Abstract
Bipolar direct current (DC) distribution networks can effectively improve the connection flexibility for renewable generations and loads. In practice, concerns regarding the potential voltage unbalance issue of the distribution networks and the frequency of switching still remain. This paper proposes a day-ahead polarity switching strategy to reduce voltage unbalance by optimally switching the polarity of renewable generations and loads while minimizing the switching times simultaneously in the range of a full day. First, a multi-objective optimization model is constructed to minimize the weighted sum of voltage unbalance factors and the sum of number of switching actions in the day based on the power flow model. Second, a two-step solution strategy is proposed to solve the optimization model. Finally, the proposed strategy is validated using 11-node and 34-node distribution networks as case studies, and a switching and stabilizing device is designed to enable unified switching of renewable generations and loads. Numerical results demonstrate that the proposed strategy can effectively reduce the switching times without affecting the improvement of voltage balance.
DIRECT current (DC) distribution networks have experienced accelerated development in recent years. Alternating current (AC)-DC conversion not only increases the transmission capacity but also helps boost the penetration level of renewable generations [
For a bipolar DC network, the unipolar access of renewable generations or loads may cause voltage unbalance, which deteriorates the power quality and efficiency [
For renewable generations such as wind generations, curtailment will waste resources [
For a mechanical circuit breaker, frequent switching actions accelerate the aging process and exacerbate mechanical wear [
Regarding the solution method, a genetic algorithm (GA) is among the prevalent algorithms to address multi-objective optimization problems and is widely adopted for engineering problems. However, a direct implementation of a GA suffers from problems related to convergence speed and optimality of results. In [
To address the limitations of previous studies on this topic, a day-ahead polarity switching strategy is proposed in this paper to obtain the optimal day-ahead switching plan. The technical contributions of this paper are summarized as follows.
1) A multi-objective switching optimization model is proposed to simultaneously alleviate the voltage unbalance and extend the service life of the mechanical switch. Instead of considering the sum of NSA (SNSA) as a constraint, it is optimized as one of the objectives based on time sequence within a day.
2) A two-step solution strategy is proposed to reduce the computational burden of the model and accelerate the convergence of the solution algorithm. First, the minimum value of one objective is obtained on the premise that the other objective is the minimum. Second, the two obtained results are used as two initial individuals in the initial population of the multi-objective optimization problem, and then the GA is used to solve the original problem.
3) A novel topology design of a switching and stabilizing device (SSD) is proposed, and the corresponding switching principle is established to switch the polarity with a mechanical switch. The proposed SSD can reduce on-state losses, maintain stability during the switching process, and enable unified switching of renewable generations and loads, which are favorable for a distribution network.

