Abstract
In this paper, we propose an AC power flow based cascading failure model that explicitly considers external weather conditions, extreme temperatures in particular, and evaluates the impact of extreme temperature on the initiation and propagation of cascading blackouts. Based on this model, resilience analysis of the power system is performed with extreme temperatures. Specifically, the changes of load and dynamic line rating are modeled due to temperature disturbance. The probabilities for transmission line and generator outages are evaluated, and the timing for each type of events is calculated to decide the actual event sequence. It should be emphasized that the correlated events, in the advent of external temperature changes, could contribute to voltage instability. Besides, we model undervoltage load shedding and operator re-dispatch as control strategies for preventing the propagation of cascading failures. The effectiveness of the proposed model is verified by simulation results on the RTS-96 3-area system. It is found that temperature disturbances can lead to correlated load change and line/generator tripping, which will greatly increase the risk of cascading and voltage instability. Critical temperature change, critical area with temperature disturbance, the identification of most vulnerable buses, and the comparison of different control strategies are also investigated.
CASCADING failure is a common phenomenon in both natural and engineered systems such as electric power systems [
However, the existing models mainly focus on the system itself, usually ignoring the interactions between the system and various external factors such as extreme weather conditions. These factors are important for both initiation and propagation of cascading failures. For U.S.-Canadian blackout on August 14, 2003, the temperature was as high as 31 ℃, causing load increase in FirstEnergy’s control area, transmission line tripping due to tree contact, and generator tripping due to increased reactive power outputs [
In recent years, a few papers have investigated the impact of temperature on cascading failure risks. In [
1) The initiation events are still generated by random sampling, which does not consider the important geographical correlations of the initiation events due to external weather conditions such as temperature disturbance.
2) Ambient temperature disturbance at various geographical locations in the system is not explicitly modeled, and the changes of consequent demand and dynamic line rating are not modeled, which are critical for understanding the initiation and propagation of cascading failures, especially due to the loss of voltage stability.
Therefore, to better understand the cascading failure, it is needed to develop a model that explicitly considers the ambient temperature disturbances and their impacts on cascading failure risks. The contributions of this paper are listed below.
1) We develop a cascading failure model that explicitly considers ambient temperature disturbances and the subsequent demand changes and dynamic line rating changes, considering the correlation between different events such as line outage, generator tripping, and undervoltage of load buses. Besides, the control strategies are modeled against failure propagation such as undervoltage load shedding and operator re-dispatch.
2) Based on the proposed cascading failure model, we provide an explanation about why the failure can still be initiated and propagated even when the power system is initially secure by considering the impact of ambient temperature disturbances and the correlation between different events.
3) We perform risk assessment for power systems based on the proposed model to investigate critical temperature change and critical area with temperature disturbance, which could lead to significantly increased risk of cascading failures, identify the most vulnerable buses for temperature disturbances, and evaluate the effectiveness of different control strategies on reducing the system risk.
The remainder of this paper is organized as follows. Section II discusses ambient temperature disturbance, models load and line rating changes due to temperature change, and evaluates the probabilities of transmission line and generator tripping. Control strategies including undervoltage load shedding and operator re-dispatch are modeled in Section III. Section IV determines the timing of different types of events, and Section V introduces the calculation of voltage stability margin. In Section VI, the proposed blackout model is summarized. Section VII tests and validates the proposed model on the RTS-96 3-area system. Finally, conclusions are drawn in Section VIII.
Assume there are buses in a power system, including a slack bus that is numbered as . The vector of ambient temperatures of all buses is . The vector of ambient temperatures of the load buses is denoted by . For a transmission line that connects bus and bus and crosses areas, its ambient temperature is assumed to be dependent on the temperatures of the areas.
An ambient temperature disturbance is applied to an area , where and are the upper and lower bounds for the latitude in area A, respectively; and and are the upper and lower bounds for the longitude in area A, respectively. In order to make sure that at least one load bus is inside the chosen area, we randomly select a load bus and an area around this bus. The chosen area is set to be , , , and , where and are the longitude and latitude of the selected load bus, respectively; and and determine how widespread the disturbance is and are defined as:
(1) |
(2) |
where is a constant and defines the size of area k; and are the maximum and minimum latitudes among all buses, respectively; and and are the maximum and minimum longitudes among all buses, respectively. As a disturbance, the ambient temperature of the load buses in the selected subsystem is changed by . Obviously, the ambient temperature of the transmission lines in the selected subsystem will also change by . For a line that crosses the boundary of the selected area and lies in areas, its length in area with ambient temperature of is , and its temperature is determined by:
(3) |
where is the distance between buses and , and bus is assumed to be inside the selected area while bus is not. As a simple case, for a line that only crosses two areas, its temperature is given as:
(4) |
where and are the lengths of the line in and out of the selected area, respectively. Then with a change for bus , the ambient temperature of the line will change by:
(5) |
To calculate the distance between two buses, we assume that the earth is a sphere with a radius of 6378 km. Let the central angle between two buses and be:
(6) |
where is the radius of the earth.
The haversine function of [
(7) |
(8) |
where and are the differences between the latitude and the longitude of buses and , respectively.
Finally, by applying the inverse haversine to the central angle , we can find the distance .
Note that a relatively large ambient temperature change could take a few hours during which some protections may operate. However, from the perspective of modeling, it may be too complicated if we consider the temporal behavior of the ambient temperature change and its impact on the risk of cascading failures. Therefore, we consider a simplified scenario in which the ambient temperature change happens immediately. And we focus more on what impact it will have on system operation and cascading failure risks.
In power systems, load forecasting is used for day-ahead generation purchase and reactive power management. However, due to uncertainties, the actual load may be different from the forecasted load. For example, several large operators in the Midwest, USA consistently under-forecasted the load levels between August 11 and 14, 2003 [
The real power of a load bus changes with its ambient temperature as:
(9) |
where is the ambient temperature where bus i is located; and is the nominal real power at bus i. Without the loss of generality, we assume , where the same function is used for all buses. According to [
In

