Abstract
The damping performance evaluation for electromechanical oscillations in power systems is crucial for the stable operation of modern power systems. In this paper, the connection between two commonly-used damping performance evaluation methods, i.e., the damping torque analysis (DTA) and energy flow analysis (EFA), are systematically examined and revealed for the better understanding of the oscillatory damping mechanism. First, a concept of the aggregated damping torque coefficient is proposed and derived based on DTA of multi-machine power systems, which can characterize the integration effect of the damping contribution from the whole power system. Then, the pre-processing of measurements at the terminal of a local generator is conducted for EFA, and a concept of the frequency-decomposed energy attenuation coefficient is defined to screen the damping contribution with respect to the interested frequency. On this basis, the frequency spectrum analysis of the energy attenuation coefficient is employed to rigorously prove that the results of DTA and EFA are essentially equivalent, which is valid for arbitrary types of synchronous generator models in multi-machine power systems. Additionally, the consistency between the aggregated damping torque coefficient and frequency-decomposed energy attenuation coefficient is further verified by the numerical calculation in case studies. The relationship between the proposed coefficients and the eigenvalue (or damping ratio) is finally revealed, which consolidates the application of the proposed concepts in the damping performance evaluation.
EELECTROMECHANICAL oscillation is an inherent phenomenon in modern power systems, which is of many concerns in the large-scale or interconnected system operation [
After an oscillation accident occurs, if the oscillatory power lasts for a while and then gradually decays, the oscillation is considered to be stable. The damping is a quantitative characterization to evaluate the oscillatory stability, and the better damping performance indicates a shorter oscillation duration. For the power systems with weak natural damping, the damping performance is normally enhanced by using the external equipment such as the power system stabilizers (PSSs) [
DTA originates from the concept of the electric torque of synchronous generators in the electromechanical oscillation. The generator rotor movement produces the torque effect, which provides a clear physical explanation [
The damping torque coefficient is an important index to represent the relationship between the damping torque and angular frequency. References [
The electromechanical oscillation events are accompanied by the transmission and dissipation of the oscillatory energy flow in the power system. For a stable oscillation event, the oscillatory energy flow is eventually dissipated by the generators as well as external stabilizers. Hence, the EFA provides a clear description for the electromechanical oscillation mechanism. In recent years, the phasor measurement unit (PMU) and wide area measurement system (WAMS) have been applied in the power system stability analysis [
The basic components of the oscillatory energy flow are presented in [
Considering all the points above, the major contributions of this paper are listed as follows.
1) For DTA, in order to characterize the integration effect of the damping contribution from the whole power system, a concept of the aggregated damping torque coefficient is proposed and derived. It can be applied to arbitrary types of synchronous generator models in multi-machine power systems. The aggregated damping torque coefficient lays a foundation for identifying the theoretical connection between DTA and EFA.
2) For EFA, the pre-processing of measurements at the terminal of a local generator is conducted in the time domain. Based on that, a concept of the frequency-decomposed energy attenuation coefficient is defined to pick out the damping contribution with respect to the interested frequency.
3) The connection between DTA and EFA is strictly proven and the consistency of the aggregated damping torque coefficient and frequency-decomposed energy attenuation coefficient is revealed, which is a general conclusion for arbitrary types of synchronous generator models in both single-machine infinite-bus power systems and multi-machine power systems.
4) The relationship between the frequency-decomposed energy attenuation coefficient (or aggregated damping torque coefficient) and the corresponding eigenvalue as well as damping ratio is revealed based on the numerical calculation and hence the application of the former proposed concepts in the damping performance evaluation can be further verified and consolidated.
The rest of this paper is organized as follows. Section II presents a DTA in the frequency domain and defines the aggregated damping torque coefficient. In Section III, EFA is conducted based on the pre-processing of measurements in the time domain and the frequency-decomposed energy attenuation coefficient is defined. The frequency spectrum analysis of the energy attenuation coefficient is conducted in Section IV, which reveals the connection between DTA and EFA. Case studies are carried out in Section V. Finally, conclusions are drawn in Section VI.
In this section, a DTA is conducted in the frequency domain via the mathematical modeling. Compared with the Phillips-Heffron model-based analysis in [
The swing equation of the
(1) |
where is the power angle of the
For DTA, some other equations should be further involved besides (1), e.g., the equations that characterize automatic voltage regulators (AVRs), PSSs, etc. Define a vector Z that includes the state variables of the generator(s) except and . The dimension of Z is , where ni is the order of the
(2) |
where A21 is the element of the state matrix; A23, A31, A32, and A33 are the block sub-matrices of the state matrix; is the power angle deviation of the
The representation of (2) is transformed from time domain to frequency domain applying the Fourier transform, as given by:
(3) |
where is the power angle deviation of the
Based on (1) and (3), the linearized representation of a power system can be derived as the form in

