Abstract
Scalable coordination of photovoltaic (PV) inverters, considering the uncertainty in PV and load in distribution networks (DNs), is challenging due to the lack of real-time communications. Decentralized PV inverter setpoints can be achieved to address this issue by capitalizing on the abundance of data from smart utility meters and the scalable architecture of artificial neural networks (ANNs). To this end, we first use an offline, centralized data-driven conservative convex approximation of chance-constrained optimal power flow (CVaR-OPF) in which conditional value-at-risk (CVaR) is used to compute reactive power setpoints of PV inverter, taking into account PV and load uncertainties in DNs. Following that, an artificial neural network (ANN) controller is trained for each PV inverter to emulate the optimal behavior of the centralized control setpoints of PV inverter in a decentralized fashion. Additionally, the voltage regulation performance of the developed ANN controllers is compared with other decentralized designs (local controllers) developed using model-based learning (regression-based controller), optimization (affine feedback controller), and case-based learning (mapping) approaches. Numerical tests using real-world feeders corroborate the effectiveness of ANN controllers in voltage regulation and loss minimization.
IN recent years, distributed energy resources (DERs) have complicated distribution network (DN) operations. Maintaining nodal voltages within operating tolerances is particularly difficult given the uncertain and intermittent nature of DERs. As a result, step-voltage regulators and shunt capacitors must work harder to maintain voltages in DNs [
Reactive power setpoints of PV inverters can be computed from optimal power flow (OPF) problems in DNs. The non-convex nature of OPF renders the optimization problem difficult to solve. With recent theoretical advancements in optimization, different convex relaxations have been proposed [
Centralized control strategies [
As a part of the recent transition to the smart grid, there is an abundance of readily available historical data from utility smart meters [
Notwithstanding the increasing availability of data and machine learning approaches that could be leveraged to map local historical data to optimal PV inverter setpoints, it remains a difficult task to take PV and load uncertainty into account in OPF for any data-driven learning design. For instance, an effective approach to mitigate DER and load uncertainty is to enforce probabilistic specifications for violations of voltage and PV reactive power constraints, leading to chance-constrained (CC) OPF formulations. The CC-OPF is nonconvex and challenging to solve. In order to bypass the nonconvexity, the Gaussianity assumption has been traditionally invoked to model the uncertainty distribution (e.g., [
In the past, research has been published concerning the application of ANNs to solve various DN problems [
Most recently, [
The contributions of this paper are listed as follows.
1) A methodology for using ANNs to learn the mapping from load and PV generation uncertainties to inverter reactive power setpoints from data optimized by the CVaR-OPF is developed. The CVaR-OPF formulation and the ANN structure with different activation functions and training process are presented in detail.
2) We extend the previous work in [
3) The decentralized controllers are implemented using a faster timescale of 15 min and are tested for under- and over-voltage test cases.
4) It is investigated whether the trained ANNs generalize the uncertainty in data sufficiently over a longer period by respecting the probabilistic specification of voltage constraints.
5) The developed ANN controllers are compared in terms of voltage regulation and thermal loss minimization with the following data-driven approaches: regression-based controllers [
The remainder of this paper is organized as follows. Section II presents the system model and the data-driven centralized offiline stochastic OPF. The voltage regulation problem with generic chance constraints and their data-driven approximations used to obtain optimal DER setpoints are also formulated. Data-driven local designs for reactive power control using linear and nonlinear policies are the theme of Section III. Section IV details the numerical tests, including the network setup and data collection process. Thorough comparisons are presented between the performance of the developed ANN controller and other designs in terms of voltage regulation and thermal loss minimization. Finally, conclusions are drawn in Section V.
