Abstract
Symmetrical monopolar configuration is the prevailing scheme configuration for modular multilevel converter based high-voltage direct current (MMC-HVDC) links, in which severe DC overvoltage or overcurrent can be caused by the DC faults. To deal with the possible asymmetry in the DC faults and the coupling effects of the DC lines, this paper analyzes the DC fault characteristics based on the phase-mode transformation. First, the DC grid is decomposed into the common-mode and the differential-mode networks. The equivalent models of the MMCs and DC lines in the two networks are derived, respectively. Then, based on the state matrices, a unified numerical calculation method for the fault voltages and currents at the DC side is proposed. Compared with the time-domain simulations performed on PSCAD/EMTDC, the accuracy of the proposed method is validated. Last, the system parameter analysis shows that the grounding parameters play an important role in reducing the severity of the pole-to-ground faults, whereas the coupling effects of the DC lines should be considered when calculating the DC fault currents associated with the pole-to-pole faults.
VOLTAGE source converter based high-voltage direct current (VSC-HVDC) grids are a powerful candidate for the integration of massive amounts of renewable energy and the interconnection of asynchronous AC grids [
Typical DC faults include pole-to-ground (PTG) faults and pole-to-pole (PTP) faults [
Generally speaking, the research on the calculation of transient characteristics with PTG faults in symmetrical monopolar DC grids has not been deeply studied, considering the following difficulties: ① the asymmetrical property of PTG faults and the coupling effects of DC lines make the fault characteristics of the positive and negative poles unbalanced and coupled; ② the variety of topologies increases the difficulty in forming a unified method for arbitrary HVDC grids. Up to now, for the proper design of system parameters and selective protection employing DCCBs, an analytical calculation method dealing with the pole imbalances and coupling issues for symmetrical monopolar DC grids has not been studied. In this paper, this problem is solved and the further attempt is also performed to analyze the fault characteristics for both PTG and PTP faults in symmetrical monopolar DC grids. The main contributions are as follows.
1) The common-mode and differential-mode equivalent models of the MMC-based DC grid are derived from the original circuits based on the phase-mode transformation. The phase-mode transformation is widely used in the AC transmission systems with the coupled multiple lines to derive their decoupled models. In this paper, the phase-mode transformation is adopted to deal with the asymmetrical property of PTG faults and the coupling effects of DC lines, and the original MMC-based DC grid can be decomposed into decoupled common-mode and differential-mode networks.
2) The general way based on the state matrices is proposed to study the fault characteristics suitable for arbitrary HVDC topologies. By listing the basic differential equations of the networks, the analysis on the variation of the fault characteristics with different system parameters can be easily conducted. This is helpful for the proper design of system parameters such as the grounding parameters and the coupling parameters.
The remainder of this paper is organized as follows. Section II derives the equivalent model of MMCs and DC lines in the common-mode and differential-mode networks. The fault behavior is investigated simultaneously. Section III establishes the connection of the common-mode and differential-mode networks according to different fault boundary conditions. Section IV gives the unified method for computing the DC fault currents and voltages by listing the state matrices. In Section V, time-domain simulations of PTG faults and PTP faults in a four-terminal DC grid are carried out based on PSCAD/EMTDC to verify the accuracy of the proposed method. The research on the influence on the fault characteristics by the variation of the grounding parameters and the DC line mutual inductance are conducted then. Section VI draws the conclusions.
In the symmetrical monopolar HVDC system, PTG faults are treated as asymmetrical faults, whereas PTP faults belong to symmetrical faults. The phase-mode transformation proposed in [
The basic principle for phase-mode transformation is that an arbitrary pair of the positive-pole and negative-pole variables can be decomposed into one couple of the common-mode and differential-mode variables, as shown in

Fig. 1 Phase-mode transformation of branch currents.
Taking the positive-pole and negative-pole currents as an example, the transformation can be expressed as:
(1) |
It can be found in
At present, there are three main grounding schemes for symmetrical monopolar HVDC systems. The first one is grounding through star-connected reactors and a large resistor at the AC side. The second one is adopting a resistor at the neutral point of transformer (delta/star configuration) at the AC side. The third one is using two large resistors in parallel at the DC side [
In the symmetrical monopolar MMC-HVDC system, the first grounding scheme consists of the star-connected grounding reactors L0 with a series-connected grounding resistor R0 at the valve side of the converter transformer, as illustrated in

