Abstract
This paper proposes a voltage stability constrained optimal power flow (VSC-OPF) for an unbalanced distribution system with distributed generators (DGs) based on semidefinite programming (SDP). The AC optimal power flow (ACOPF) for unbalanced distribution systems is formulated as a chordal relaxation-based SDP model. The minimal singular value (MSV) of the power flow Jacobian matrix is adopted to indicate the voltage stability margin. The Jacobian matrix can be explicitly expressed by ACOPF state variables. The nonlinear constraint on the Jacobian MSV is then replaced with its maximal convex subset using linear matrix inequality (LMI), which can be incorporated in the SDP-based ACOPF formulation. A penalty technique is leveraged to improve the exactness of the SDP relaxation. Case studies performed on several IEEE test systems validate the effectiveness of the proposed method.
POWER systems are the backbone of our economy. Nowadays, the increasing load and stochastic disturbances from renewable energy have driven some systems to operate near their limit, including the voltage stability margin (VSM) [
VSC-OPF involves the constraints on voltage stability index (VSI). One way to define the VSI is to use the proportional increase of load. To formulate a VSC-OPF model, the model in [
Based on the equivalent model of a two-bus system, the maximum loadability of a line can be calculated, which leads to many heuristic VSIs [
Previous studies have found that the collapse point of the voltage can be correlated with the saddle-node bifurcation or limit induced bifurcation; in each case, at the collapse point, the power flow Jacobian matrix is either singular or close to singular [
The minimum singular value (MSV) of the power flow Jacobian matrix indicates its closeness to singularity [
The voltage stability can be analyzed by the steady-state OPF disregarding the system dynamics because the long-term voltage stability problem is essentially loadability problem. In contrary, the transient stability deals with the short-term stability issues of contingency, and transient-stability constrained OPF (TSC-OPF) is a nonlinear optimization problem with differential-algebraic equation (DAE) constraints [
While traditionally, voltage stability analysis is carried out for transmission systems, recent research works recognize that voltage stability issues exist in the distribution system [
Another limitation of the existing works is that most of the VSC-OPF methods deal with the single-phase system models. Concerning three-phase unbalanced systems, a voltage stability analysis method based on the continuation power flow method is proposed in [
Based on these observations, the contributions of this paper can be summarized as follows.
1) A VSC-OPF framework is proposed for the unbalanced distribution power system with DGs. The AC power flow of the unbalanced distribution system is formulated as a chordal relaxation-based SDP model; and the proposed method can be incorporated into the daily economic dispatch of the distribution system.
2) In the VSC-OPF, the voltage stability constraint is enforced through the MSV of the power flow Jacobian matrix. The MSV is expressed explicitly by the state variables of the OPF. The nonlinear constraint on power flow MSV is replaced by a linear matrix inequality constraint (LMI), and the LMI constraint can be easily incorporated in the convexified OPF formulation.
3) A penalty technique is leveraged to improve the exactness of the SDP relaxation.
4) The proposed multi-period operation framework and case studies thoroughly exemplify the contribution of energy storage system (ESS).
The rest of the paper is organized as follows. Section II gives the SDP-based ACOPF formulation. Section III details the SDP-based VSC-OPF formulation. Simulation results are provided in Section IV. Finally, conclusions are drawn in Section V.
In this section, the SDP models are derived for an unbalanced distribution system. For the SDP-based ACOPF formulation, we leverage the bus injection model (BIM) provided in [
In a distribution system, we use to denote the set of buses. The system contains a single substation connected to the upstream system that acts as the slack bus. Without the loss of generality, we number the buses so that the set of PQ bus is , the set of PV bus is }, and the (
In this subsection, we will first introduce the BIM for an unbalanced system. Let be the set of phases of bus i, and be the phases of the line . The ordered pair denotes the set of lines, and we assume that their direction follows . For example, if a double-phase line connects a three-phase bus and double-phase bus, then we will number the buses so that =, . We use to denote either or . is the complex voltage vector of bus i. is the line impedance of , and the line admittance . Let Y be the system admittance matrix, and Yij indicates the sub-matrix corresponding to buses i and j, which has components .
The complex power injection to bus will be:
(1) |
where the superscript indicates the Hermitian conjugate.
Concerning power sources, the distribution system is supplied by the upstream network, and within it there are DGs and ESSs. Let and be the active power and reactive power provided by DGs at bus of phase , respectively. Similarly, we can define for the active power and reactive power from the upstream network. The discharging active power and charging active power from the ESSs are and , respectively; and ESSs can also provide reactive power .
In the daily operation, the objective is to minimize the operation costs of distribution system within the prediction horizon. Rolling-horizon optimization is employed to make optimal operation decisions, which is illustrated in

