Abstract
In view of the fact that the wavelet packet transform (WPT) can only weakly detect the occurrence of fault, this paper applies a fault diagnosis algorithm including wavelet packet transform and principal component analysis (PCA) to the inverter-side fault diagnosis of multi-terminal hybrid high-voltage direct current (HVDC) network, which can significantly improve the speed and accuracy of fault diagnosis. Firstly, current amplitude and current slope are used to sample the data, and the WPT is used to extract the energy spectrum of the signal. Secondly, an energy matrix is constructed, and the PCA method is used to calculate whether the squared prediction error (SPE) statistics of various signals that can reflect the degree of deviation of the measured value from the principal component model at a certain time exceed the limit to judge the occurrence of the fault. Further, its maximum value is compared to determine the fault types. Finally, based on a large number of MATLAB/Simulink simulation results, it is shown that the PCA method using the current slope as the sampled data can detect the occurrence of a ground fault with small transition resistance within 2 ms, and identify the fault types within 10 ms, without being affected by the sampling frequency.
LINE commutated converter based high-voltage direct current (LCC-HVDC) transmission [
Fault diagnosis technology has always been one of the research hotspots of hybrid HVDC transmission, and some researchers have conducted in-depth research on it in HVDC transmission networks. Reference [
Based on the shortcomings of the above-mentioned AC-side fault diagnosis algorithm, this paper proposes a fault diagnosis algorithm including wavelet packet transform (WPT) [
The remaining sections of this paper are arranged as follows. In Section II, a multi-terminal hybrid LCC-VSC-HVDC network and its AC-side fault characteristics analysis are introduced. Section III introduces the principles of WPT and PCA in detail, and combines the two algorithms to put forward the flow of the fault diagnosis algorithm in this paper. In Section IV, a multi-terminal hybrid LCC-VSC-HVDC network is built in MATLAB/Simulink software, and a large number of simulation experiments are carried out to verify the practicability of the fault diagnosis algorithm proposed in this paper. Finally, Section V concludes this paper.
As mentioned in the previous section, this section mainly has three parts, including topology introduction, analysis of fault current on the inverter side, and analysis of AC transient voltage on the rectifier side.
A typical back-to-back HVDC system connecting with three AC system is studied in this subsection.

Fig. 1 Three-port transmission network based on LCC-VSC-HVDC.
The structure of inverter station VSC1 and VSC2 in

Fig. 2 Equivalent circuit on inverter side.
Assuming that the fault resistance is Rf, the equivalent ectromotive force and equivalent impedance Zeq in the topology shown in
(1) |
Assuming that a three-phase short-circuit fault occurs at k, the equivalent circuit shown in
(2) |

Fig. 3 Equivalent circuit under fault condition. (a) Three-phase short-circuit fault. (b) Single-phase-to-ground fault. (c) Two-phase-to-ground fault.
In the same way, the equivalent circuits of the single-phase-to-ground fault and the two-phase-to-ground fault shown in Fig.
(3) |
where Zeq(1), Zeq(2), and Zeq(0) are positive-, negative-, and zero-equivalent impedances, respectively.
The positive-, negative-, and zero-sequence currents of a two-phase-to-ground fault are:
(4) |
Therefore, the fault phase current are:
(5) |
(6) |
In summary, (2), (3), and (5) can be used to analyze the fault current when different types of faults occur on the inverter side. For stationary components, there is . Take single-phase-to-ground and three-phase-to-ground faults as examples to analyze the fault current characteristics.

Fig. 4 Relationship between single-phase fault current and positive- and zero-sequence impedances. (a) Front view. (b) Left-side view. (c) Right-side view.
As can be observed in
Through the above analysis, it can be known that the inverter-side current rises after a fault on the inverter side, which in turn causes the DC side current to increase rapidly. Under this situation, the rectifier side will rapidly increase the firing angle to suppress the increase of DC current, which will cause the reactive power consumed by the rectifier station to rise rapidly. Under the adjustment of the controller, the DC current will rapidly decrease to the limit value, and the reactive power consumed by the sending-end converter station will also decrease. However, a large number of AC filters are still in normal operation, resulting in a large amount of reactive power being sent to the sending-end power grid, which further causes the transient over-voltage of the power grid at the sending-end [
To facilitate the analysis, the simplified DC equivalent circuit of the sending-end shown in