Fig. 2 Basic structure of MMC.
In
(2) |
(3) |
Based on (2) and (3), the mathematical equations (
(4) |
(5) |
where is the average value of the total arm voltages in three phases; and is the average value of the imbalance between the upper- and lower-arm voltages in three phases. The zero-sequence component of the valve-side voltage can be expressed as:
(6) |
For the second grounding scheme, uv0 could be calculated by the common-mode currents and the resistor of the transformer star winding at the secondary side. To obtain the DC-side equivalent common-mode and differential-mode models, the following reasonable assumptions are conducted. Firstly, the high-order harmonic components (twice the fundamental frequency and above) in the circulating current are ignored [
(7) |
where M is the modulation ratio; is the fundamental angular frequency; and is the initial phase.
The upper- and lower-arm voltages satisfy the following relationships [
(8) |
(9) |
where and are the total voltages of N SM capacitors in the upper and lower arms, respectively; and and are the SM input ratios of the upper and lower arms, respectively.
Then the expression describing the dynamic characteristic of can be derived as (10). For simplicity, the voltage imbalance between the upper and lower arms is ignored.
(10) |
Then, taking the derivative of (10) and substituting (8) and (9) into it, (11) can be derived as:
(11) |
where ps is the active power transmitted from AC side to DC side. As described in (12), it can be approximately calculated under the active power control and DC voltage control [
(12) |
where is the reference power; is the d-axis voltage; is the d-axis reference current, and and are the proportional and integral coefficients of the DC voltage controller, respectively; is the DC voltage of MMC; and is the reference DC voltage of MMC.
Then, based on (5) and (11), the differential-mode equivalent model of MMC could be derived, as shown in

Fig. 3 Differential-mode equivalent model of MMC.
Based on the above assumptions, the currents through the upper and lower arms can be expressed as:
(13) |
Then, the currents through the SM capacitors can be derived as:
(14) |
where icpj is the SM capacitor current in the upper arm of phase j; and icnj is the SM capacitor current in the lower arm of phase j.
Therefore, the DC and fundamental frequency fluctuation of the SM capacitor voltages in the upper and lower arms can be calculated as:
(15) |
(16) |
where the superscripts 0 and 1 represent the DC and fundamental components, respectively; and idc is the steady-state current of the DC lines.
Then, the voltages of the upper and lower arms could be derived as:
(17) |
where ucN is the rated voltage of SM capacitors.
Therefore, is expressed as:
(18) |
It can be seen from (18) that the unbalanced current between the positive and negative poles drives the asymmetry of pole voltages. This zero-sequence current also causes the imbalance of the SM capacitor voltages in the upper and the lower arms. Based on (4), (6), and (18), the common-mode network of MMC could be derived, as shown in

Fig. 4 Common-mode equivalent model of MMC.
The lumped -type model shows a little bias in estimating the fault characteristics compared with the frequency dependent model. Therefore, considering the sufficient accuracy, the -type equivalent model of a DC line used in [

Fig. 5 Lumped -type model of DC lines with coupling effects.
The equations governing the characteristics of DC lines can be written as:
(19) |
(20) |
(21) |
(22) |
where uip, uin, ujp, and ujn are the positive-pole and negative-pole node voltages, respectively; iicp, iicn, ijcp, and ijcn are the branch currents through the grounding capacitance Cij/2; iiCM and ijCM are the branch currents through the phase-to-phase capacitance CMij; iijp and iijn are the positive-pole and negative-pole currents of RL branches, respectively; and iip, iin, ijp, and ijn are the positive-pole and negative-pole branch currents through nodes i and j, respectively.
It can be observed from (19)-(22) that the coupling issue makes it hard to solve the fault characteristics of the positive or negative pole independently. However, it can be dealt with by applying the phase-mode transformation.
(23) |
(24) |
Thus, based on (23) and (24), the correspondingly decoupled equivalent models of DC lines are given in

