Abstract
The interactions between randomly fluctuating power outputs from photovoltaic (PV) at the DC side and background voltage distortions at the AC side could generate interharmonics in the PV grid-connected system (PVGS). There is no universal method that can reveal the transmission mechanism of interharmonics and realize accurate calculation in different scenarios where interharmonics exist in the PVGS. Therefore, extended dynamic phasors (EDPs) and EDP sequence components (EDPSCs) are employed in the interharmonic analysis of the PVGS. First, the dynamic phasors (DPs) and dynamic phasor sequence components (DPSCs) are extended into EDPs and EDPSCs by selecting a suitable fundamental frequency other than the power frequency. Second, an interharmonic analysis model of the PVGS is formulated as a set of state space equations. Third, with the decoupling characteristics of EDPSCs, generation principles and interactions among the interharmonics in the PVGS are presented by the sequence components, and its correctness is verified by simulation and experiment. The presented model can be used to accurately calculate the interharmonics generated in the PVGS both at the AC and DC sides. Because of the decoupling among the EDPSCs, the set of state space equations can effectively describe the principle.
IN recent years, photovoltaic (PV) generation has been gradually changing the morphology and structure of power systems by interconnecting with the concerned distribution network [
To date, some research works have been conducted on the harmonics generated by distributed PV generation. A frequency domain model is presented to study the harmonic in a large PV station in [
Interharmonics whose frequency is non-integer multiples of the power frequency are usually caused by mutual modulation between different frequency systems. Many existing research works address interharmonics in speed regulation systems, high-voltage direct current (HVDC) transmission systems, wind power plants, and induction motors [
A well-established dynamic phasor (DP), which is widely employed in analyzing harmonic interactions among converters, can be employed to analyze the interharmonic problem in the PVGS [
With the above background, an extended DP (EDP) and EDP sequence components (EDPSCs) are employed to establish the analysis model of the PVGS. First, a method to extend the granularity of the DPs and DP sequence components (DPSCs) is presented. The granularity can be properly selected to satisfy the demand of interharmonic analysis. Second, the EDPSCs of the current at the AC side and the EDPs of the voltage at the DC side are selected as the state variables. The EDPSCs of the PV output current at the DC side and the EDPs of the source voltage at the AC side are selected as the input/control variables. The interharmonic analysis model of the PVSG is formulated as state space equations. Third, the principles of generating the interactions among interharmonics in the PVSG can be deduced from the decoupling characteristics of the EDPSCs. Finally, simulations and experiments are performed to verify the correctness of the presented model.
The remainder of this paper is organized as follows. Section II introduces the basics of the DPs and DPSCs. The method of attaining the EDPs and EDPSCs as well as their characteristics are presented with granularity extension. Section III presents the analysis model of the PVSG as a set of state-space equations, the principles of generation and interactions among interharmonics in PVSG are analyzed. The simulation model and experimental platform are presented in Section IV, and the simulation and experimental results are compared to demonstrate the correctness of the presented analysis model. The paper is concluded in Section Ⅴ.
The DP is proposed based on time-varying Fourier decomposition. The signal in the time domain can be expressed as a Fourier series in time interval , where is the period of and , as shown in (1).
(1) |
where is the fundamental angular frequency, which is selected as the power angular frequency, and ; and is the
(2) |
For a three-phase system, DPs can be transformed into DPSCs by symmetrical transformation, as shown in (3).
(3) |
(4) |
where , , and are the positive-, negative-, and zero-sequence components of the
Since the interharmonics’ frequency is non-integer multiples of the power frequency, the traditional DP is not suitable for the analysis of interharmonincs. The granularity must be extended. Therefore, by selecting as the fundamental angular frequency, the DP can be extended as:
(5) |
where is the
With the symmetrical transformation, the three-phase EDPs can be transformed into sequence components as:
(6) |
where , , and are the positive-, negative-, and zero-sequence components of the
A single-stage grid-connected PV inverter is used as the research object, as shown in