The network and resource model adopted in this paper are detailed first, followed by the methodology to account for the uncertainty in user load and PV generation using CVaR optimization [
Consider a single-feeder radial distribution network modeled by a tree graph with buses (nodes) and lines (edges) connecting these buses. Let denote the set of all buses and denote the set of lines. The substation is indexed by . All nodes except the substation are included in the set and represent user nodes. Let denote the squared voltage magnitude at bus , where is fixed, and let v collect all nodal voltages for . Let denote the complex power injected to bus . For each line , denotes its impedance, and is the complex power flow to the bus . Also, let be the reactive power injected at bus (e.g., due to shunt capacitors) at nominal voltage of 1.0 p.u.. We collect all nodal quantities into vectors p, q, , and v, and correspondingly, r, x, P, and Q for lines. Let , and denote the respective complex vectors. The relationship between voltage magnitudes, power injections, and line power flows is captured by the LinDistFlow model [
(1) |
(2) |
(3) |
where results from removing the first column of the network edge-to-node incidence matrix ; we also have with the property that and [
Substituting (1) and (2) into (3) and premultiplying (3) with yields:
(4) |
where ; ; and , . It is assumed that the network parameters in and render invertible. The model in (4) approximates squared voltage magnitude as affine functions of power injections p and q, and generalizes [
The network has distributed PV generator units whose connection to the buses is described by the PV-to-node incidence matrix . Due to solar intermittency, the real power of PV unit can be modeled as a random variable, while its reactive power injection can be actively controlled. Further, we collect the solar generation and reactive power injections from all PV buses in vectors and , respectively. If is the apparent power capacity for inverter , the reactive power injections respect the capacity constraints:
(5) |
The DN also includes constant-power loads, whose connection to network buses is given by the load-to-node incidence matrix . The load active and reactive power consumptions and () are modeled as random variables. The nodal active and reactive power consumptions are collected in vectors and , respectively. Vector collects all system disturbances, which are uncontrollable. Finally, we express the net active and reactive power injections p and q in terms of controlled input u and disturbance w as follows:
(6) |
where ; ; and . Upon substituting (6) into (4), it can be observed that the nodal voltages are reformulated as linear functions of u and w:
(7) |
where ; ; and .
This paper considers the objective of minimizing the thermal losses on the lines, which are approximated by . Utilizing the fact that and can be written as linear functions of and (cf. (1) and (2)), it follows that the losses are quadratic in p and q. Furthermore, it can be observed from (6) that p and q are linear functions of u and w. Therefore, the thermal losses can be expressed as quadratic functions of u and w as follows:
(8) |
(9) |
where , , , and are the appropriate matrices; and are the appropriate vectors; and is a scalar.
(10) |
(11) |
(12) |
It follows from (9) that the dependence of thermal losses on w renders the objective function random; therefore, the expected value of the losses is minimized. In addition, constraint (5) may be enforced for all w (i.e., with probability 1) or as a chance constraint with probability . The motivation for the latter is to allow for more flexible reactive power policies in the design phase; and the bounds of (5) will be respected in real time.
Unless the uncertainty has a favorable distribution, it is well-known that chance-constrained optimization is generally nonconvex and thus hard. The presents itself as a suitable risk measure that can be used as a convex surrogate of the chance constraint [
(13) |
Thus, the chance constraints in the voltage regulation problem are replaced by the constraints. Then, the following operations are performed. The auxiliary variable over which the infimum is taken in (13) is included as optimization variable; the operator in is removed by the epigraph trick; and the expectation in (13) is replaced by its average sample approximation. To this end, a set of training scenarios (realization of the random variable w) is assumed to be available, where is the number of training scenarios. For notational simplicity, define as the scenario-dependent maximum reactive power capacity; and . The resulting CVaR-based data-driven voltage regulation problem is stated as (14), subject to (7), (15)-(23).
(14) |
(15) |
(16) |
(17) |
(18) |
(19) |
(20) |
(21) |
(22) |
(23) |
Upon solving optimization problem , the optimal control setpoints of the PV inverter for scenario , i.e., , are projected within the interval , ] to respect (5) and are given as .
Notice that the reactive power setpoints of the PV inverter computed from problem are adaptive, i.e., the reactive power setpoints correspond to each scenario without any restriction on the reactive power control policy. In addition, to dispatch the PV reactive power setpoints in real time, the DSO repeatedly solves the optimization problem , which can be taxing computationally and communication-wise if changes more frequently, and therefore, deploying the control rules in real time becomes obsolete.