Fig. 1 Illustration of rolling-horizon optimization.
Equations (
(2) |
s.t.
(3) |
(4) |
(5) |
(6) |
(7) |
(8) |
(9) |
(10) |
(11) |
(12) |
(13) |
(14) |
(15) |
(16) |
(17) |
(18) |
(19) |
(20) |
(21) |
(22) |
(23) |
where and are the starting time and look-ahead window, respectively; , , and are the linear prices for buying power from the upstream system, DG output, and ESS charging/discharging, respectively; and are the nodal active and reactive loads, respectively; and are the real and imaginary parts of the complex number x, respectively; and are the elements in power injection vector and , respectively; , , and are the sets of the upstream system connection point, DGs, and ESSs at node i, respectively, and can be an empty set if they do not exist; are the lower and upper limits of voltage and line flow, respectively; are the the lower and upper limits of active and reactive power of DGs, respectively; is the charging/discharging efficiency coefficient; SOC is the state of charge variable; is the energy storage self-discharging ratio; , , , are the lower and upper limits of charging and discharging power, respectively; is the MSV of the power flow Jacobian matrix JPF; and is the given voltage stability margin. Equations (
It should be noted that the ESSs can provide reactive power support to the distribution system. Variables on the left side in (9)-(12) and (15)-(17) represent the summation of the variables on the right side over all the possible phases, e.g., is the total active power injection from the upstream network over phases .
In this paper, we treat the MSV of as a signal of voltage stability, that is, we would operate the power system with a pre-defined VSM, which gives rise to (23). Concretely, (23) constrains the MSV of above . In the rolling-horizon scheme, only the result of the first interval will be used. We thus only enforce (23) in the first interval to decrease the computation burden.
The nonlinear constraints (3) and (4) can be convexified by SDP formulation. The standard SDP relaxation introduces a symmetric matrix W [
(24) |
Shift the nonconvexity from (1) to , and then remove the rank constraint. Notice that only blocks corresponding to lines appear in other constraints besides . We can perform chordal relaxation by only defining the blocks Wij in W that corresponds to real lines in the system:
(25) |
where ; and . It should be noted that ; and is rank one, .
It is common practice to replace with to exploit the radial network topology to reduce computation burden [
We can now replace the elements of complex voltage vectors in (3) and (4) by elements in Wij. We further define dummy variables and for the real and reactive parts of matrix Wij.
(26) |
(27) |
(28) |
(29) |
(30) |
(31) |
It should also be noted that . Now we can reformulate the power flow constraints using and . The complete formulation of the SDP-based ACOPF is described by the objective (2) with (7)-(22) and the following constraints.
(32) |
(33) |
(34) |
(35) |
(36) |
The above SDP-based ACOPF formulation is convex except for constraint (23). To convexify this constraint, we need to first obtain an explicit formulation of JPF using state variables and , which will be introduced in the next subsection.
The power flow Jacobian matrix of the unbalanced system is used to study the voltage stability level of the distribution system, which can be expressed in (37), where the sub-matrix Jxy (, ) corresponds to x on the left vector and y on the right vector.
(37) |
The elements of Jacobian matrix are obtained by taking derivatives of the nodal power injection over voltage angle and amplitude . Note that we introduce and to represent power injection in (32) and (33), respectively, and the relationships can be derived as:
(38) |
(39) |
Thus, the Jacobian matrix can be explicitly formulated in terms of the state variables.
The elements in the Jacobian matrix are categorized into different categories.
(48) |
(49) |
(50) |
(51) |
Therefore, the elements in the Jacobian matrix are explicitly formulated with state variables and . In the next section, we will show how to replace the nonlinear constraint (23) with an LMI constraint, which can be incorporated in the general SDP-based ACOPF framework.
Constraint (23) requires the MSV of the over a given value. This constraint is nonlinear and cannot be directly expressed by the state variables of the ACOPF. Different methods are designed in previous works to solve this problem [
In this subsection, we adopt the method to control the MSV of a matrix using SDP optimization proposed by [
(52) |
is not convex. However, it is possible to derive its maximal convex subset using simple LMI and incorporate it in the SDP formulation. The basic formulation of the maximal convex subset of is:
(53) |
By the definition of positive semidefinite matrix, is equivalent to:
(54) |
To verify that it is a subset of , let be the unit norm eigenvector of corresponding to its eigenvalue , and we can obtain:
(55) |
By Cauchy-Schwartz inequality, we can deduce:
(56) |
Since is symmetric, is orthogonal, , and we can conclude that its MSV is larger than :
(57) |
is the basic formulation for the convex subset of . So we can rewrite constraint (23) as:
(58) |
It should be noted that does not cover the entire space of , and the optimization can be performed on rotated copies of . The rotation matrix can be obtained by polar decomposition . The updated constraint will be:
(59) |
Note that the singular value of is an absolute proximity indicator to voltage collapse without any assumption regarding load or generator change pattern [
In the ACOPF, we remove the rank-1 constraint to obtain the standard SDP relaxation. If the result of (37) is a rank-1 matrix, a unique solution of can be recovered. The existence of a global optimal rank-1 solution can be proven for single-phase radial networks; however, no sufficient condition for exact relaxation in the unbalanced system exists [
(60) |
where is the objective function in (2); and is a given positive weight. The introduction of the penalty term in the objective function aims to increase the off-diagonal entries W, which, therefore, decreases the principal minors of 2-by-2 submatrices of W. The effectiveness of this technique in an unbalanced distribution system can be found in [
The final flowchart of the proposed VSC-OPF is drawn in