Fig. 1 Relationship between normalized electricity demand and temperature for the Greek power system based on data between January 1, 1993 and December 31, 2003.
With high or low temperatures, there will be more air conditioning loads which consume more reactive power and have lower power factors than other types of loads [
Then, the reactive power of load bus with temperature can be obtained as:
(10) |
where is the real power of load bus i.
Assume the initial rating of a transmission line is determined for the initial temperature . When the scenario for the high temperature is investigated, . This is consistent with the fact that the approximate current carrying capacity is usually [
The dynamic line rating can depend on the ambient temperature [
(11) |
where and are the nominal voltage and per-unit voltage of line , respectively; and is the slope. Different conductors may have different . For example, the slope for the AMS570 conductor is approximately [
In order to consider the utility vegetation management and the corresponding risk for line tripping due to a slow process involving transmission line temperature evolution, sag increase, and tree contact [
(12) |
where is uniformly sampled in with . When , the dynamic line rating is only determined by the ambient temperature.
For a line , let . Note that is a function of the ambient temperatures of the load buses and will change when there is a load change at any load bus due to the ambient temperature change. By contrast, the dynamic line rating is only a function of the local ambient temperature of the line .
The line tripping probability can be written as a function of :
(13) |
In this paper, we propose the function shown in
(14) |

Fig. 2 Line tripping probability as a function of .
where , , , and . When , although there is no slow process involved, a line may still be tripped by a small probability, by which we can consider the factors could lead to line tripping even if the dynamic line rating is not reached. For example, even if is far below , the line may be tripped by the protection due to lighting strikes, then the line tripping probability is not equal to zero, but is equal to a constant low value to describe the tripping probability of a line exposed to a hidden failure. Once , it becomes possible for the line to be tripped such as due to tree contact or overheating and the tripping probability. Then the line quickly grows to a much higher value at . Then when is between and , the line tripping probability increases exponentially with the parameters and . Finally, it reaches to a high probability when is greater than . In this paper, we set to be 1.
The active power change due to the ambient temperature change is , where is the set of load buses within the selected area. This change will be supplied by all generators in proportion to their active power reserve. Specifically, for , where is the set of generator buses, we can obtain:
(15) |
When reactive load increases, the generators nearby will have to provide more reactive power. For example, in 2003 U.S.-Canadian blackout, Eastlake unit 5 in FirstEnergy’s Northern Ohio service area was generating high reactive power, because there were significant reactive power supply problems in the states of Indiana and Ohio, USA. Due to high reactive output and overexcitation, this unit was tripped [
Automatic voltage regulator is assumed to be equipped for each generator to hold the terminal voltages. Normally, there is no automatic control action limiting the reactive power output of generators [
(16) |
(17) |
where , , , , , , , and . If the reactive power of any generator lies in , it fails only by a very small probability in order to model any accidental failure. When falls out of , the generator tripping probability quickly grows to a much higher value at or . Then, from to or from to , the tripping probability increases exponentially with parameters , and , , respectively. Finally, when or , it reaches a high probability for the most abnormal cases.