To overcome the above-mentioned issues and to expedite the process of adjusting the DER setpoints adaptively based on time-varying , we focus on developing local control policies, where the reactive power of the PV inverter is captured by previously optimized inputs/outputs, i.e., (), where contains only the local historical information of to be defined shortly. To accomplish this task, we leverage: ① machine learning approaches, precisely ANN and regression-based approaches that learn the nonlinear mapping between and ; and ② optimization-based approaches, wherein the linear control policy is included during optimization to compute inverter specific coefficients. This is the theme of the ensuing section.
This section details the various designs for individual local open-loop linear and nonlinear control policies for each inverter. Specifically, we develop an ANN-based controller for each PV inverter, trained using the optimal PV setpoints with their local historical information (). Similarly, we design linear and nonlinear control policies, variations of which have been pursued in the literature to compute PV inverter set points (e.g., [
Let us consider the training data set corresponding to the PV inverter obtained from training optimization as . Vector is the local input to the th PV inverter whose entries are given by the following base variables: net real power demand (, reactive power demand , and the maximum reactive power capacity given by (5). It should be noted that the voltage which is dynamically coupled to the local control action may also be appended to ; however, the stability of the resulting controller is difficult to analyze (e.g., [
Once the control policy has been designed, it can be locally applied in real time given the present net real power demand, reactive power demand, and available reactive power capacity, to determine the reactive power setpoint for each inverter. Specifically, the real and reactive power demands and are typically available by a smart meter, while the real power generation is determined by the maximum power point tracking of PV generator or similar algorithm. In the present paper, the performance of the local policies is assessed using a set of test (not previously seen) scenarios. The set of local inputs corresponding to the test data is denoted by .
In this paper, we devise ANN controllers to approximate the mapping . The ANN structure amounts to a two-layer feed-forward network that consists of one hidden layer (HL) and one output layer (OL) for all PV inverters considered in this paper, as shown in
(24) |
(25) |

Fig. 1 ANN architecture for PV inverter.
where the vector-valued function is applying the nonlinear activation function elementwise.
For notational simplicity, let collect the trainable parameters () of all layers for the ANN corresponding to the PV inverter. In the task of supervised learning, the ANN is trained using back-propagation algorithms based on gradient descent which minimize the training loss defined as:
(26) |
where represents the composite mapping given by (3). The choice of training loss is task specific and in this study we use the MSE. Upon training, the optimal parameters are available, and the trained ANN is used to estimate the reactive power setpoints for the actual test data , which is expressed as:
(27) |
1) Design I: ANN-based controller with tangent-sigmoid activation function. In this design, for nonlinear activation function of each neuron in the HL, we use the tangent-sigmoid function . One advantage of tangent-sigmoid neurons is that the negative inputs are strongly negative and the zero inputs are close to zero, allowing them to have outputs over a wide range of input space. A linear activation function is used for the neuron in the output layer.
2) Design II: ANN-based controller with rectified linear unit (ReLU) activation function. In this design, the transfer function in the HL of the neural network developed in Design I is replaced by the ReLU activation function, which is used by the majority of ANN applications in recent years. This is because of the fact that ReLU is computationally less expensive as it involves less mathematical operations and is easier to implement [
The training algorithm for Designs I and II is presented herein. In this paper, the Bayesian regularization algorithm is used as a training algorithm implemented using the command TrainBr in MATLAB [
Parameter | Explanation | Value |
---|---|---|
Epochs | The maximum number of epochs to train | 1000 |
Goal | Performance goal (MSE) | 0 |
The minimum improvement from one epoch to the next | ||
The maximum validation failures | 15 | |
Marquardt adjustment parameter | ||
Increase factor for | 10 | |
Decrease factor for |
3) Design III: regression-based controller with quadratic interactions and Bayesian information criterion (BIC). This design specifically uses regression [
4) Design IV: regression-based controller with linear interactions and sum of squared estimate of errors (SSE). This design also uses regression and replaces the quadratic transformations with linear transformations of the base variables and further uses SSE criterion for model selection. Vector contains an intercept (constant term), linear term of each base variable, and all pairwise products of distinct base variables (no quadratic terms).
