Abstract
With the increasing share of wind power, it is expected that wind turbines would provide frequency regulation ancillary service. However, the complex wake effect intensifies the difficulty in controlling wind turbines and evaluating the frequency regulation potential from the wind farm. We propose a novel frequency control scheme for doubly-fed induction generator (DFIG)-based wind turbines, in which the wake effect is considered. The proposed control scheme is developed by incorporating the virtual inertia control and primary frequency control in a holistic way. To facilitate frequency regulation in time-varying operation status, the control gains are adaptively adjusted according to wind turbine operation status in the proposed controller. Besides, different kinds of power reserve control approaches are explicitly investigated. Finally, extensive case studies are conducted and simulation results verify that the frequency behavior is significantly improved via the proposed control scheme.
IN recent years, variable speed wind turbines (WTs), i.e., the doubly-fed induction generator (DFIG)-based WTs, the permanent-magnet synchronous generator (PMSG)-based WTs, are widely utilized due to their merits of high-energy conversion efficiency [
To ensure power system stability, the basic requirement is to maintain the instantaneous balance between the generation and demand. Once the imbalance occurs, the subsequent frequency behavior will be immediately subject to the overall system inertia, and then can be remedied by frequency-responsive units [
Considering WF level, individual WTs that are collectively committed to frequency regulation should not neglect the naturally existing wake effect. Conventionally, the aggregated WT model is widely adopted in existing works, where aerodynamic interactions among WTs are not considered. Obviously, such simplification cannot evaluate the frequency regulation capability of a WF accurately. By far, researches on frequency responsive control of WTs with detailed wake model is still at its infant stage. The impact of wake effect on the WF inertial capacity is quantified in [
To instantly provide adequate frequency regulation support from multiple WTs, we propose an adaptive frequency responsive control scheme, where the wake interactions are fully considered. The main contributions of this paper are as follows.
1) The proposed control scheme incorporates the virtual inertia control and primary frequency control in a holistic way, so that the RoCoF and the frequency deviation can be effectively mitigated.
2) The control gains in the designed controller are adaptively adjusted, which guarantees that the frequency control performance for WTs with different operation status can be matched with their frequency regulation capabilities.
3) To investigate the impacts of wake interactions on the frequency regulation contribution and total power production from WF, different approaches of power reserve control are explicitly investigated.
The remainder of this paper is organized as follows. The WT model and wake model are introduced in Section II. The proposed control framework for WTs participating in frequency regulation is presented in Section III. The simulation results and the relevant discussions are given in Section IV. Finally, Section V concludes this paper and presents the further work.
The system configuration of DFIG-based WT is depicted in

Fig. 1 Schematic diagram of DFIG-based WT.
The mechanical power extracted from wind is defined as:
(1) |
Cp indicates a nonlinear relationship between the tip speed ratio and pitch angle. According to [
(2) |
(3) |
(4) |
The pitch angle maintains at zero degree in case that wind speed is lower than the rated value. Cp is only correlated with . According to (1)-(4), there exists an optimal rotor speed that yields the maximal power coefficient for a given wind speed. To ensure the maximum power capture, the active power reference of WT for a measured rotor speed can be calculated as:
(5) |
Once the wind speed is larger than the rated value, the pitch angle control would be activated to maintain the power output of the WT at the nominal value.
Considering the fast response of the converter, the flux dynamics are neglected and the generator is modelled as a controlled current source. Specifically, the decoupled active current and the excitation current determine the active and reactive power injected to the power grid, respectively. The RSCs and GSCs are self-commutated converters. RSC operates in a stator-flux dq-reference frame, in which the rotor current is decomposed into an active power (q-axis) component and a reactive power (d-axis) component. A cascaded control structure is utilized. The fast inner loop controls the reactive and active components of the rotor current and the slower outer loop regulates the reactive and active power to determine current set-points. GSC operates in an AC-voltage dq-reference system. Similarly, a cascaded control structure is designed, and the inner loop is the same with that of the rotor side control. The outer loop controls the DC-link voltage to determine the q-axis current set-point.
WTs extract the energy from the wind, and the wind leaving the turbine has a lower energy compared with the case when it reaches in front of the turbine, which is known as wake effect. The total power production of WF is influenced by the aggregated wake effect. To estimate the reduction of wind power generation, several wake effect models have been proposed since 1980s [
(6) |

Fig. 2 Jensen’s wake effect model.
Note that wind speed reaching the
(7) |
(8) |
The thrust coefficient also indicates a nonlinear relationship between tip speed ratio and pitch angle, and it can be obtained through look-up table or curve fitting, as given in
(9) |

Fig. 3 Thrust coefficient.
In the proposed control scheme, the virtual inertia control and primary frequency control are essentially integrated, as shown in