Fig. 1 Basic structure of bipolar DC distribution network.
Note that herein, “source/load” is used to represent an object that is either a renewable generation or load. The source/load can be connected to a network in a unipolar or bipolar manner. The unipolar source/load in the bipolar DC distribution network is connected to either the positive or negative pole. The values of unipolar voltage at the exit of the voltage balancer are considered equal.
Based on the method for iteratively solving the power flow model mentioned in [
The ZIP model (parallel connection of constant resistance, constant current and constant power loads) [
(1) |
When representing loads, all four parameters are positive. When representing renewable generations, because they are regarded as constant power sources, only and are retained (they are negative and positive, respectively), and the other parameters are 0.
It is assumed in this paper that either a renewable generation or load exists at each node. The switching vector represents the polarity of each unipolar source/load in a time interval. When the element value is 1 or 0, the unipolar source/load at the corresponding node is switched to the positive or negative pole, respectively.
To facilitate the matrix calculation, is rewritten as vector , and its dimension is the sum of the number of unipolar and bipolar sources/loads. In , the elements corresponding to the unipolar source/load still represent polarity in accordance with the aforementioned rule, and each element corresponding to the bipolar source/load is 0. The relationship between the power of the sources/loads and is:
(2) |
where the subscripts p, n, and b denote the positive, negative, and bipolar poles of the sources/loads, respectively.
To illustrate the power flow calculation, the case in which in (2) is fixed is considered first. In a general bipolar DC distribution network, the mismatch vector represents the difference between the current flowing into and out of each node [
(3) |
where the subscripts +, N, and - denote the positive, neutral, and negative poles for the branches, respectively; and .
can be expanded to , where the subscript indicates that the vector contains the node to which the voltage balancer belongs. and can be further expressed in terms of as:
(4) |
(5) |
where the subscript denotes a diagonal matrix block.
By changing the dimension and substituting (1), (2), (4), and (5) into (3), we can obtain the mismatch vector as a function of , which is denoted as .
The value of each element of should be zero when the voltage of each node is an accurate value. Thus, (6) can be obtained based on the Newton-Raphson algorithm [
(6) |
The iteration continues until the norm of becomes smaller than the positive value set in advance.
When changes, the voltage of the network changes, and different voltage vectors can be obtained through the previous steps. The relationship between and is denoted as . The relationship between the voltages of the sources/loads and is expressed as:
(7) |
The decision variable in this paper is the switching state of unipolar node in the time interval . The switching vector consists of the switching states of every unipolar node in every time interval.
This paper divides a day into time intervals. The parameters of the loads and renewable generations change in different time intervals and can be regarded as constant in a single time interval to facilitate the optimization calculation. In this paper, stochastic programming [
If the unipolar sources/loads in the bipolar distribution network are not properly distributed, the positive and negative voltages of the network will be unbalanced, which will increase the neutral current and network losses, and reduce network efficiency. Regarding the expression of voltage unbalance, the analogy from AC is to divide the absolute value of the difference between the positive and negative voltage values by the average of the two values [
(8) |
The service life of a mechanical switch is closely related to the NSA throughout its lifecycle. Reducing the NSA, which in turn alleviates mechanical wear, is beneficial to the service life and is ultimately cost-saving. The second objective, after simplification, is the SNSA within a day, which can be written as:
(9) |
Since the weighted sum is equal to the sum when counting switching actions, the latter is used instead of the former. The NSA from the initial distribution to the distribution in the first time interval is not counted in the SNSA.
Voltage unbalance and excessive switching actions have adverse effects on the operation and maintenance costs of DC distribution networks. To reduce these adverse effects, two objectives, i.e., WSVUF and SNSA, are incorporated into a multi-objective optimization model. The overall objective function is expressed as:
(10) |
The optimization model constructed in this paper is highly nonlinear and has two conflicting objectives that can hardly be solved. The GA has proven to be effective in solving multi-objective problems [
The purpose of Step 1 is to obtain two estimated switching plans as the initial individuals of the GA to improve optimality and reduce the computational burden in Step 2. The first estimated plan aims to determine the smallest SNSA when the WSVUF has the smallest value. The second estimated plan aims to find the smallest WSVUF when the SNSA is 0. Therefore, Step 1 is divided into two parts to obtain the two estimated switching plans.
In the previous calculation of the first part, the sub-objective is ignored, and the single-objective optimization model is constructed independently for the network in each time interval.
The optimization model in time interval is expressed as:
(13) |
s.t.
(14) |
where the subscript denotes that the result obtained by solving (13) and (14) is that of the previous calculation of the first estimated plan; and the subscript denotes that the vector dimension is reduced to a dimension suitable for a single time interval.
For a specific time interval and the network with only one node connected to the voltage balancer node, two inverted switching plans (i.e., for every element, 0 becomes 1 and 1 becomes 0) are obtained if the VUF has the same value. Considering that time intervals exist, different estimated plans are possible. To ensure that the optimization result in the previous calculation is unique, this paper restricts the switching state of the first node with a unipolar source/load to 1. Since the polarity of the first unipolar node is unknown in practice, it is not constrained in the following models.
When solving (13) and (14), the solution result of the problem in the previous time interval is used as one of the initial individuals when solving the problem in the next time interval. This can be explained as follows. In practice, for the renewable generation or load of a particular node, the power value of the next time interval has a time-series correlation with that of the previous time interval. This time-series correlation derives from the change in user electricity consumption in two adjacent time intervals or the change in the output of renewable generations due to meteorological changes. Based on this correlation, the algorithm benefits by searching results using the previous result as one of the initial individuals rather than by randomly generating initial individuals.
Thus far, the optimal solution is obtained only in terms of the WSVUF, and the optimality of the SNSA in this solution is not considered. As previously discussed, the WSVUF will not change if any is inverted; thus, the optimal SNSA can be obtained as long as optimizing whether the vector derived from solving (13) and (14) in every time interval is inverted. A binary vector with dimension is proposed to control whether in each time interval is inverted. The optimization model can be expressed as:
(15) |
s.t.
(16) |
where the subscript denotes that the result obtained by solving (15) and (16) is that of the first estimated plan, and (16) can be ignored if the security constraints are confirmed not to be violated after inverting.
According to the solution of the optimization model in (13), (14) (in every time interval) and that in (15), (16), the first estimated plan can be obtained.
The second part is to seek the minimum WSVUF when the SNSA is 0.
(17) |
s.t.
(18) |
where the subscript indicates that the result obtained by solving (17) and (18) is that of the second estimated plan.
Because the SNSA is zero, is the same for each time interval. Therefore, is represented by in (17), which is an S-dimensional vector.
In Step 2, the proposed multi-objective optimization model is solved.
(19) |
s.t.
(20) |
where the subscript indicates the results obtained by solving (19) and (20) are those derived from solving the multi-objective optimization model.
The two estimated plans obtained in Step 1 are used as two initial individuals in the initial population of the GA, and the other individuals are randomly generated. After the Pareto front is obtained, the fuzzy membership method [
(21) |
where the two objective functions represented by each point on the Pareto front are and , respectively.
In (21), is calculated. The switching plan corresponding to the highest value is selected as the final switching plan.
The computational steps of the proposed strategy are shown in