Fig. 6 Decoupled equivalent models of DC lines. (a) Differential-mode equivalent model. (b) Common-mode equivalent model.
Based on the phase-mode transformation, the original network can be represented with two independent networks. And they are connected through the fault boundary conditions based at the various types of faults. The following types of faults at the DC side are mainly considered in this paper, i.e., PTG faults and PTP faults.
The simplified diagram of the PTG fault is shown in
(25) |

Fig. 7 Fault boundary conditions for PTG faults. (a) Circuit diagram. (b) Connection of differential-mode and common-mode networks.
The corresponding fault conditions for the common-mode and differential-mode components are expressed as:
(26) |
(27) |
When a PTP fault occurs, the fault boundary conditions are depicted in
(28) |

Fig. 8 Fault boundary conditions for PTP faults. (a) Circuit diagram. (b) Connection of differential-mode and common-mode networks.
By making phase-mode transformation to (28), we can obtain:
(29) |
Therefore, it is easy to provide the connection between the common-mode and differential-mode networks under PTP faults with (29), as shown in
According to the transformed model of MMCs, DC lines, and fault boundary conditions, the equivalent networks of the whole grid can be established. And from the perspective of the individual networks, the pole imbalance and coupling issues are solved, which is beneficial for computing the fault current and voltage.
In the equivalent circuit model of a symmetrical monopolar DC grid with arbitrary topologies, there are four kinds of circuits, including the equivalent model of MMC and line-to-ground capacitance (circuit ①), the -type equivalent model of DC lines (circuit ②), the line-to-ground capacitances of line connections (circuit ③), and the fault boundary conditions (circuit ④), as shown in

Fig. 9 Equivalent model of whole DC grid under PTG faults.
Here, MMC nodes and line connection nodes are named from 1 to n. The positive direction of the currents is defined as flowing out of the nodes, whereas the positive direction of the currents through the branches are defined from node i to node j. The defined nodes and currents are expressed in
For circuit ①, the state variables for currents are those flowing through smoothing reactors from nodes to DC lines.
(30) |
The state variables for voltages are those of the capacitors.
(31) |
Therefore, the state matrix is expressed as:
(32) |
(33) |
where is the branch current vector through the smoothing reactors; is the branch current vector through -type sections; is the voltage vector across the capacitors; is the network capacitance matrix; and is the equivalent current source vector. The elements in and are expressed in (34) and
(34) |
For circuit ②, the state variables for currents are those flowing through -type sections of DC lines.
(35) |
Then, the state matrix can be written as:
(36) |
The elements in L2 are given in
For line connection nodes, there are only circuits composed of line-to-ground capacitances. However, if virtual MMCs are assumed to be connected as shown in
As described in Section III, the fault boundary conditions are to connect the differential-mode and common-mode networks. This part is different from the former three circuits, which depends on the fault type, for example, a positive PTG fault occurs on line . This produces a new line connection node and new voltage state variables in both two networks. However, the new variables and in the differential-mode network will not be state variables. Thus, there should be supplementary algebraic equations.
(37) |
(38) |
For other types of faults, just replace (38) with the fault boundary equations. For the common-mode network, only some parameters need to be modified: is replaced with 0; and are substituted for i and , respectively; and are replaced with and , respectively. The fault voltage and current can be computed by the sums and differences of the node voltages and branch currents in the differential-mode and common-mode variables.
To verify the accuracy of the proposed method in calculating the fault voltages and currents in symmetrical monopolar DC grids, the simulations of a four-terminal MMC-based DC grid are conducted by PSCAD.

