Abstract
Distributed generation units (DGUs) bring some problems to the existing protection system, such as those associated with protection blinding and sympathetic tripping. It is known that fault current limiters (FCLs) help minimize the negative impact of DGUs on the protection system. In this paper, a control-based FCL is proposed, i.e., the FCL is integrated into the DGU control law. To this end, a predictive control strategy with fault current limitation is suggested. In this way, a DGU is controlled, not only for power exchange with the power grid but also to limit its fault current contribution. The proposal is posed as a constrained optimization problem allowing taking into account the current limit explicitly in the design process as a closed-loop solution. A linear approximation is proposed to cope with the inherent nonlinear constraints. The proposal does not require incorporating extra equipment or mechanisms in the control loop, making the design process simple. To evaluate the proposed control-based FCL, both protection blinding and sympathetic tripping scenarios are considered. The control confines the DGU currents within the constraints quickly, avoiding large transient peaks. Therefore, the impact on the protection system is reduced without the necessity that the DGU goes out of service.
IN the coming years, the penetration of renewable energies in the power system will be higher in order to achieve a sustainable power system. In this context, the distributed generation units (DGUs) connected to the power grid will increase in the near future. DGUs can be conventional generators or renewable energy sources (RESs) connected by power electronic converters (PECs) to the distribution networks or at the customer side of the network [
Distributed generation (DG) introduces several improvements to the distribution network such as the reduction of transmission losses, power quality improvement, and increase in system reliability. However, high penetration of DG brings new protection problems absent in the conventional power grid [
To deal with these protection problems, limiting both the penetration level and rating power of DGUs has been proposed [
Recent papers propose a control-based FCL to limit the fault current contribution of DGUs. References [
Limiting the fault current contribution of DGUs can be stated as a constrained control problem [
This paper is organized as follows. Section II presents the arising problem from DGUs on the protection system. Section III describes the conventional operation mode of DGU to evaluate the proposal. Section IV explains the proposed control-based FCL. Section V shows the simulation results for the different cases stated in Section II. Finally, in Section VI, the conclusions are presented.
When a failure occurs in the power grid, the smaller possible portion of the network through the PDs must be isolated. The coordination between PDs is achieved by tunning the threshold current and action time. Action time is a function of the fault current threshold for inverse-time overcurrent relays, and the characteristics depend on specific PD type, according to the IEEE C37.112 standard, as shown in Appendix A.
After setting PDs, the connection of DGUs in the network can produce coordination loss and/or sensitivity loss between PDs. The miscoordination of PDs may cause false relay trips and disconnection of a greater network area, while the sensitivity loss may prevent or delay the isolation of the fault. As a consequence, delayed fault isolation will degrade the power quality. The impact of DG on the protection coordination and/or sensitivity depends on the network load, the location and operation modes of the DGUs, and fault location [
Different effects caused by DG on the protection system are illustrated in

Fig. 1 Different effects caused by DG on protection system. (a) Malfunction of PD due to downstream fault. (b) Sympathetic tripping of PD1.
1) Protection blinding due to downstream faults: in the scenario shown in
2) Sympathetic tripping: in the scenario shown in
Typically, DGUs are controlled to behave as a current source. Its fault current contribution depends on the fault location and the penetration level, size, type, and technology of the DGU. Generally, the inverters used in DGUs are designed to be able to support the power grid during transitory disturbances. In the worst case, if the fault current contribution continues for more than half a cycle [
In order to evaluate the proposal, a DGU connected to the network by a full-scale voltage source inverter (VSI) is considered, as shown in

Fig. 2 Overall control block diagram with two loops.
The following droop laws are implemented in the droop control loop:
(1) |
Regarding the current control loop, it is typically implemented in d-q synchronous reference frame using proportional integral (PI) controllers. The reference frame is synchronized with the phase of the output voltage estimated by PLL. In this paper, to control and limit the DGU current contribution, the current control loop is considered as a multivariable system, where the converter current is constrained to not exceed a predefined value, i.e., , where and are the components in the axis and axis, respectively.
The MPC objective is to find the control action trajectory which optimizes the behavior of the system output, verifying the constraints imposed on the inputs, outputs, and/or states using a dynamic model to predict system behavior [
The control loop through the MPC regulates the currents and injected by the DGU to the connection point PCC. This connection is made through a coupling impedance, as shown in
(2) |
where and are the DGU voltage components in the -axis and -axis, respectively; vod and voq are the vo components in the -axis and -axis, respectively; and is considered constant and equal to its nominal value for the prediction model. The last term at the right side in (2) represents the impact of the network voltage on the dynamics and can be considered as a measurable disturbance.
The first step in the problem statement following [
(3) |
where , , , and are the dynamic, input, disturbance,and output matrices of the expanded model (3); k is the sampling time instant; is the vector state; is the manipulated variable; is the measurable disturbance; and is the output. The variable increments are defined as:
(4) |
Based on the expanded model (3), the next step is to predict the evolution of states and outputs of forward samples as a function of the manipulated variable . Since varies over the control horizon, for . In this way, the output prediction Y is obtained as:
(5) |
(6) |
where is the optimal control sequence that minimizes and satisfies the constraints.
The goal of MPC is to achieve that the system output prediction is as close as possible to the reference signal , satisfying all the constraints within the prediction horizon. To carry this out, the following optimization problem is stated as:
(7) |
where is the matrix that must be positive semi-definite and weighs the outputs tracking error, and can be designed to give priorities, which is chosen as diagonal; is the matrix that must be positive definite, and is chosen as , where and it is used as a design parameter for the desired closed-loop behavior, e.g., the settling time; and are the output and input constraint sets, respectively; and is the output prediction. The reference signal is assumed to remain constant within the prediction horizon, hence . The first term in (7) reflects the objective of minimizing the error between the output prediction and the reference, and the second term in (7) penalizes the control action increment.
Finally, substituting (5) into (7) and considering and polyhedral sets, i.e., linear constraints, the optimization problem (7) can be transformed into a quadratic program (QP) as:
(8) |
where is independent of , which does not affect the optimal solution and can be neglected; is the Hessian matrix of the QP and ; and and are a matrix and a vector of compatible dimensions, respectively. If the Hessian matrix is positive definite, the QP is convex. Note that is positive definite since . In this paper, the QP is solved with Hildreth’s procedure, which is iterative and does not require the inversion of matrices. Therefore, in case of conflict between constraints, Hildreth’s procedure yields a compromise solution. The above is one of the advantages of this algorithm since it can automatically deal with an ill-conditioned problem [
The objective is to limit the current of the converter so that it does not exceed a predefined value , i.e., . Since the d-q transformation preserves the amplitude, the previous inequality can be written as a function of the current components , describing a circle of radius in the plane. This results in a nonlinear constraint, and the optimization problem cannot be written as (8). Then, it is proposed to approximate the circle by a polygon. The more sides the polygon has, the better it approximates the circumference. However, the number of linear constraints increases with the number of sides. Therefore, there is a trade-off between how conservative the approximation is and the number of resulting linear constraints. In this paper, an octagon is proposed to approximate the nonlinear constraint where 8% of is lost in the worst case, as shown in