Fig. 5 Equivalent circuit on rectifier side.
The AC bus voltage at steady state is:
(7) |
If the loss of system impedance is not considered, can be considered. Therefore, based on (7), we can get:
(8) |
The HVDC transmission systems usually use AC filters as reactive power compensation devices, and its compensation capacity is mainly related to bus voltage, i.e., when the voltage rises, the reactive power compensation capacity of the AC filter will also increase. Under this situation, the reactive power delivered by the DC system to the AC system can be expressed as [
(9) |
where is the transient voltage of the AC bus; and Qmin is the minimum reactive power consumed by the rectifier station.
Meanwhile, the transient voltage of the AC bus satisfies the following relationship:
(10) |
where is the longitudinal component of the voltage drop; and is the transverse component of the voltage drop.
(11) |
In the transient process, the converter station and the AC system only have a small amount of active power transmission. To simplify the calculation, the influence of the transverse component of the voltage drop can be ignored, and the equation is solved:
(12) |

Fig. 6 Relationship among transient voltage of sending-end AC system, Qc, and Qmin.
The analysis in Section II shows that the current of the receiving-end AC system and the bus voltage of the sending-end AC system will increase when the inverter-side system fails, which will have an important impact on the entire power transmission system. Therefore, there is an urgent need for fast and effective fault detection algorithms to improve the fault handling speed of the HVDC system. Based on this, this section will apply the WPT and PCA methods to detect the fault.
Although WT [
(13) |
Then the orthogonal decomposition Vd=Vd+1⊕Wd+1 can be unified with the decomposition of U
(14) |
Define the subspace U
(15) |
where h(k) and g(k) are the orthogonal mirror filter banks associated with the scaling function U
(16) |
The main purpose of applying WPT to a certain signal is to extract feature information through wavelet packet decomposition and reconstruction. The decomposition and reconstruction algorithm of wavelet packet is as follows.
Assuming , g
(17) |
The wavelet packet decomposition is to use {q
(18) |
On the contrary, the wavelet packet reconstruction algorithm uses and to solve :
(19) |
When decomposing the dyadic orthogonal wavelet, the length of the high- and low-frequency signals obtained by each decomposition is half the length of the signal before decomposition, and the sum of the length of the high- and low-frequency signals is equal to that of the signal before decomposition. WPT is similar to this, except that the same decomposition is performed on the high-frequency components. For discrete digital signal xn, , a total of
In the AC-side fault detection of the hybrid HVDC network, the detection signal is first subjected to wavelet packet decomposition, and
1) The signal is subjected to three-layer wavelet packet decomposition to obtain a characteristic signal composed of decomposition coefficients containing eight frequency band components from low frequency to high frequency.
2) Reconstruct the decomposition coefficients obtained above, and extract the signal S
3) Calculate the energy value of each sub-band signal, and its expression is as follows:
(20) |
where () is the amplitude of the discrete point of the reconstructed signal .
4) Use energy as an element to construct a feature vector, as shown below.
(21) |
The WPT is used to extract the energy spectrum value of the health signal and the fault signal, which can be used to detect the occurrence of a fault. However, for similar faults, taking single-phase-to-ground fault or two-phase-to-ground fault as an example, the wavelet energy spectrum partially overlaps, which may lead to some mistakes for this method when distinguishing fault types. Based on this, this paper introduces the PCA method into the fault detection based on the WPT, which can amplify the fault signals with weak gaps and facilitate the identification of different types of faults.
As a multivariate statistical method, PCA [
Sampling a column vector x consisting of m variables for n times, make the sample vector obtained from each sampling as xi (), and take . The covariance matrix is:
(22) |
The PCA model decomposes X as:
(23) |
where (, ) is the score matrix, each column of which is the principal element formed by the projection of the process variable on the main hyperplane variable; and is the load matrix.
The following steps of the PCA method are used to detect faults.
1) Take the standardized health signal as the training set and the fault signal as the test set, and the test set is used to subtract the mean value of the training set and to divide the variance of the training set:
(24) |
where xij is the test set sample; yij is the training set sample; is the mean value of the training set; and Sij is the variance of the training set ().
2) Calculate the correlation coefficient matrix R between the data variables obtained in the above steps:
(25) |
where rij is the correlation coefficient between the variables Xi and Xj, and .
(26) |
3) Solve the eigenvalues of the matrix R and arrange them in ascending order, denoted as , and their corresponding eigenvectors are .
4) Calculate the principal elements:
(27) |
where ti is the projection of the data matrix X in the direction of the corresponding eigenvector pi. Among them, the longer the projection length, the greater its range of variation.
5) Use the following equation to calculate the cumulative contribution rate of each principal component:
(28) |
Usually the value range of is 85%-95%.
PCA, as a statistical analysis method, often uses multivariate statistical hypothesis testing to monitor abnormal processes, of which the commonly used are the SPE and Hotelling T2 statistics.
The SPE statistic is also called the Q statistic, which characterizes the deviation degree of the measured value from the principal component model. The definition of SPE statistics is:
(29) |
where x is the
(30) |
(31) |
where is the eigenvalue in the covariance matrix; and is the limit value when the normal distribution is satisfied and the confidence level is .
The T2 statistic represents the fluctuation of the principal component vector within the principal component model, and is defined as:
(32) |
where is the diagonal matrix formed by the eigenvalues corresponding to the first k principal elements. The calculation formula for the control limit of T2 statistics is expressed as:
(33) |
where is the critical point of F distribution when the test level is and the degrees of freedom are l and .
The use of T2 and SPE statistics for fault detection will produce four detection results.
1) T2 and SPE both exceed the control limit.
2) T2 exceeds the control limit, while SPE does not.
3) SPE exceeds the control limit, while T2 does not.
4) Neither T2 nor SPE exceeds the control limit.
When the detection result is the case 4, it means that there is no fault in the system. When changes in the system cause correlation damage to some variables, the value of SPE will change significantly, corresponding to the test results of (1) and (3). When a certain change occurs in the system with little effect on the correlation between variables, the value of T2 will have a large change, and the value of SPE will be within the normal range, corresponding to the test result of (2). Therefore, when a fault occurs in the system, the first three detection results are likely to appear, which means that as long as one of the three detection results occurs, it can be determined that there is a fault in the system.
In summary, the flow chart of the fault diagnosis algorithm are shown in Algorithm 1. It mainly includes the following two major steps: the first step is to use WPT to obtain the energy spectrum value of the signal, and the second step is to use the PCA method to calculate the SPE and T2 statistics of the energy spectrum value. Furthermore, from
To verify the effectiveness of the fault diagnosis algorithm proposed in this paper, a three-port 300 kV LCC-VSC-HVDC transmission network shown in
The following subsections will present the research conducted from four aspects: fault diagnosis based on current amplitude, fault diagnosis based on current slope, the influence of different sampling frequency and different ground resistances on diagnosis method, and comparison with other methods.
In the simulation, the active power from LCC1-side is given as 600 MW and the power of the inverter stations VSC1 and VSC2 are both set to be 300 MW. Furthermore, the DC voltage is set to be 300 kV (1 p.u.), and then the DC current of the rectifier stations LCC1 is 2 kA, and the DC currents of the inverter stations VSC1 and VSC2 are both 1 kA. Meanwhile, the inverter stations VSC1 and VSC2 are symmetrical, so this paper takes VSC1 station as the object to study the fault diagnosis algorithm. For the purpose of detecting AC faults quickly and accurately, this paper uses the d-axis component of the AC current (Id1) output by the inverter station VSC1 as the sampling data.
We select 4000 sets of current data (Id1) in two cycles (0.04 s) at the moment of the fault occurrence (0.5 s) as the samples detected by the algorithm (sampling frequency is 100 kHz). By decomposing and reconstructing the sampled signal by dB3 layer wavelet packet, we can obtain the reconstruction coefficients in eight frequency intervals of 0-12.5 kHz, 12.5-25 kHz, 25-37.5 kHz, 37.5-50 kHz, 50-62.5 kHz, 62.5-75 kHz, 75-87.5 kHz, and 87.5-100 kHz.