Fig. 3 Generator tripping probability as a function of .
When the voltage of a load bus is below a threshold for more than s, a portion of the real power load will be shed [
(18) |
where is the load shedding constant; and . In this paper, the parameters are chosen as p.u., MW per unit, and s. In order to preserve the power factor, the reactive power to be shed is calculated as [
(19) |
Note that the operator only has the initial branch flow capacity . If the branch flow is greater than the dynamic rating but smaller than , the operator will not perform any re-dispatch. Only when the line flow is higher than will the operator be able to perform a shift-factor based re-dispatch, which well reflects the actual operator’s behavior.
Assume line l: is overloaded, i.e., . We select generators with positive shift factors and generators with negative shift factors. For the generators with positive shift factors, without the loss of generality, we assume:
(20) |
To reduce the line overloading the most effectively, the generators with positive shift factors should be dispatched, i.e., decreasing their outputs, in the order of . Specifically, for generator , , its real power output is re-dispatched as:
(21) |
If the generators with positive shift factors cannot eliminate the overloading, the generators with negative shift factors will be re-dispatched. Without the loss of generality, we assume:
(22) |
These generators are dispatched, i.e., increasing their outputs, in the order of by a similar approach to that for the generators with positive shift factors.
If there are multiple overloaded branches, the above re-dispatch will be applied to each of them according to . The larger of a branch is, the earlier the overloading of this branch will be dealt with by the re-dispatch of generators. If necessary, multiple rounds of the re-dispatch will be executed until the overloading of all branches is eliminated or the number of rounds reaches a limit.
Define a set of events for iteration as , where is the number of potential events that could happen in iteration . The events could be with low voltage of a load bus, tripping of a line whose could be smaller or greater than its dynamic rating , and tripping of a generator whose reactive power output is within or exceed its lower and upper limits. Each type of events will fail after a specific amount of time which will be decided as follows.
As mentioned in Section III-A, when the voltage of a load bus is below a pre-defined threshold for more than s, we shed and of the load at bus . The re-dispatch in Section III-B is assumed to be be finished in 1 min. If a line whose is smaller than its dynamic line rating is tripped, there is no slow process involved and the line is disconnected by the protective relay after a very short time, which may include the operation time of the relay and breaker. We set this time to be s [
When , the line may be tripped for different reasons such as tree contact caused by a slow process [
(23) |
where the limit is chosen so that a branch will trip after 20 s, which is 50% above the branch flow limit; and is the accumulated overload in iteration between and for line .
According to [
(24) |
where is the accumulated overload in iteration between and , for generator g; and is the chosen threshold so that a generator will trip after 30 min of being 20% above/below the upper/lower reactive power limit and .
Let be the minimum time of all events in iteration , and it can be calculated as:
(25) |
where is the time for event ; and the time corresponding to the next event is .
at iteration can be obtained by [
(26) |
at iteration can be calculated as when and when .
Voltage instability has been responsible for several major blackouts such as New York Power Pool disturbance on September 22, 1970 and Western Systems Coordination Council (WSCC) transmission system disturbance on July 2, 1996.
A system enters a state of voltage instability when a disturbance such as a load increase or change in system conditions causes a progressive and uncontrollable voltage decline. In blackouts, the load increases due to temperature disturbance and the reactive power supply decreases due to the increased tripping probabilities of the lines and generators that are geographically close to the load increase area. More importantly, the load increase and the increase of line tripping probability are correlated and both are related to the temperature disturbance, which may greatly increase the risk of failures.
After each change in the operation condition, we calculate the voltage stability margin based on the QV index proposed in [
(27) |
Let , we can obtain:
(28) |
Substituting (28) into the in (27), we can obtain:
(29) |
Let , a voltage stability index (VSI) for the whole system can be defined as:
(30) |
where is the number of buses; is the determinant of ; and . VSI can be used to indicate how close the system is to voltage instability. The bigger VSI is, the more stable the system is. When VSI approaches zero, the system will lose voltage stability [