Fig. 3 Current constraint.
The proposed procedure is as follows. The constraints that define the octagon can be written in a general way as:
(9) |
where , , and are the constant parameters depending on the ordinate at the origin and the slope of the lines forming the octagon. Then, the constraints are verified only in the first sample of , which is the only one applied to the system. In this way, the constraint statement is simplified, and the computational cost of the optimization is reduced. Therefore, (9) using the expanded model (3) without disturbance can be written as:
(10) |
where the notation represents the
(11) |
Note that can be chosen in accordance with the particularities of the system and even be changed according to the state of the system.

Fig. 4 Test network.
PD | Curve characteristic | (A) | |
---|---|---|---|
PD1 | Extremely inverse | ||
PD2 | Extremely inverse |
To evaluate the impact of DG on the protection system, two scenarios are considered. In the first scenario called protection blinding, a short circuit occurs at point A on feeder1. In the second scenario called sympathetic tripping, a fault at point B on feeder2 is studied. In each scenario, three simulation conditions are performed: ① without DGU; ② with DGU; and ③ with DGU and FCL.
To tune the proposed control-based FCL, a sampling period of is used to discretize the model (2) with , , , and . The choice of means that reactive power injection has the priority over active power injection, which is in accordance with the network codes.
Regarding the fault current limitation, it is a common practice to limit the current to twice its rated value during a fault [
(12) |
where is the nominal voltage; and is the voltage at the connection point of the DGU, as shown in
In this scenario, a balanced short circuit is considered at point A, as shown in

Fig. 5 DGU current. (a) Without FCL. (b) With FCL.

Fig. 6 DGU current component. (a) plane. (b) and .

Fig. 7 RMS current through PD1.

Fig. 8 Voltage and frequency at PCC. (a) Voltage. (b) Frequency.
Therefore, the impact of the DGU on the protection system is significantly reduced when the fault current limitation in the DGU is considered, which is important in order to maintain power quality in healthy feeders.
In this scenario, a balanced short circuit occurs at point B in feeder2, as shown in

Fig. 9 Transient responses of currents injected by DGU. (a) Without FCL. (b) With FCL.

Fig. 10 Current through PD1 and PD2 for three simulation cases. (a) PD1. (b) PD2.

Fig. 11 Voltage and frequency at bus 1 in feeder1. (a) Voltage. (b) Frequency.
In this paper, a control-based FCL is proposed to minimize the impact of DG on the protection system. The FCL is based on predictive control without altering the topology of the control loop, implementing some kind of fault detector, or changing the control objectives. Therefore, it is easier to understand and tune in compared with other strategies found in the literature. Moreover, this is a closed-loop solution that considers the constraints as a control objective directly in the current control loop. Thus, it is possible to impose the current constraints quickly, in less than 1 ms, which is a substantial improvement compared with other proposals. This fast response of the proposed strategy is crucial to avoid that any protection, either the PDs of the system or protections of the DGU, acts due to transient peaks. Therefore, the proposed control-based FCL not only reduces the impact of the DGU on the protection system but also allows the DGU to ride through the fault connected to the power grid. Both protection blinding and sympathetic tripping scenarios are studied and simulated. The simulation results show that the proposed strategy can substantially diminish the deterioration in the protection system.
Appendix
Overcurrent relays used as PDs are classified according to its characteristics: ① instantaneous; ② definite-time; and ③ inverse-time. The first two act when the current exceeds a predefined threshold instantaneously in the first case and after a predefined time in the second case. The inverse-time overcurrent relays operate in a time defined as [
(A1) |
where is the time in which the device acts; and is the multiples of the threshold current ; and is the time dial setting. Constants , , and are adjusted to obtain a specific desired curve. The IEEE C37.112 standard establishes three classes: moderately inverse, very inverse, and extremely inverse. The values of standard constants are shown in Table AI.
Curve characteristic | A | B | P |
---|---|---|---|
Moderately inverse | 0.0515 | 0.1140 | |
Very inverse | 00 | 0.4910 | .00 |
Extremely inverse | 000 | 0.1217 | .00 |
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