The regression-based Designs III and IV are trained using the stepwiselm command from the statistics and machine learning toolbox in MATLAB [
5) Design V: Case-based learning approach. In this design, the training information along with target data is stored in a database of past cases. The actual test realization , for which the reactive power setpoints are to be computed, are called the present cases. The present case vector is compared to all past cases in the database to find the best match in the least Euclidean distance sense. Specifically, the distance is defined as . Then the corresponding setpoint from the past case with the smallest distance is used as the estimation for the present case. This technique has been implemented to predict building energy consumption in [
6) Design VI: affine feedback control policy. In this design, the control policy for the PV inverter is restricted to have a linear form , where and are the optimization variables for the PV inverter [
The flow diagram depicting the open-loop local control designs and validation process is shown in

Fig. 2 Flow diagram depicting open-loop local control designs and validation process.

Fig. 3 Implementation of local ANN controller for the PV inverter in Designs I and II.
Remark 1: extension to multi-phase DNs. The proposed data-driven local control designs can be extended to multi-phase DNs. The counterpart of in (2) is approximation upon ignoring losses and other high-order terms [
The network used in this paper is the Arizona SB 129-node test feeder, whose line parameters, nominal load values, and PV locations are adopted from [
The data for solving the optimization problem (P2) are collected from the homes installed with smart meters located on Pecan Street in Austin, Texas, USA [
Test cases A and B are to investigate the performance of various designs for the under-voltage scenario in DNs. In test cases A and B, we consider a one-hour resolution of historical data. The optimization is performed based on the data for the first 30 days of the month ( scenarios) to generate the training scenarios, and the performances of the developed control designs (Designs I-VI) are evaluated for the last day ( scenarios). Further, the maximum PV generation is assumed to be 80% of the nominal consumption . The apparent power capacity is set to be of . Moreover, a lagging power factor of 0.95 is assumed for all loads. For test case A, the voltage violation probability is set to be 0.9 and the PV inverter reactive power capacity violation probability is assumed to be 0.95 in the optimization problem (P2). The difference in test case B is that the probability specifications are tightened in the optimization, which poses a challenge for the decentralized designs not to exceed the desired violation probabilities. Precisely, the voltage violation probability is tightened to 0.95 and the PV inverter capacity violation probability is further tightened to 0.99.
Test cases C and D are the investigations into over-voltage scenarios in the DNs (SB 129-node modified) while using the 15-min data-point resolution. For the 15-min data-point resolution, the 1-min data-point resolution load consumption and PV generation profiles are first considered. The values are then averaged every 15 min to construct 15-min based profiles. Furthermore, we assume the power factor of 0.99 (lagging) for all loads to compute the reactive power profiles. To create over-voltage scenarios, the original SB 129-node feeder for test cases C and D is modified by adding eight additional PV inverters and 6 shunt capacitors with ratings kvar. Voltage violation and PV inverter probability specifications are both set to be 0.95. Furthermore, the maximum PV generation is assumed to be 130% of the actual nominal consumption . The apparent power capacity is set to be of . Also, nominal loads are scaled down to of their actual values. The optimization for test case C is performed in a similar way as test cases A and B, i.e., the optimization is performed for 30 days of July 2015 ( scenarios) and the performance of the developed control designs is evaluated for the last day ( scenarios). For test case D, the optimization is performed for the first 24 days ( scenarios). Then, the control designs are tested on the last seven days of July 2015 ( scenarios). In other words, the difference in test case D is that we test for the last seven days instead of the last day. The objective is to investigate the generalization over a longer period of time.