Fig. 1 Linearized representation of a power system.
From
(4) |
(5) |
(6) |
where is the electric power deviation of the generator in the frequency domain; and I is an identity matrix.
Substitute (5) and (6) into (4), and (7) can be derived step by step.
(7) |
The electric torque consists of two components: the damping torque and synchronous torque. According to the discussion in the introduction, the damping torque contributes to the damping of power oscillations. Since the rotating speed is close to 1 p.u., the electric power is approximately equal to the electric torque. According to the definition of the damping torque, the real part of the ratio of and , i.e., in (8) can be regarded as the damping torque coefficient. Equations (
(8) |
where is the real part operator.
For a single-machine infinite-bus power system, (8) is actually the damping torque coefficient of this single generator according to the traditional definition of the damping torque.
For a multi-machine power system, as explained in Section I, the damping torque coefficients of multiple generators are usually presented in the matrix form.
Definition 1: the aggregated damping torque coefficient of the
The physical explanation of this concept is that all the damping contributions from the whole power system are aggregated and then reflected from a selected generator.
As indicated in [
(9) |
where Wab is the oscillatory energy flow from node a to node b; Pab is the active power flow from node a to node b; Qab is the reactive power flow from node a to node b; Ua and are the amplitude and phase angle of the voltage of node a; the subscript s denotes the steady-state value of corresponding variable; and the operator denotes the deviation of corresponding variable from its steady-state value.
Normally, the reactive power in (9) is ignored. Then, it can be observed that the oscillatory energy flow in (9) consists of two components, as listed in (10).
(10) |
where is the oscillatory energy component with respect to Pab,s; and is the oscillatory energy component with respect to , which reflects the dissipation of the oscillatory energy flow [
The electric power of the generator is considered to be numerically equal to the active power flow between the two nodes, and the phase angle of the node voltage is approximately regarded as the power angle of the generator. On this basis, the oscillatory energy flow dissipated by the
(11) |
where Wi is the oscillatory energy flow dissipated by the
Since the rotating speed is close to 1 p.u., the electric power is approximately equal to the electric torque. Then, the oscillatory energy flow dissipated by the
(12) |
where is the electric torque deviation of the
Generally, the electric torque can be divided into synchronizing torque and damping torque [
(13) |
where Kdi is the damping torque coefficient of the
The integral of the product of power angle deviation and angular frequency deviation is equal to zero, and then (14) can be further derived based on (11)-(13).
(14) |
The damping torque coefficient can be derived from (14), as given by:
(15) |
Kdi can reflect the energy attenuation brought by the damping torque of generators, and hence we define the calculation result of (15) as the energy attenuation coefficient. Using the measurements at the terminal of a local generator, the energy attenuation coefficient of the
(16) |
where is the energy attenuation coefficient of the
For a single-machine infinite-bus power system, the measurement at the terminal of a generator involves only one oscillation mode.
For a multi-machine power system, the measurement at the terminal of a local generator involves multiple oscillation modes. It is difficult to directly estimate the energy attenuation coefficient using (16). Therefore, it is necessary to conduct the pre-processing for the measurements at the terminal of a local generator in the time domain. According to the theory of Fourier series, any signal that satisfies the Dirichlet condition can be decomposed into a series of sub-signals, as given by:
(17) |
where g(t) is a signal in the time domain; Aj is the amplitude of the
The amplitude-frequency characteristic and phase-frequency characteristic of g(t) can be obtained by the well-known Fourier transform, as shown in (18)-(20).
(18) |
(19) |
(20) |
where is the Fourier transform of g(t); A1×p is the p-dimension vector that includes the amplitudes of sub-signals at each frequency; is the p-dimension vector that includes the phase angles of sub-signals at each frequency; denotes the magnitude of a complex number; and denotes the phase angle of a complex number.
The amplitude and phase angle at the interested oscillation frequency fd can be observed from the amplitude-frequency characteristic and phase-frequency characteristic of g(t), and then the decomposed sub-signal with respect to the interested oscillation frequency fd is given as:
(21) |
where is the decomposed sub-signal from g(t) with respect to fd.
Based on (18)-(21), the decomposition is conducted for the electric power deviation and angular frequency deviation of the
Definition 2: the frequency-decomposed energy attenuation coefficient of the
(22) |
where is the decomposed sub-signal from ΔPei(t) with respect to fd; and is the decomposed sub-signal from with respect to fd.
If we repeat the calculation in (22) with respect to multiple oscillation frequencies, e.g., fa, fb, fc, , the set can be obtained. It can be observed that the frequency-decomposed energy attenuation coefficients calculated in the time domain can be represented as a spectrum with respect to multiple oscillation frequencies, which will be further analyzed in the Section IV.
In the case studies, i.e., Section V, the time-domain data of the electric power and angular frequency can be obtained by the real-life measurements or solving differential equations. In this paper, the time-domain data of the electric power and angular frequency are obtained by solving the differential equations based on synchronous generator models. The power flow calculation is needed in the process of solving differential equations.
In this section, the frequency spectrum analysis of the energy attenuation coefficient is conducted to demonstrate the consistency between EFA and DTA.
Using Parseval’s theorem, the integral of the product of two real signals in the time domain can be conducted equivalently in the frequency domain, i.e., (23). It is noted that and when .
(23) |
where and are two signals in the time domain; and are the Fourier transforms of and , respectively; and is the conjugate operator.
Let and , and then (24) can be derived.
(24) |
According to the definition of Fourier transform, (25) can be derived.
(25) |
It can be observed from (25) that and are the even functions with respect to f, while and are the odd functions with respect to f. On this basis, and are the even functions, while and are the odd functions. Therefore, (23) can be further derived as:
(26) |
By applying (26), (16) can be derived as:
(27) |
(28) |
It should be noted that , and are all constant complex numbers at fd, and hence the integral operator in (28) actually collapses. In fact, the product of and is a real number. Considering the coefficient proposed in (22), (29) can be obtained.
(29) |
The following theorem can be summarized by comparing (29) with (7) and (8).
Theorem: for the
(30) |
The consistency of the proposed coefficients reflecting the damping performance calculated by (8), (22), and (29) is verified by the numerical calculation in both the single-machine infinite-bus power system and multi-machine power system in this section. The
MATLAB programming is employed to conduct the numerical calculations of and as follows.
Step 1: assume a set-up disturbance happens at the
Step 2: the time-domain solutions of and of the
Step 3: the amplitude-frequency characteristic of is obtained through the Fourier transform, where the frequency of each dominant oscillation mode can be observed; then, an interested oscillation mode at is selected.
Step 4: the modeling is conducted via (3); then, is calculated by substituting A21, A23, A31, A32, A33, and fd into (8).
Step 5: and are decomposed as and by applying (18)-(21) with respect to fd, and then (22) is applied to calculate in the time domain.
Step 6: (29) is applied to calculate in the frequency domain.
Finally, the numerical results from (8), (22), and (29) need to be compared to verify the consistency of DTA and EFA.
The line diagram of a single-machine infinite-bus power system is shown in