Fig. 4 Proposed coordinated frequency control scheme.
System inertia provides sufficient time for synchronous generators (SGs) to re-establish power balance, which reflects the capability of power system to restrain RoCoF. For SGs, their rotor speed is locked to the system frequency apart from transient conditions when the load angle is varying. Once the supply-demand imbalance occurs, the mechanical inertia of SGs can be intrinsically utilized to mitigate frequency fluctuation. This dynamic process can be expressed as:
(10) |
As the mechanical rotor speed of DFIG-based WT is decoupled from system frequency, it has no intrinsic inertia from the system aspect. However, with the introduction of an appropriate additional control loop, WT can also contribute inertial response.
For an individual DFIG-based WT, KE stored in its rotational rotor can be expressed as:
(11) |
The electric power in the form of KE charging/discharging variation can be calculated by taking the derivative of (11), which yields:
(12) |
The inertia constant of WT is defined as:
(13) |
Based on the definition of inertia constant, (12) can be rewritten as (14) in per-unit form:
(14) |
Analogous to SG, we define Hvir as the virtual inertia coefficient of WT, and (14) can further be rewritten as:
(15) |
Integrating (15) over time t0 to t1, we can obtain:
(16) |
(17) |
Rearranging (17), the virtual inertia coefficient can be defined as:
(18) |
In particular, , and .
Substituting Hvir with H, can be rewritten as:
(19) |
Normally, >> and >> , which leads to:
(20) |
As mentioned above, SG rotor speed is locked to system frequency. Hence, (20) can be rewritten as:
(21) |
KE stored in the rotating mass of WTs can be utilized to smooth against frequency fluctuation. It can be observed from (21) that the virtual inertial response depends on the rotor speed at the beginning of the inertial response and the virtual inertia coefficient Kin. In order to obtain the inertial support transformed from KE variation, the controller needs to “remember” , which can be achieved by using a simple sample and hold module. In general, once the power imbalance disturbance occurs, the larger Kin is, the larger inertial support can be provided. However, there are practical limits on virtual inertia coefficient, and the potential risk of instability would bring along if such limits are overcome. For example, the excessive rotor speed deceleration may lead to the shut-down of WTs. To adequately utilize KE to contribute inertial response while maintain the stability of WT in varying wind speed environment, Kin is designed to be adaptively adjusted according to the available rotor speed variation range:
(22) |

Fig. 5 Block diagram of virtual inertia control.
The regular operation mode for WTs is based on the widely-used MPPT strategy, where the blade pitch angle maintains at zero degree and the active power reference is generated via the MPPT curve for a given measured rotor speed, as shown in
The primary reserve can be effectually obtained by shifting the maximum power point (MPP) towards another point with a lower power coefficient. With a certain wind speed, for individual WTs, the deloading point can be located at point B (as shown in

Fig. 6 Different deloading approaches for WTs.
The power extracted from wind in the deloading mode, i.e., , can be expressed as:
(23) |
For the zero-pitch-angle-based deloading control, the deloading principle is to accelerate rotor speed while maintaining the blade pitch angle at zero degree. The mechanical power output can be expressed as:
(24) |
Based on (24), once is determined, the corresponding can be determined. Correspondingly, a new rotor speed versus active power reference curve can be obtained. The previous MPPT curve has to be bypassed by the new deloading curve. It should be noted that rotor speed control is subject to the physical constraint. Once the rotor speed reaches to its upper limit, i.e., , the pitch angle control would be activated.
For the non-zero-pitch-angle-based deloading control, like point C in
(25) |
Similarly, once the deloading requirement is determined, the corresponding pitch angle and rotor speed can be determined. As a result, a new rotor speed versus active power reference curve can be obtained. To implement non-zero-pitch-angle-based deloading control, the offset pitch angle should be added to pitch angle controller besides the replacement of original MPPT curve.
For individual WTs, utilizing the zero-pitch-angle-based deloading control can enhance the storage capacity of KE. However, considering the internal wake interactions in a WF, utilizing the zero-pitch-angle-based deloading control for all WTs may no longer be the optimal solution. As shown in
The deloading level is predefined in accordance with a coefficient d1 in normal operation. With the primary power reserve, the output power of WT can be regulated upward or downward to counterbalance the frequency variation. In response to under-frequency events, the active power support provided by WTs is bounded by the primary power reserve d1Pmpp. In contrast, when the over-frequency disturbances occur, the active power support provided by WT is bounded by the allowable deloading level d2.
Analogous to SGs, a droop control for WT is tailored as:
(26) |
According to (26), a large droop gain setting brings about significant primary frequency regulation and vice versa. As reported in [
(27) |
For a given wind speed, the maximum mechanical power output of WT can be calculated according to (5). And then the primary reserve can be determined as:
(28) |
Rewriting (27) and (28), the droop coefficient can be dynamically adjusted as:
(29) |

Fig. 7 Block diagram of primary frequency control.
A test system comprising two SGs, two constant power loads, and a DFIG-WT based WF is developed in DIgSILENT/PowerFactory, which is shown in