Fig. 10 Four-terminal symmetrical monopolar MMC-based DC grid.
PTG faults in symmetrical monopolar DC grids result in severe overvoltage and pole imbalances, whereas PTP faults generate very large short-circuit currents. Therefore, the DC grids should isolate the faults as quickly as possible. In fact, for DC grids using DCCBs to deal with DC faults, one of the basic principles is that the converter station should not be blocked before DCCB opening [
As shown in

Fig. 11 Comparisons of healthy PTG voltages and branch currents in two cases. (a) Voltage results with Ω. (b) Voltage results with Ω. (c) Current results with Ω. (d) Current results with Ω.
The branch currents and voltages of the remote and nearby DC lines are depicted. In
As shown in

Fig. 12 Comparisons of PTP voltages and branch currents in two cases. (a) Voltage results with Ω. (b) Voltage results with Ω. (c) Current results with Ω. (d) Current results with Ω.
The error between the simulation and calculation comes from the assumptions for ignoring the high-order harmonic components in deriving the MMC model. And the -type model of the DC lines also leads to some bias arising from neglecting the impacts of frequency on line parameters and traveling wave phenomena. Besides, the errors for the fault currents and voltages are more obvious beyond 10 ms after the fault because the assumptions on which the model is derived are broken.
It should also be noted that the maximum overvoltage of the healthy pole under the PTG faults has not yet appeared within 10 ms, as shown in
Above all, it can be concluded that the proposed method based on phase-mode transformation is able to provide accurate fault currents and voltages before the protection action under the PTG and PTP faults. Besides, it is appropriate to use this method for the design of system parameters.
For PTG faults, the zero-sequence currents result in the imbalances between the SM capacitor voltages of different poles, which are the currents through the grounding devices at the AC side. Besides, the healthy pole suffers from serious overvoltage. But reasonable configuration of system parameters may improve this situation. For PTP faults, the fault current can be several times the normal current. It is of special interest for DCCB design to know the dynamic profiles of in the stage of fault current system design.
Due to the fact that the zero-sequence currents only occur under asymmetrical faults, for PTP faults, there are no such pole imbalance issues. Here, the severity of the PTG fault in DC grid with varying grounding device parameters can be observed in

Fig. 13 The maximum healthy PTG voltage and the maximum grounding current i30 of MMC3. (a) Varying grounding resistance. (b) Varying grounding inductance.
The maximum grounding current and the maximum overvoltage are contradictory to each other. Besides, the grounding reactor has weaker effect in reducing the grounding current and overvoltage compared with the grounding resistance. They can be chosen to guarantee that the overvoltage and grounding current are within their specified ranges. The selected system parameters are able to release the burden of protection system. Besides, the parameters can also be optimized if other factors such as cost and steady-state power loss are taken into account with some optimal algorithms.
The influence of the mutual inductance variation for PTP faults is shown in

Fig. 14 Influence of mutual inductance for PTP faults. (a) The maximum branch current . (b) Branch current i24 with different mutual inductances.
As depicted in

Fig. 15 Influence of mutual inductance under PTG faults. (a) The maximum grounding current and healthy PTG voltage of MMC3. (b) Branch current with different mutual inductances.
This paper offers a way to analytically study the PTG and PTP fault characteristics for symmetric monopolar MMC-based HVDC grids. Following conclusions can be drawn through both theoretical analysis and simulation studies.
1) Based on the phase-mode transformation, the coupling issues and pole imbalances are eliminated in the derived common-mode and differential-mode networks. Compared with PSCAD/EMTDC simulations, for cases of high and low fault resistance, the errors for the fault voltages and currents under PTG faults are less than 3%, whereas the errors under PTP faults are less than 1%, which shows sufficient accuracy.
2) Parameter variation analysis can be easily conducted relying on the calculation method based on state equations. It is shown that under PTG faults, the grounding resistance is more significant than the grounding reactor in reducing the pole imbalances and overvoltage. Under PTP faults, the maximum fault current increases linearly with the mutual inductance.
Appendix
For each phase, there is an equation in the same form as (2) and (3). By adding the three-phase equations of (2) and (3), we can obtain:
(A1) |
(A2) |
According to the Kirchhoff’s current law, the arm currents satisfy the following relationship:
(A3) |
For unbalanced AC systems, the sum of the three-phase voltage is three times that of a single zero-sequence voltage.
(A4) |
Substituting (A3) and (A4) into (A1) and (A2), we can obtain:
(A5) |
(A6) |
Adding (A5) and (A6), we have:
(A7) |
Subtracting (A6) from (A5), we have:
(A8) |
According to (1), we have:
(A9) |
(A10) |
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