Fig. 2 Line diagram of a single-machine infinite-bus power system.
The parameters of this power system are given in the Appendix B. A step-up disturbance occurs in the mechanical power of the generator at 0.2 s, i.e., Pm=1.1Pm0, and lasts for 0.1 s. Pm0 is the initial mechanical power. There is no installation of PSS. The eigenvalue of the state matrix is computed to be .
The simulation results of and its Fourier transform are shown in

Fig. 3 and its Fourier transform. (a) in time domain. (b) Amplitude-frequency characteristic of in frequency domain.
The simulation results of the angular frequency deviation and its Fourier transform are given by

Fig. 4 Δω(t) and its Fourier transform. (a) Δω(t) in time domain. (b) Amplitude-frequency characteristic of Δω(t) in frequency domain.
In the single-machine infinite-bus power system, the proposed coefficients at 1.26 Hz are calculated by (8), (22), and (29), respectively. The calculation result of the aggregated damping torque coefficient by (8) is 1.6221, and the calculation results of the frequency-decomposed energy attenuation coefficient by (22) and (29) are 1.6054 and 1.6308, respectively, which verifies the consistency.
Generally, the numerical calculation from DTA is considered to be accurate because DTA is a modeling-based method. While the numerical calculation from EFA is regarded as an estimation because EFA is a measurement-based method.
A 4-machine 2-area power system is used as an example in this subsection, which is illustrated by

Fig. 5 Line diagram of 4-machine 2-area power system.
The four generators are all equipped with AVR and PSS with the same parameter settings. Three scenarios are designed as follows.
1) Scenario 1: ; s; ; s; and s. Kai is the proportional coefficient of AVR of the
2) Scenario 2: ; s; ; s; and s.
3) Scenario 3: ; s; ; s; and s.
As for the neglect of the reactive power in (9), the comparison of the oscillatory energy flow with and without the consideration of the reactive power is conducted at G1 for Scenario 1. The results are given in

Fig. 6 Oscillatory energy flow with and without consideration of reactive power at G1 for Scenario 1.
The simulation results of and its Fourier transform for the three scenarios are shown in Figs.

Fig. 7 ΔPe1(t) and its Fourier transform for Scenario 1. (a) ΔPe1(t) in time domain. (b) Amplitude-frequency characteristic of ΔPe1(t) in frequency domain.

Fig. 8 and its Fourier transform for Scenario 2. (a) in time domain. (b) Amplitude-frequency characteristic of in frequency domain.

