | ||
1 p.u. | 1 p.u. | ||||
11.79 p.u. | 5.8844 p.u. | ||||
2.817×1 |
5.604×1 | ||||
0.8905 p.u. | 0.8922 p.u. | ||||
0.7314 p.u. | 0.3657 p.u. | ||||
7.88125×1 |
1.6×1 | ||||
0.80 p.u. | 0.80 p.u. | ||||
0.0219 p.u. | 0.0219 p.u. | ||||
0.1031 p.u. | 0.1031 p.u. | ||||
0.0287 p.u. | 0.0287 p.u. | ||||
31.8 ms | 31.8 ms | ||||
31.8 ms | 31.8 ms | ||||
Transformer (PT) 1 | 0.5714 p.u. | PT 2 | 0.5714 p.u. | ||
1 p.u. | 1 p.u. | ||||
0.07 p.u. | 0.07 p.u. | ||||
0.5 p.u. | 0.5 p.u. | ||||
Bus 1 |
1.436×1 | Bus 2 |
1.436×1 | ||
Line | Distance | 140 m | Load 1 | 0.5143 p.u. | |
0.0252 p.u. | 0.85 p.u. | ||||
0.0026 p.u. | Load 2 | 0.3429 p.u. | |||
0.103 p.u. | 0.85 p.u. |
GFo-VSC-1 has been assigned as the angle reference; therefore, its equivalent “rotor angle” is always zero. Under these circumstances, for simplicity, one can assume that the power delivered by GFo-VSC-2 is proportional to its rotor angle, i.e., , and the second-order differential equation that relates the power reference and the “rotor angle” has a natural frequency and a damping coefficient, as mentioned in Section III-B. Changing only the value of inertia will alter both the bandwidth of the droop filter and the expected damping of the equivalent swing equation. A constant damping coefficient can be obtained if and are changed simultaneously, but the steady state frequency deviation will be affected.
Modal analysis considering all state variables in the system has been carried out with varying or in two ways: ① independently; and ② by trying to maintain a constant damping coefficient of the equivalent swing equation. Results of the modal analysis will be compared with those using the impedance-based approach to study stability. Only the case of single-phase loads (connecting phase to ground) in Buses 1 and 2 will be reported for the unbalanced case.
The system in
Type | Element | Variable | Number |
---|---|---|---|
With balanced load | Load 1 | 1, 2 | |
Load 2 | 3, 4 | ||
Line | 5, 6 | ||
Bus capacitor | 7, 10 | ||
f-droop | VSC 1: 11, VSC 2: 23 | ||
V-droop | VSC 1: 12, VSC 2: 24 | ||
Angle | VSC 2: 25 | ||
PT | VSC 1: 13, 14, VSC 2: 26, 27 | ||
LC | VSC 1: 15, 16, VSC 2: 28, 29 | ||
LC | VSC 1: 17, 18, VSC 2: 30, 31 | ||
PI | VSC 1: 19, 20, VSC 2: 32, 33 | ||
PI | VSC 1: 21, 22, VSC 2: 34, 35 | ||
With unbalanced load | 1-phase load 1 | 1-2 | |
1-phase load 2 | 3-4 | ||
Line | 17-22 | ||
Bus capacitor | 5-16 | ||
f-droop | VSC 1: 23, VSC 2: 55 | ||
V-droop | VSC 1: 24, VSC 2: 56 | ||
Angle | VSC 2: 57 | ||
PT | VSC 1: 25-30, VSC 2: 58-63 | ||
LC | VSC 1: 31-36, VSC 2: 64-69 | ||
LC | VSC 1: 49-54, VSC 2: 82-87 | ||
PI | VSC 1: 37, 38, VSC 2: 70, 71 | ||
PI | VSC 1: 41, 42, VSC 2: 74, 75 | ||
PI | VSC 1: 45, 46, VSC 2: 78, 79 | ||
PI | VSC 1: 39, 40, VSC 2: 72, 73 | ||
PI | VSC 1: 43, 44, VSC 2: 76, 77 | ||
PI | VSC 1: 47, 48, VSC 2: 80, 81 |
The participation factors of those eigenvalues in the system state variables is described in

Fig. 6 Participation factors for and s (droop constants in Table IV).
The modal analysis in

Fig. 7 Validation test: angle of VSC 2 in non-linear system response, and in linear system free response when a small perturbation in angle of VSC 2 is applied (°).

Fig. 8 Validation test: LC capacitor voltage (d-axis) in VSC 2 in non-linear system response, and in linear system free response when a small perturbation in angle of VSC 2 is applied (°).
When the converter frequency-droop gains increase, the eigenvalues of the linearised system move as shown in

Fig. 9 System modes’ loci when frequency-droop gains increase.
For example, - and - have very large moduli and participate in the state variables related to the bus capacitors (variables 7-10), transformer 1 (variables 13, 14), transformer 2 (variables 26, 27), and the line (variables 5, 6).

Fig. 10 System modes’ loci when time constants of frequency-droop filters are increased.