Fig. 2 Computational steps of proposed strategy.
In this paper, 11-node and 34-node distribution networks are used to validate the proposed strategy. In the strategy, a switching decision is made every 30 min, and 48 decisions are optimized. The constraint data can be found in Appendix A.
The 11-node distribution network contains 5 unipolar loads, 2 bipolar loads, and 3 unipolar renewable generations. The topology of the 11-node distribution network with the initial distribution of sources/loads is shown in

Fig. 3 Topology of 11-node distribution network with initial distribution of sources/loads.
To reflect electrical engineering practices, the load at node 7 and the renewable generation at node 8 are set to always maintain the same polarity. The pair is used to represent the scenario in which the electric energy generated by a renewable generation is first transmitted to the nearby load; if electric energy is in surplus, it will be transmitted to the distribution network, and if the electric energy is insufficient, it will be replenished from the distribution network. In this network, the sources/loads at nodes 2-5 and 7-10 are switchable; thus, the dimension of in this network is 7, and each element corresponds to the state of the above node in order (where the
The 34-node distribution network contains 14 unipolar loads, 9 bipolar loads, and 10 unipolar renewable generations. The topology of the 34-node distribution network with the initial distribution of sources/loads is shown in

Fig. 4 Topology of 34-node distribution network with initial distribution of sources/loads.
In
In the case studies, the renewable generations are considered as wind power generations. Considering the uncertainty of wind power generations, 1000 initial scenarios are first generated based on the Monte Carlo method. Then, through the backward scenario reduction method, the number of scenarios is reduced to five, and the corresponding probability is obtained, as shown in

Fig. 5 Wind power generation scenarios and corresponding probabilities.
This paper assumes that the output values of the wind power generations at different nodes are the same in each scenario. The optimization problems are solved using the GA. The crossover and mutation rates are set to be 0.8 and 0.05, respectively. A two-point crossover strategy has been adopted. The tolerances for the function are 1
The SSD is designed to switch the unipolar source/load and ensure that it remains stable during the switching process. Compared with power electronic switching devices [
The SSD comprises four switching units (SUs) and a backup capacitor (Cb). Each SU consists of a mechanical circuit breaker, a disconnector and an RL parallel unit in series.