Fig. 2 Flowchart of proposed VSC-OPF.
In this section, case studies are carried out for the modified IEEE 13-bus, 34-bus, 37-bus, and 123-bus systems with DG, ESSs, and a non-dispatchable PV. The proposed method is first validated, and then the impact of VSC on the OPF results is studied. The optimization problem is implemented in YALMIP in MATLAB with Mosek as the SDP solver [
We assume that the test system is connected to an upper-level main grid through bus 1 where the test system can buy power at LMP.
Bus 1 acts as the slack bus, and the other buses are all PQ buses. The proposed method models constant power loads and can be easily extended to constant impedance load as well. The operation cost is concerned with the test system, consisting of energy purchase cost from the main grid, the DG cost, and ESSs charging/discharging cost.
For validation purposes, we choose the peak-load hour and test the proposed method with a 1-hour look-ahead window. The proposed VSC-OPF method, termed “VSC”, are compared with two methods.
1) “OPF”: the OPF without VSC is solved as a base case.
2) “VSC”: the VSC-OPF is then solved by increasing slightly over the original MSV from “OPF”.
3) “ITER”: an alternative iteration based VSC-OPF from [
The results are listed in
To evaluate the exactness of SDP relaxation, we adopt a parameter , which equals to the ratio between the second largest and the largest eigenvalue of the matrix of . The average of over all the lines is , and the maximum of of all lines is . The original OPF result can be considered exact because is lower than . The proposed method is able to improve MSV while obtaining a low-rank result. The effectiveness and scalability of the proposed method are validated.
In this subsection, we investigate the impact of VSC on active/reactive power output in IEEE 13-bus and 37-bus systems. We apply the proposed method for 24 hours with a 3-hour look-ahead window. As a basic case, we run OPF without VSC and calculate the average MSV of 24 hours. We then run additional cases where indicates the percentage increase of the voltage stability margin in (60) over . The simulation results for IEEE 13-bus and 37-bus systems are given in
1) Case 1: no VSC constraint is enforced ().
2) Case 2: VSC-OPF is run with .
3) Case 3: VSC-OPF is run with .
4) Case 4: VSC-OPF is run with .
In both test systems, we start with Case 1, and obtain in each system, and use this value multiplied by () as in (60) for the rest of cases.
As can be observed from