Fig. 1 Diagram of single-stage grid-connected PV inverter.
The model of the PV inverter in the time domain is given as:
(7) |
where Sa, Sb, and Sc are the three-phase switching functions representing the switch state of the power electronic devices, which equals 1 if the switch is on, and equals 0 otherwise.
Similar to the harmonic analysis model of the VSC based on the DPSCs in [
(8) |
where and are the positive- and negative-sequence components of the EDPSCs of , respectively; and are the positive- and negative-sequence components of the EDPSCs of , respectively; and are the positive- and negative-sequence components of the EDPSCs of , respectively; is the EDPs of ; and and are the and EDPs of , respectively.
Selecting the analysis scope of interharmonics, which is from 0 to here, the EDPSCs of the current at the AC side and the EDPs of the voltage at the DC side are defined as the state variables and , respectively, which are expressed as:
(9) |
(10) |
The EDPSCs of the source voltage at the AC side and the EDPs of the PV output current at the DC side are defined as the input variables and , respectively, which are given as:
(11) |
(12) |
The coefficient matrices , , , and are:
(13) |
(14) |
(15) |
(16) |
where * represents the conjugate operator. and are composed of the EDPSCs of the switching functions. Because of the three-phase three-wire connection of the inverter shown in
Among these coefficient matrices, and are diagonal matrices. Therefore, the EDPSCs of the current at the AC side and the EDPs of voltage at the DC side are decoupled. and represent the interactions between the current interharmonics at the AC side and voltage interharmonics at the DC side, which can describe the generation principles and interactions among interharmonics.
(17) |
where ; ; .
The generation principles and interactions among interharmonics can be attained by solving the proposed interharmonic analysis model, as shown in (17).
For example, the interharmonics near the power frequency are analyzed using the model. The relationship between the power angular frequency and the selected fundamental angular frequency is . According to [
(18) |
By solving (18), the generation principles and interactions among interharmonics can be described mathematically. For steady-state analysis, the differential terms at the left side are set to be 0, and the differential equations are simplified as algebraic equations, as shown in (19).
(19) |

Fig. 2 Equivalent circuit of generation and interaction characteristics of interharmonics in PVGS.
1) If the fluctuating outputs of the PV have a low frequency , a voltage interharmonic with will be generated at the DC side, and two current interharmonics with frequency will be generated further at the AC side, where is the power frequency. The lower the interharmonic frequency, the lower the impendence at the AC side and the larger the amplitude of the current interharmonics.
2) If the AC system source contains a positive-sequence voltage interharmonic with , a current interharmonic with the same frequency will be generated at the AC side. With the interactions, a voltage interharmonic with frequency is generated at the DC side. The current interharmonic with the frequency will be generated at the AC side.
3) If the AC system source contains a negative-sequence voltage interharmonic with , a current interharmonic with the same frequency will be generated at the AC side. With the interactions, a voltage interharmonic with frequency is generated at the DC side. A current interharmonic with frequency will further be generated at the AC side.
A simulation model of the PVGS is established using MATLAB/Simulink, as shown in

Fig. 3 Simulation model of PVGS.
The interharmonics around the power frequency are addressed. The fundamental frequency of the EDPs and EDPSCs is selected as 5 Hz.
To verify the generation principles and interactions among interharmonics obtained in Section III, three scenarios are considered. Scenario 1 is the PV output with fluctuation; scenario 2 is the the source voltage of AC system with positive-sequence voltage distortion; and scenario 3 is the the source voltage of AC system with negative-sequence voltage distortion. In scenario 1, it is supposed that the PV exhibits fluctuating outputs with the two different frequency components, which are 5 Hz and 25 Hz, by changing the illumination intensity in the simulation model. The source voltage of AC system is ideal. The PV output current contains 5 Hz and 25 Hz fluctuations. The amplitude of the fluctuations is 2%-10% of the nominal voltage.
The comparisons of the calculation and simulation results of the voltage at the DC side and the current of phase a are presented in Table I. The calculation results are very close to the simulation results. Because of the fluctuation of the PV output current, voltage interharmonics with frequencies of 5 Hz and 25 Hz are observed at the DC side. Simultaneously, the corresponding interharmonic currents with frequencies of Hz and Hz are generated at the AC side because of the interactions between the AC and DC sides. The amplitude of the current interharmonics with a frequency of Hz is smaller than that with a frequency of Hz, which verifies the first principle.
The spectra of the voltage at the DC side and the current of phase a are shown in