Fig. 9 ΔPe1(t) and its Fourier transform for Scenario 3. (a) ΔPe1(t) in time domain. (b) Amplitude-frequency characteristic of ΔPe1(t) in frequency domain.
The calculation results of the aggregated damping torque coefficient by (8) and the frequency-decomposed energy attenuation coefficient by (22) and (29) for the three scenarios are demonstrated by
The difference between EFA and DTA mainly comes from the following aspects.
1) The fast Fourier transform (FFT) is applied to analyze the amplitude-frequency characteristic of a signal in MATLAB. Since FFT is discrete, the frequency of an oscillation mode may fall between two adjacent spectral lines, which brings a slight error to the presented amplitude.
2) The reactive power is ignored in (9), which leads to a slight error.
3) The integral operation is obtained by accumulating the rectangular areas within the time interval, which causes a slight error. However, the results are generally within the acceptable range.
The damping performance evaluation through different methods is given by
Note: the number of “☆” indicates the degree of damping performance.
In order to demonstrate the relationship between the real part of eigenvalue (or damping ratio) used by the eigenvalue-based analysis and the proposed coefficients, Kai is randomly adjusted 1000 times between 40 and 80, and Kpssi is randomly adjusted 1000 times between 4 and 8. Thus, 1000 simulation scenarios are established to obtain a dense scatter diagram, as shown by the blue scatter points in Figs.

Fig. 10 Relationship between proposed coefficients and real part of eigenvalue.

Fig. 11 Relationship between proposed coefficients and damping ratio.
The application of the proposed coefficients to investigate the electromechanical oscillations in power systems is suggested as follows.
In order to evaluate the damping performance based on the aggregated damping torque coefficient, the mathematical models of all power components should be available, and the state-space modeling of the whole power system should be conducted. Then, (8) is applied to calculate the aggregated damping torque coefficient.
The frequency-decomposed energy attenuation coefficient proposed for EFA shows a clear advantage in the large-scale power system with a large number of complex power components. The mathematical models of power components are unnecessary to be known, and the high-dimension modeling can be avoided. In order to evaluate the damping performance based on EFA, the measurements at the terminal of a local generator should be monitored. After that, (22) or (29) can be applied to calculate the frequency-decomposed energy attenuation coefficient.
The damping performance evaluation is important to the stable operation of power systems. DTA and EFA are two commonly used methods for the solutions. First, the aggregated damping torque coefficient is defined and derived for DTA to characterize the integration effect of the damping contribution from the whole power system. Then, the pre-processing of measurements at the terminal of a local generator is conducted for EFA, and the frequency-decomposed energy attenuation coefficient is defined to screen and determine the damping contribution with respect to the interested frequency. On this basis, this paper carries out the strict proof on the connection between DTA and EFA in assessing the damping performance of electromechanical oscillations in power systems, which is general for arbitrary synchronous generator models in multi-machine power systems. Specifically, the frequency spectrum analysis of the energy attenuation coefficient reveals that DTA and EFA are essentially equivalent.
After that, case studies are conducted in both the single-machine infinite-bus power system and 4-machine 2-area power system, where the consistency of the aggregated damping torque coefficient and the frequency-decomposed energy attenuation coefficient is numerically verified. Additionally, the relationship between the frequency-decomposed energy attenuation coefficient (or aggregated damping torque coefficient) and the real part of the eigenvalue (or damping ratio) is also disclosed, which further demonstrates the application of the proposed concepts for the damping performance evaluation in power systems.
Appendix
The
(A1) |
where is the time constant of the field winding of the

Fig. A1 Transfer functions of AVR and PSS of
The major parameters of the single-machine infinite-bus power system are: s; ; rad/s; s; p.u.; p.u.; p.u.; p.u.; p.u.; p.u.; p.u.; p.u.; ; s; ; ; and . Xd is the d-axis synchronous reactance; Xq is the q-axis synchronous reactance; is the d-axis transient reactance; V1 and V2 are the voltage at nodes 1 and 2, respectively; and Xt is the reactance of the transmission line and transformer.
The major parameters of the 4-machine 2-area power system are: s; s; ; rad/s; p.u.; p.u.; p.u.; p.u.; p.u.; s; p.u.; p.u.; 1.03 p.u.; p.u.; p.u.; p.u.; p.u.; p.u.; p.u.; p.u.; p.u.; p.u.; p.u.. X15, X36, X29, X48, X56, X89, X67, and X78 are the reactances of transmission lines and transformers of the 4-machine 2-area power system; Pload6, Qload6, Pload8, and Qload8 are the active power and reactive power at loads 6 and 8 in this 4-machine 2-area power system, respectively; and Qc6 and Qc8 are the reactive power compensations at the loads 6 and 8, respectively.
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