Fig. 6 Topology of SSD and its three states when switching unipolar load from positive pole to negative pole.
The functions of the mechanical DC circuit breaker and the disconnector in series involve disconnecting the DC current by self-excited oscillation [
With the switching action in

Fig. 7 Switching principle of SSD for load.
When switching the positive load, the two SUs connected to the positive pole are disconnected. The load is then energized for a short time by the capacitor until the two SUs connected to the negative pole are closed.
To verify the function and effect of the SSD, a simulation has been built in MATLAB/Simulink. The computer setup is an Intel i5-1038NG7 CPU (16 GB RAM). Note that DC circuit breakers that extinguish arcs through self-oscillation have been manufactured for many years. The effects of inductance and capacitance selection on self-oscillation are described in [
In the simulation, the connection that relies on the arc is ignored, and the source/load is regarded as completely disconnected from the network during the switching process. The sum of the disconnection time, closing time, etc., is considered as the switching time, which is set to be 70 ms in the simulation. Because the time gap between the two switching actions set in this study is 30 min, and the time of the switching process is measured in tens of milliseconds, for the sake of observation, the time gap is shortened to be 5 s in the simulation. This has also been done considering that the network is basically stable after switching.
The power data for time intervals 9-11 of the 11-node distribution network in Scenario 1 are used for the simulation. Assuming that the switching states could be represented by in time interval 9, we observe the switching actions in the following two time intervals. Nodes 3 and 10 are used as examples of switching a load (as shown in

Fig. 8 Simulation results of switching load at node 3.

Fig. 9 Simulation results of switching renewable generation at node 10.
In
Case 1 is used to verify the effectiveness of the proposed strategy on an 11-node distribution network. Because the time interval between the two switching actions is much longer than the switching time, the role of the SSD is ignored in the optimization calculation, and the switching is considered to be completed instantaneously. The internal resistance of each voltage source is also ignored.
In Step 1, two estimated switching plans have been derived, as shown in

Fig. 10 Two estimated switching plans. (a) The first estimated switching plan. (b) The second estimated switching plan.
In Step 2, several alternative switching plans have been derived. The Pareto front for Case 1 is shown in

Fig. 11 Pareto front for Case 1.
In the alternatives, the WSVUF can be reduced by as much as 87.87% compared with that of the initial distribution of sources/loads. The satisfactory degree of each switching plan is calculated using the fuzzy membership method, and the switching plan corresponding to the highest satisfactory degree is selected as the final result. The selected plan is marked by a red dot in

Fig. 12 Final switching plan for Case 1.
A comparison between the VUF of each node in the initial configuration state and that of the final switching plan in Case 1 is shown in

Fig. 13 VUFs of different nodes for Case 1 (Scenario 1). (a) Node 1. (b) Node 2. (c) Node 3. (d) Node 4. (e) Node 5. (f) Node 6. (g) Node 7. (h) Node 8. (i) Node 9. (j) Node 10.
As
Case 2 is used to verify the effectiveness and scalability of the proposed strategy in this paper on a 34-node distribution network.
Based on the optimization model and solution strategy proposed in this paper,

Fig. 14 Pareto front for Case 2.
If the plan is adopted, the WSVUF and SNSA will be 1.810 and 198, respectively. Compared with the initial distribution, the WSVUF is reduced by 70.11%. We can see that the proposed strategy also has good effect in a network with a larger number of nodes.
To demonstrate the advantages of the proposed strategy, four additional methods (Cases 3-6) are used for comparison and are described in
Case | Method |
---|---|
3 | Method ignoring SNSA |
4 | Method without the two-step solution strategy |
5 | Method using SNSA as constraint |
6 | Neutral to line drop compensation (NLDC) method |
In each case, the method is tested on the 11-node distribution network, and the role of the SSD is ignored. The internal resistance of each voltage source is also ignored.
Case 3 is used to illustrate the superiority of the proposed strategy by comparing the solution results with the proposed strategy and those that ignores the SNSA.
Case 4 is used to compare the differences between the solution results without and with the two-step solution strategy.
Case 5 is used to compare the solution results with the proposed strategy and those using the SNSA as a constraint.
In