Fig. 4 Simulation results of PV output fluctuates. (a) Spectrum of voltage at DC side. (b) Spectrum of current of phase a.
In scenario 2, a positive-sequence voltage distortion with a 45 Hz interharmonic is overlaid in the source voltage of AC system. The amplitude of the distortion voltage is within 2%-10% of the nominal voltage. The comparisons of the calculation and simulation results are listed in Table II.
A current interharmonic is observed in phase a with a frequency of 45 Hz because of the background voltage distortion. Simultaneously, a voltage interharmonic with a frequency of 5 Hz appears in the voltage at the DC side because of the interactions between the AC and DC sides. A current interharmonic is observed in phase a with a frequency of 55 Hz because of the interactions, which verifies the second principle.
In scenario 3, a negative-sequence voltage distortion with 5 Hz interharmonic is overlaid in the source voltage of AC system. The amplitude of the distortion voltage is 2%-10% of the nominal voltage. The comparisons of the calculation and simulation results are given in Table III. There is also a current interharmonic in phase a with a frequency of 5 Hz since the background voltage distortion is also observed. Simultaneously, a voltage interharmonic with a frequency of 55 Hz appears in the voltage at the DC side owing to the interactions between the AC and DC sides. There is a current interharmonic in phase a with a frequency of 105 Hz, owing to the interactions, which verifies the third principle.
The simulation results of source voltage of AC system with positive-sequence voltage distortion and negative-sequence voltage distortion are presented in Figs.

Fig. 5 Simulation results of source voltage of AC system with positive-sequence voltage distortion. (a) Spectrum of voltage at DC side. (b) Spectrum of current of phase a.

Fig. 6 Simulation results of source voltage of AC system with negative-sequence voltage distortion. (a) Spectrum of voltage at DC side. (b) Spectrum of current of phase a.
An experimental platform has been established to verify the presented model and the principles attained. The PV arrays are simulated using a programmable DC power supply. The controllers of the PV inverter and the programmable DC power supply are designed based on a digital signal processor (DSP) TMS320F28335. The inverter is applied with the intelligent power module (IPM) PM150RL1A120. The resistance and reactance at the AC side are 0.02 and 5 mH, respectively. The capacitor at the DC side is 3400 .
An isolated transformer is set up between the inverter and the power grid. The remaining parameters are consistent with the simulation model. The voltage at the DC side and the current of phase a are monitored by two digital oscilloscopes, DSO-X 3024A, whose sampling frequency is 40.96 kHz and the measurement accuracy reaches level A in IEC61000-4-7 [
The fluctuating currents with different frequencies and amplitudes are injected into the DC side by adjusting the outputs of the programmable DC power supply to simulate the fluctuating outputs of the PV arrays. The frequency and amplitude of the injected currents are measured, and the results are listed in Table IV. The waveforms and spectrums of the current of phase a and the voltage at the DC side are recorded by digital oscilloscopes, which are shown in Supplement A Figs. SA1 and SA2. As shown in the experimental results, when there are 5 Hz (or 75 Hz) DC current fluctuations injected into the DC side, the voltage interharmonics with the same frequency appear at the DC side. There are also Hz (or Hz) current interharmonics generated at the AC side. Thus, the first principle is verified. Since the AC system source voltage cannot be controlled in this experimental platform, the other two principles have not been tested experimentally. By solving (12) with the given parameters, the voltage interharmonics at the DC side and the current interharmonics at the AC side can be calculated. The experimental results are compared with the calculation results in Table V. The calculation results are very close to the experimental results, which verifies the correctness of the presented model.
In this paper, DPs and DPSCs are extended into the EDPs and EDPSCs in granularity with consistent characteristics by selecting one suitable fundamental frequency. With the decoupling characteristics of the EDPSCs, the interaction principles are described clearly. The generation principles and interactions among interharmonics in the PVGS are presented. By comparing the calculation, simulation, and experimental results, the presented model and principles are proven to be useful for the analysis of the interharmonics in the PVGS.
By changing the fundamental frequency, the presented model can be used to analyze the interharmonics with different frequencies in detail. For the interharmonics with different amplitudes, most of the EDPSCs of the switching function are zero when the fluctuating power outputs from PVs at the DC side and background voltage distortions at the AC side are small.
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