Fig. 11 Systems modes’ loci changing frequency-droop filter parameters and maintaining a constant equivalent damping factor.
The stability of the system in

Fig. 12 Locus of with “almost” two clockwise encirclements of origin for droop gains and (unstable system).
The system in

Fig. 13 Participation factors for and (droop constants in Table IV).
First of all, the frequency-droop gains have been increased and the system modes’ loci are shown in

Fig. 14 System modes’ loci when frequency-droop gains are increased.
Secondly, the time constants of the frequency-droop filters are increased, while droop gains are maintained constant. All eigenvalues which participate in droop filter variables reduce their moduli, and the damping coefficients of eigenvalues 1 and 2 deteriorate. The loci of the system modes in this case have been drawn in

Fig. 15 System modes’ loci when time constants of frequency-droop filters are increased.
In the unbalanced case, the impedance-based approach to study stability must handle impedance matrices like the one in (28). As in the balanced case, the system will be unstable when produces clockwise encirclements of the origin as goes clockwise around the right-hand side complex plane [

Fig. 16 Locus of for droop gains and .
Finally, if the internal PI controllers for the negative sequence of GFo-VSC-2 defined in (43) are gradually removed, the system modes change as shown in

Fig. 17 System modes’ loci when negative-sequence internal controls are removed at GFo-VSC-2.
1) Modes participate in state variables , and , which are related with the negative sequence for: the PI voltage control, the PI current control, and the currents of the LC filter in GFo-VSC-2, respectively.
2) Modes participate in state variables , , , and , which are related with the negative sequence for the output voltage of the LC filter in GFo-VSC-2, the currents of the LC filter in GFo-VSC-2, and the currents of transformers 2 and 1, respectively.
Similar results have been obtained when removing the internal PI controllers corresponding to the zero sequence in GFo-VSC-2, showing an insignificant coupling between controllers of the positive, negative, and zero sequences.
The complete low-voltage (LV) CIGRE unbalanced AC microgrid [

Fig. 18 Single-line diagram of LV CIGRE unbalanced AC microgrid where VSCs include LC filters.
GFo-VSC-1 is chosen to be the angle reference for all other converters and has the configuration of VSC 1 in
Load (p.u.) | ||||
---|---|---|---|---|
1 | 0.0286 | 0.0571 | 0.0771 | 0.85 |
2 | 0.1371 | 0.1829 | 0.2286 | 0.85 |
3 | 0.1371 | 0.1829 | 0.2286 | 0.85 |
4 | 0.0771 | 0 | 0 | 0.85 |
5 | 0.0457 | 0.0914 | 0.1143 | 0.85 |
The complete CIGRE unbalanced microgrid is a 31
The system modes’ loci is shown in

Fig. 19 Loci of eigenvalues in CIGRE microgrid when tranformer 2 is removed gradually.
1) Modes participate in state variables , , , and , which are related with the angle of VSC 2, the frequency-droop filter of VSC 2, the frequency-droop filter of VSC 5, and the angle of VSC 5, respectively.
2) Modes participate in state variables , which are related with the PI controllers of positive, negative, and zero sequences of voltages and currents in VSC2; in state variables , which are related to the current at the transformer of VSC 5; and in state variables , which are related with positive current and voltage PI control of VSC 5.
3) Modes participate in state variables and , which are related with the current and voltage of the LCL filter in VSC 2, respectively.
Last findings indicate that transformers help to maintain a better damping in the modes, and special care should be taken for possible interactions between nearby VSCs in the microgrid.
The loci of eigenvalues of CIGRE microgrid when frequency-droop gains are increased are shown in

Fig. 20 Loci of eigenvalues of CIGRE microgrid when frequency-droop gains are increased.
1) Modes participate in state variables , , , and , which are related with the frequency-droop filter of VSC 2, the angle of VSC 2, the frequency-droop filter of VSC 5, and the angle of VSC 5, respectively.
2) Modes participate in state variables , , and , which are related with the frequency-droop filter of VSC 1, the frequency-droop filter of VSC 4, and the angle of VSC 4, respectively.
3) Modes participate in state variables , , , , and , which are related with the frequency-droop filter of VSC 1, the frequency-droop filter of VSC 2, the angle of VSC 2, the frequency-droop filter of VSC 5, and the angle of VSC 5, respectively.
4) Modes participate in state variables and , which are related with the frequency-droop filter of VSC 3 and the angle of VSC 3, respectively.
The slow dynamics caused by the frequency droops, show interaction among all five VSCs. However, a stronger interaction is revealed between VSC 2 and VSC 5, and between VSC 1 and VSC 4, due to the low line impedance between them, as shown in
The proposed transformation from a three-phase system to a model provides a reliable tool for stability analysis in LVAC microgrids under unbalanced conditions. Naturally, modal analysis and the impedance-based method reveal the same final conclusions when analysing the stability of a simple case, because they are both based on a small-signal linear approximation of the system. The former requires a detailed model of every single element of the system, while the latter could be applied with a simpler equivalent model which can be derived experimentally at the PoC. However, the former gives a richer insight into the system behaviour than the latter.
The paper has shown how the parameters of the filter used to measure active power in a typical frequency droop would affect the stability of a simple microgrid based on GFo-VSCs and how these parameters are clearly related to the damping and the inertia of the so-called “virtual inertia” provided by GFo-VSCs. The paper has also illustrated how these two parameters must be changed together in order to maintain an approximately constant damping coefficient in the equivalent “swing equation” of the system. Although this equation is only an approximation, the detailed modal analysis of the system reveals that, with the proposed strategy, the damping coefficients of those modes remain almost constant with a strong participation in the frequency-droop state variables and in the VSC angle. The modal analysis applied to an unbalanced system has unveiled the importance of the dynamics in the and components, which have to be closed-loop controlled in order to improve the system stability.
Finally, the analysis conducted in the complete CIGRE microgrid indicates that the transformers used to connect GFo converters provide galvanic isolation and a better damping response in the overall dynamics of the system. Due to the high number of modes in the complete microgrid, an adequate model reduction technique should be considered to focus on the most relevant modes.
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