Fig. 3 Dispatch result of IEEE 13-bus system. (a) Active power. (b) Reactive power.

Fig. 4 Dispatch result of IEEE 37-bus system. (a) Active power. (b) Reactive power.
It is evident that the increased voltage stability margin can influence both the active and reactive power dispatches. In particular, ESSs can harness the volatility of the LMP throughout the day for energy arbitrage. However, as charging ESSs act as a load, higher charging power will negatively impact the voltage stability level. As increases, the charging power of ESSs drops, and the reactive power discharged from ESSs increases. The VSC constraint will also change the voltage profile.
(62) |

Fig. 5 Voltage amplitude of IEEE 13-bus and 123-bus systems at the 1
The voltage amplitude of phase is:
(63) |
Here we take the average of the voltage amplitude over the cardinality of to show the average voltage profile:
(64) |
For the reactive power, we can observe that the increase of VSC leads to a significant change in the pattern of the reactive power dispatch. As increases, the reactive power from the ESS increases, and the main grid also absorbs more reactive power.
For all cases, as the VSC is increased by , the second largest eigenvalue is still significantly smaller than the largest eigenvalue, so the SDP can be considered approximately exact or at least low-rank. However, the exactness of the SDP relaxation is reduced as the voltage stability margin is increased.
In this subsection, we investigate the effect of load levels on the results of the IEEE 13-bus system.

Fig. 6 Hourly MSV and cost of IEEE 13-bus system. (a) Hourly MSV and load. (b) Hourly cost and LMP.
The system cost is also influenced by the LMP from the main grid, which is the blue dashed line in
As shown in the previous subsection, ESSs can achieve energy arbitrage. However, VSC may limit the active charging power of ESSs. Thus, when VSC is considered, the energy charged by the ESSs is reduced. However, another important function of ESSs is to provide reactive power support to the system. We rerun the VSC-OPF for test systems without ESSs, and the results are shown in Tables

Fig. 7 Hourly cost and reactive power dispatch for IEEE 37-bus system without ESSs. (a) Hourly cost. (b) Reactive power dispatch.
One of the characteristics of the power distribution system is its unbalanced operation. In this subsection, we set up three cases of different balanced levels for comparison.
1) “Original”: IEEE 13-bus case 1 from Section IV-B.
2) “Balanced”: based on the “Original”, the loads are evenly redistributed among the phases.
3) “More unbalanced”: based on “Original”, the load is redistributed more unevenly.

Fig. 8 MSV of systems with different unbalanced level.
A novel method to incorporate voltage stability constraints in the unbalanced distribution system OPF problem is proposed in this paper. The MSV of the power flow Jacobian matrix is taken as a metric for voltage stability. The constraint on the MSV is reformulated as an LMI and can be incorporated in the SDP-based ACOPF model. This reformulation allows the algorithm to find the optimal solution in the maximal convex subset of the original voltage stability constraints. The case studies validate the proposed method. Simulation results show that the proposed method can effectively improve the VSM of the test systems, and the effect of VSC on operation costs and power dispatch results are presented. A penalty technique is employed to achieve a low-rank OPF solution. While most of the VSC-OPF solutions remain low-rank, as the VSM increases, the exactness of the SDP-OPF is gradually decreased. The future research direction is to find better methods to improve the SDP relaxation exactness and the evaluation of the proper MSV threshold. New methods with less computation burdens are desired to consider stochastic scenarios in power system operation.
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