The optimization problem for test cases A, B, C, and D is programmed in MATLAB invoking CVX [
Test case | The maximum voltage probability violation (%) | Allowed voltage violation (%) | ||||||
---|---|---|---|---|---|---|---|---|
Design I | Design II | Design III | Design IV | Design V | Design VI | No control | ||
A | 8.33 | 8.33 | 25.00 | 16.67 | 8.33 | 4.17 | 62.50 | 10 |
B | 4.17 | 8.33 | 25.00 | 16.67 | 8.33 | 0.00 | 62.50 | 5 |
C | 1.04 | 1.04 | 1.04 | 6.25 | 9.38 | 0.00 | 21.88 | 5 |
D | 2.83 | 2.38 | 2.83 | 3.13 | 2.38 | 0.00 | 26.70 | 5 |

Fig. 4 The maximum voltage probability violations in percentage for node 129.
1) Test case A: it can be observed from
2) Test case B: by observing
3) Test case C: for this test, the ANN controllers (Designs I and II) and the regression with quadratic interactions (Design III) all show good performance with 1.04% probability violation, and the affine controller (Design VI) again performs the best with zero probability of voltage violations. From
4) Test case D: for this test case, all designs pass the voltage violation specification of 5%. Design IV performs slightly worse to the other designs at probability violation of 3.13%. ANN with tangent-sigmoid (Design I) and affine controller (Design IV) perform the best with 2.38%.
The empirical cumulative distribution functions (CDFs) for the voltage at node 129, which is the node with the highest probability violation using different designs in various test cases, are depicted in Figs.

Fig. 5 Empirical CDF of voltage at node 129 for Designs I, III, V, VI, and no-control for test case B using actual test data (July ) and upon solving nonlinear power flows with Z-bus method.

Fig. 6 Empirical CDF of voltage at node 129 for Designs I, III, V, VI, and no-control for test case C using actual test data (July ) and upon solving nonlinear power flows with Z-bus method.
The network-wide voltage profiles using Designs I, III, V, and VI with respect to no-control for test cases B and C are also shown in Figs.

Fig. 7 Network-wide voltage profile for Designs I, III, V, VI, and no-control for test case B using actual test data (July ) and upon solving nonlinear power flows with Z-bus method.

Fig. 8 Network-wide voltage profile for Designs I, III, V, VI, and no-control for test case C using actual test data (July ) and upon solving nonlinear power flows with Z-bus method.
Test case | Percentage improvement (%) | |||||
---|---|---|---|---|---|---|
I | II | III | IV | V | VI | |
A | 8.60 | 8.70 | 9.96 | 9.93 | 8.10 | 3.88 |
B | 8.21 | 8.23 | 9.96 | 9.92 | 8.10 | 0.83 |
C | 13.65 | 13.84 | 13.87 | 14.04 | 13.50 | 11.90 |
D | 2.23 | 2.26 | 2.51 | 2.52 | 1.66 | -0.53 |
Overall, while the regression-based controllers (Designs III and IV) show good thermal loss improvement, they perform poorly for under-voltage scenarios, i.e., test cases A and B. The affine controller (Design VI), on the other hand, outperforms all the other designs concerning voltage regulation. However, this superior performance comes at the cost of the poor improvement in average thermal losses. ANN with ReLU (Design II) results in slightly better improvement to thermal losses compared with ANN with tangent-sigmoid (Design I), but exhibits voltage violation for test case B. The ANN with tangent-sigmoid controller (Design I) provides a good middle ground, with low probability of voltage violations in both under- and over-voltage scenarios, and simultaneously achieves large improvement in terms of thermal losses.
This paper develops a data-driven control based on ANNs to compute the reactive power setpoints utilizing conservative convex approximations of chance constraints. The controllers can be implemented in a decentralized fashion, without the need for monitoring and communication infrastructure. The developed ANN controllers are compared with regression-based ones, as well as optimization approaches featuring affine feedback rules and a case-based learning approach. ANN controllers turn out to be robust to uncertainties for voltage regulation when compared with other control polices. In future research, we will focus on extending this approach considering more types of possible DERs such as battery energy storage systems and electric vehicles. It is also worth investigating the effect of coordinating different distribution system assets (, step-voltage regulators and shunt capacitors) utilizing a stochastic optimization framework combined with data-driven control. Future research will also look into real-time implementation of the proposed ANN controllers using hardware-in-loop.
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