Fig. 7 Reconstruction coefficient of dB3 layer decomposition of current signal. (a) Healthy. (b) A_g. (c) B_g. (d) C_g. (e) AB_g. (f) BC_g. (g) AC_g. (h) ABC_g.

Fig. 8 Energy spectrum based on current amplitude. (a) Healthy. (b) A_g. (c) B_g. (d) C_g. (e) AB_g. (f) BC_g. (g) AC_g. (h) ABC_g.
From
Therefore, this paper constructs the energy matrix shown in (34) and uses it as the input of the PCA method, and further uses whether T2 and SPE statistics in this method exceed the limit to judge the occurrence of fault.
(34) |

Fig. 9 T2 and SPE statistics based on current amplitude. (a) T2. (b) SPE.
In
As can be observed, the curve of T2 statistic is basically below the red line in the selected period, which indicates that the fault cannot be detected by using T2 statistic as the fault criterion. Therefore, SPE statistic is selected as the criterion of fault diagnosis. However, when the current amplitude is used as the sampling data in
To compensate for inaccurate fault detection caused by the use of current amplitude as sampling data, we further use the current slope as sampling data to verify the fault diagnosis algorithm proposed in this paper.

Fig. 10 Energy spectrum based on current slope. (a) Healthy. (b) A_g. (c) B_g. (d) C_g. (e) AB_g. (f) BC_g. (g) AC_g. (h) ABC_g.

Fig. 11 T2 and SPE statistics based on current slope. (a) T2. (b) SPE.
To summarize, the fault diagnosis process is shown in

Fig. 12 Flow chart of fault diagnosis.

Fig. 13 SPE statistics based on current slope under different sampling frequencies. (a) Waveform of the maximum SPE statistics when kHz. (b) Waveform of SPE statistics at detected fault occurrence time when kHz. (c) Waveform of the maximum SPE statistics when kHz. (d) Waveform of SPE statistics at detected fault occurrence time when kHz. (e) Waveform of the maximum SPE statistics when kHz. (f) Waveform of SPE statistics at detected fault occurrence time when kHz. (g) Waveform of the maximum SPE statistics when kHz. (h) Waveform of SPE statistics at detected fault occurrence time when kHz.

Fig. 14 SPE statistics based on current slope under different ground resistances. (a) Waveform of the maximum SPE statistics when . (b) Waveform of SPE statistics at detected fault occurrence time when . (c) Waveform of the maximum SPE statistics when . (d) Waveform of SPE statistics at detected fault occurrence time when . (e) Waveform of the maximum SPE statistics when . (f) Waveform of SPE statistics at detected fault occurrence time when . (g) Waveform of the maximum SPE statistics when . (h) Waveform of SPE statistics at detected fault occurrence time when . (i) . (j) . (k) .
ⅤI. CONCLUSION
Taking as an example, the waveform curve in
Based on the above analysis, the method proposed in this paper can detect and distinguish a ground fault with small transition resistance ( ) within 2 ms and 10 ms, respectively. For high resistance faults, the method proposed in this paper has certain drawbacks.
In summary,
To further highlight the advantages of the proposed method in this aspect of fault classification,
In view of the defect that the fault diagnosis algorithm based on WPT can only weakly distinguish healthy operation and fault status, this paper uses current slope as sampling data, and combines WPT and PCA method to propose a fast and accurate fault diagnosis algorithm to improve the fault detection ability of HVDC system. This paper lays a foundation for the subsequent research on the coordinated fault ride-through control strategy of multi-terminal hybrid HVDC network. The following conclusions can be drwan from the simulation.
1) The proposed method can detect the ground fault with small transition resistance ( ) within 2 ms, and it is not affected by the sampling frequency.
2) The method proposed in this paper can judge the fault type within 10 ms by using the threshold value in
3) Compared with the other method, the advantage of the method proposed in this paper is that the threshold criterion has certain rules and is more obvious.
Appendix
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