Fig. 4 Flowchart of cascading failure model.
1) Although load forecasting is used for day-ahead generation purchase and reactive power management, due to the uncertainties such as unexpected temperature disturbances, the actual load may be different from the forecasted load, hence system operation conditions are changed.
2) Under different weather conditions, the actual line rating could change significantly due to a number of processes such as the overheating of a transmission line or the sagging of the line to vegetation. An secure system with initial line ratings may not still be secure with the reduced dynamic line ratings due to temperature increase.
3) The initiating events have important geographical correlations due to external weather conditions such as temperature disturbance. Increased line flow will occur owing to temperature increase with load increase and line rating decrease at the same time, greatly increasing the line tripping probability inside or on the boundary of an area with temperature disturbances. Generators inside the area with temperature disturbance also have the increasing possibility of being disconnected due to load increase as well as the reduction of reactive supply from the outside system after tie line disconnection. The proposed cascading failure model considers the correlations between different events such as line outage, generator tripping, and undervoltage of load buses, which may lead to extensive outage propagation even if the system is initially secure without any temperature disturbance.
The proposed model is implemented in MATLAB for the RTS-96 3-area system [
We set for all buses [
Buses 207 and 208 are selected as the internal buses and their initial temperatures are set to be . For a temperature disturbance, we increase the temperature of the selected area to . As in
If dynamic line rating is not considered, for all lines are less than , and the line tripping probability is as low as . And the generator tripping probability is equal to . However, it is totally different if the dynamic line rating is considered.
When operator re-dispatch is not modeled, the event sequence simulated from the proposed model is shown in

Fig. 5 A typical blackout in RTS-96 system simulated by proposed model without operator re-dispatch.

Fig. 6 Events in typical case without operator re-dispatch.
For generator outages, the involved generator buses are shown. Since one generator bus has several generators connected to it, it may appear more than once (such as generator bus 201).
The total load during the blackout is shown in

Fig. 7 Total load, VSI, and voltage at vulnerable buses in typical case without operator re-dispatch. (a) Total load. (b) VSI. (c) Voltage at vulnerable buses.
In this case, buses 304, 305, 306, 309, 310, and 314 are chosen as the internal buses and their initial temperatures are . The temperature of the selected area increases to to simulate a temperature disturbance. As shown in

Fig. 8 A typical blackout in RTS-96 system simulated by proposed model with operator re-dispatch.

Fig. 9 Illustration of operator re-dispatch, line outages, generator outages, and undervoltage buses during blackout.
The total load during the blackout is shown in

Fig. 10 Total load, VSI, and voltage at vulnerable buses with operator re-dispatch. (a) Total load. (b) VSI. (c) Voltage at vulnerable buses.
Since many random factors could affect the simulation of cascading failures, we set , and run the model for different times in order to decide a number for which the variance of the simulation results is small enough.

Fig. 11 Average values and standard deviations of number of outages for different number of simulations. (a) Average value. (b) Standard deviation.
We set and run the proposed model for 10000 times with randomly selected areas, in which the ambient temperature increases from or decreases from by .

Fig. 12 Average number of outages with different temperature disturbances. (a) Increasing temperature. (b) Decreasing temperature.

Fig. 13 Distribution of load shed with different temperature increase disturbances.
We also analyze the impact of the size of the selected area when the temperature increases with , and a random area is selected with a different value of . The results in

Fig. 14 Average number of outages in different areas.

Fig. 15 Critical temperature versus critical area size.
The vulnerability of the buses and locations is dependent on the temperature disturbance and the size of the selected area. Therefore, to effectively identify the most vulnerable locations, we run the model times for all combinations of and around every load bus. Also,we can identify the vulnerable buses in very diverse failure scenarios.

Fig. 16 Identification of vulnerable buses. (a) Average number of outages for load buses. (b) Ratio between load shed and total load for load buses.
In Section VII-B, if the operator re-dispatch is modeled by considering the initial line rating, at 8972 s, the operator re-dispatch is performed since the power flow of some branches exceeds their initial capacities and the potential outage of branch 209-211 would take 104.4 s which is longer than 60 s, i.e., the time required for operator re-dispatch. After the operator re-dispatch, the cascading failure stops.
Besides, we set , , and run simulations for 10000 times with or without the operator re-dispatch.

Fig. 17 Distribution of number of line and generator outages with or without re-dispatch. (a) Line outage. (b) Generator outage.
In this paper, a blackout model is proposed, considering the changes of load and dynamic line rating due to ambient temperature disturbance. We apply the proposed model to the RTS-96 3-area system and find that temperature disturbance can lead to correlated load change and line tripping, which will together contribute to voltage collapse. Based on the proposed model, we identify critical temperature change, critical area with temperature disturbance, and most vulnerable buses, and compare the effectiveness of different control strategies.
In this paper, the major mechanisms that could lead to the initiation and propagation of cascading failures are the load increase and line rating decrease caused by ambient temperature disturbances, the coupling between different events such as line outages, generator outages, undervoltage of load buses, and the consequent voltage collapse. As the penetration of renewable generation is quickly increasing, the future power system will be even more impacted by external factors such as weather conditions. This is because compared with traditional fossil fuel based generation, the renewable generation, which is mostly power-electronic-interfaced, depends more on weather conditions, and is more sensitive to the system disturbances such as voltage disturbances caused by transmission outages due to lightning or wildfire [
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