Fig. 15 Comparison of results of Cases 1, 3, 4, 5, and alternative plan.
In Case 3, compared with the final switching plan obtained in Case 1 (red dot in
On the other hand, if the decision-maker is sensitive to the voltage unbalance issue and less concerned about the mechanical wear of the switches, an alternative plan can be selected, as shown in
In Case 4, it is difficult to obtain reliable results if the same population size and iteration limit as in Case 1 are used. If the iteration limit remains unchanged, even if the population size is increased to 1000, an obvious gap remains between the results in this case and those under the proposed solution strategy. Compared with the method without the two-step solution strategy, the proposed solution strategy reduces the WSVUF and SNSA by 19.58% and 54.84%, respectively. This comparison demonstrates the superiority of the proposed solution strategy.
In Case 5, a fixed SNSA threshold is set in a single solution, which is 42 in this case. In Step 1, the initial individual with is used to assist the algorithm in converging. Although a single switching plan can also be obtained with even more calculation time, a certain distance still remains between the dot and Pareto front obtained in Case 1. Furthermore, it is difficult to determine the value of the SNSA threshold. The constraint method uses only a certain threshold to limit the SNSA, which presents difficulties for the decision maker in knowing the effects of the change in the SNSA on the switching plan.
2) NLDC Method (Case 6)
Case 6 is used to compare the proposed strategy with the NLDC method [
Because the NLDC method does not consider uncertainty, the power data of Scenario 1 are used to obtain the parameters, which are 0.7068, -0.6141, and 370.4030 after calculation. A comparison of the suppression effect on the WSVUF of the NLDC method and the proposed strategy is presented in
Method/strategy | WSVUF |
---|---|
Without regulation | 9.571 |
NLDC | 5.170 |
Switching polarity (proposed strategy) | 1.212 |
A day-ahead polarity switching strategy has been proposed in this paper to reduce voltage unbalance by optimally switching the polarity of the renewable generations and loads while minimizing the switching times simultaneously in the range of a full day. An effective two-step solution strategy is proposed for the multi-objective optimization problem. A new topology design of the SSD is shown to achieve polarity switching and voltage stabilization. Case studies demonstrate the effectiveness of the proposed strategy. The key conclusions can be summarized as follows.
1) Compared with the method that ignores the SNSA, the proposed strategy can significantly reduce the mechanical wear of switches (SNSA is reduced by 63.79%) with a 4.39% compromise in the WSVUF. Thus, the service life can be extended.
2) Compared with the NLDC method, global switching for the polarity of complex sources/loads to reduce the WSVUF has a better global effect than simply regulating the voltage source.
3) The proposed two-step solution strategy effectively reduces the computational burden and improves the optimality of the results. Compared with the method without the two-step solution strategy, the WSVUF and SNSA are reduced by 19.58% and 54.84%, respectively. The time required to execute the calculation is reduced by 88.83%.
4) The SSD designed in this paper is effective in switching the polarity of the renewable generations and loads, maintaining operational stability during this process, and enabling unified switching.
Nomenclature
Symbol | —— | Definition |
---|---|---|
A. | —— | Indices and Sets |
—— | Index of time intervals () | |
—— | Index of nodes () | |
—— | Index of uncertainty scenarios () | |
—— | Index of dots on Pareto front () | |
—— | Index of number of iterations in Newton-Raphson algorithm () | |
—— | Index of unipolar nodes () | |
B. | —— | Parameters |
—— | Vector consisting of , , and 0 (elements corresponding to and are 0) | |
—— | Vector consisting of , , , and | |
—— | Identity matrix | |
—— | Column vector of which all elements are 0 | |
—— | Column vector of which all elements are 1 | |
—— | Conductance matrix of network | |
—— | Vector consisting of the maximum allowed value of each element in | |
—— | Parameter of constant current model | |
—— | Null matrix (dimension matches that of the formula) | |
—— | Base power value for the ZIP model | |
—— | Power vector of unipolar source/load | |
—— | Parameter of constant power model | |
—— | Probability corresponding to uncertainty scenario | |
—— | Vector consisting of the maximum allowed value of each element in | |
—— | Vector consisting of the minimum allowed value of each element in | |
—— | Vector consisting of the maximum allowed value of each element in | |
—— | Vector consisting of the minimum allowed value of each element in | |
—— | Vector consisting of the maximum allowed value of each element in | |
—— | Parameter of constant resistance model | |
C. | —— | Variables |
—— | Vector consisting of , , , and | |
F | —— | Multi-objective function vector |
f1 | —— | Objective function 1 |
f2 | —— | Objective function 2 |
—— | The maximum value of objective function 1 on Pareto front | |
—— | The minimum value of objective function 1 on Pareto front | |
—— | The maximum value of objective function 2 on Pareto front | |
—— | The minimum value of objective function 2 on Pareto front | |
—— | Branch current vector (absolute value) | |
—— | Current vector in which current flows from other nodes to each node (excluding the node to which the voltage balancer belongs) | |
—— | Mismatch current vector | |
—— | Current vector of positive, negative, and bipolar sources/loads | |
—— | Jacobian matrix | |
—— | Number of switching actions (NSA) | |
—— | Power vector of positive, negative, and bipolar sources/loads | |
—— | Power of ZIP model | |
—— | Sum of | |
—— | Satisfaction degree of evaluating each point on Pareto front | |
—— | Voltage vector of of branch to ground at each node (excluding the node to which the voltage balancer belongs) | |
—— | Voltage vector of positive, negative, and bipolar sources/loads | |
—— | Voltage of ZIP model | |
—— | Voltage unbalance factor (VUF) | |
—— | Vector of s | |
—— | Weighted sum of considering probabilities of scenarios | |
—— | Weighted sum of considering probabilities of scenarios | |
—— | Switching vector in a single time interval | |
—— | Switching vector in time interval | |
—— | Dimensionally expanded switching vector in a single time interval | |
—— | Switching vector representing switching state of every node in every time interval | |
—— | Switching state of unipolar node in time interval | |
—— | Binary vector that controls whether each switching vector in time interval should be inverted | |
—— | Binary element in |
Appendix
Constraint | Value |
---|---|
Voltage constraint of branches (+, -, N) |
300 to 393.75 V (11-node), 637.5 to 787.5 V (34-node) -393.75 to -300 V (11-node), -787.5 to -637.5 V (34-node) -75 to 18.75 V (11-node), -112.5 to 37.5 V (34-node) |
Voltage constraint of sources/loads (p, n, b) |
300 to 393.75 V (11-node), 637.5 to 787.5 V (34-node) 300 to 393.75 V (11-node), 637.5 to 787.5 V (34-node) 600 to 787.5 V (11-node), 1275 to 1575 V (34-node) |
Branch current constraint | 230 A |
VUF constraint of every node | 3% |
Case | Step | Parameter | Value | Time (s) |
---|---|---|---|---|
1 | Step 1 | Population size | 150 for the first time interval in the previous calculation of the first part; 100 for other time intervals in the previous calculation of the first part; 300 for the first part; 50 for the second part | 1793 |
Iteration limit | 50 for the previous calculation of the first part; 100 for the first part; 50 for the second part | |||
Step 2 | Population size | 100 | ||
Iteration limit | 150 | |||
2 | Step 1 | Population size | 450 for the first time interval in the previous calculation of the first part; 400 for other time intervals in the previous calculation of the first part; 400 for the first part; 400 for the second part | 26673 |
Iteration limit | 150 for the previous calculation of the first part; 100 for the first part; 100 for the second part | |||
Step 2 | Population size | 100 | ||
Iteration limit | 150 | |||
3 | Population size | 100 | 540 | |
Iteration limit | 50 | |||
4 | Population size | 1000 | 16050 | |
Iteration limit | 150 | |||
5 | Step 1 | Population size | 50 | 2067 |
Iteration limit | 50 | |||
Step 2 | Population size | 300 | ||
Iteration limit | 100 |
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