Fig. 8 Configuration of test system.
The deloading level of each WT is set to be 10% in the normal operation, and the maximum allowable deloading level of each WT is set to be 30% when over-frequency event occurs to test the proposed control strategy. As illustrated in Section III, applying different primary reserve approaches would influence the total storage capacity of KE and wind power generation. To assess the impacts of high complex wake interactions on overall frequency regulation and power production from WF, four deloading schemes are developed.
1) The zero-pitch-angle-based deloading control is applied to all WTs.
2) The first-row WTs employ the non-zero-pitch-angle-based deloading control. Meanwhile, the rest WTs utilize zero-pitch-angle-based deloading control.
3) The first-row and the second-row WTs employ the non-zero-pitch-angle-based deloading control while the rest ones adopt the zero-pitch-angle-based deloading control.
4) The first-row, second-row and third-row WTs employ the non-zero-pitch-angle-based deloading control and the last-row WTs adopt zero-pitch-angle-based deloading control.
To generate an under-frequency event, a sudden load increase is introduced to the testing system by switching L2 on at . The concerned free wind speed is . The simulation results with MPPT control, the proposed control with different deloading schemes, and the scenario without considering wake effect are compared in

Fig. 9 Simulation results during under-frequency event. (a) System frequency. (b) Output power of WF.
To generate an over-frequency event, a sudden load increase is introduced in the test system by switching L2 off at .

Fig. 10 Simulation results during over-frequency event. (a) System frequency. (b) Output power of WF. (c) Rotor speed of DFIG for the first-row and second-row WTs. (d) Rotor speed of DFIG for the third-row and fourth-row WTs. (e) Pitch angle of DFIG for the first-row and second-row WTs. (f) Pitch angle of DFIG for the third-row and fourth-row WTs.
A set of fluctuated wind speed data for 320 s is captured to verify the proposed control. As shown in

Fig. 11 Simulation results under time-varying wind speed condition. (a) System frequency. (b) System frequency without wake effect. (c) Output power of WF. (d) Output power of WF without wake effect. (e) Rotor speed of DFIG for the first-row and second-row WTs. (f) Rotor speed of DFIG for the third-row and fourth-row WTs. (g) Pitch angle of DFIG for the first-row and second-row WTs. (h) Pitch angle of DFIG for the third-row and fourth-row WTs.
To make a quantitative comparison, the standard deviation of system frequency throughout 320 s is calculated with the sampling time of 1 s. It can be found that the standard deviation of frequency is 0.0673 throughout the simulation by means of MPPT control. In the case where the proposed coordinated control with deloading schemes 1, 2, 3 and 4 is implemented, respectively, the frequency deviation decreases to 0.0249, 0.0233, 0.0223, and 0.0217, respectively. As verified in previous subsections, the zero-pitch-angle-based deloading control has a better performance in under-frequency event and non-zero-pitch-angle-based deloading control has a better performance in over-frequency event. The overall over-frequency disturbance is more severe than under-frequency disturbance. Hence, deloading scheme 4 indicates the least standard frequency deviation. Obviously, participating in frequency regulation inevitably brings about wind power generation loss. The total captured wind energy with MPPT control is 1148.533 kWh. When the proposed control with deloading schemes 4, 3, 2 and 1, respectively, is implemented, the total captured wind energy decreases to 1086.496 kWh, 1075.825 kWh, 1055.470 kWh, and 1034.059 kWh, respectively. By comparison, the deloading scheme 1 has the minimum energy loss. According to
To facilitate frequency regulation in power systems, an adaptive frequency-responsive control framework for WFs considering wake interactions is proposed. The proposed framework holistically combines virtual inertia control and primary frequency control. The newly devised controller features online adjustable control gains. In addition, multiple primary reserve control approaches are developed, through which WTs can timely adjust the reserve and respond to both under-frequency and over-frequency events. Simulation results demonstrate that the frequency behavior is significantly improved by means of the proposed control strategy. Besides, by comparing different primary reserve control approaches, it can be concluded that: ① the improvement of frequency nadir/peak is proportional to the available charging/discharging range of KE; ② the reduction of quasi-steady-state frequency deviation is proportional to the available power reserve/curtailment capacity; ③ the manipulation of blade pitch angle of upstream WTs can reduce the power production loss induced by the wake effect; ④ there is a trade-off between the frequency regulation and total power generation. Overall, the results demonstrate that system operators should consider the wake model when assessing the frequency regulation capability from a WF. Future work is underway to investigate the optimal primary reserve capacity for a WF considering the trade-off between the frequency control performance and wind power maximization.
Nomenclature
Symbol | —— | Definition |
---|---|---|
—— | Tip speed ratio | |
—— | Air density | |
—— | Pitch angle | |
—— | Rotor speed | |
—— | Wind turbine (WT) rotor speed at the beginning of inertial response | |
—— | WT rotor speed at time t1 | |
—— | The minimum WT rotor speed | |
—— | The maximum WT rotor speed | |
—— | Nominal WT speed | |
—— | Optimal rotor speed under a certain pitch angle | |
—— | Accelerated rotor speed to achieve the required deloading level | |
—— | Rotor speed of synchronous generators SGs | |
—— | SG rotor speed at the beginning of inertial response | |
—— | SG rotor speed at time t1 | |
—— | WT rotor speed variation | |
—— | SG rotor speed variation | |
—— | Aggregated wind deficit of the | |
—— | Velocity deficit of the | |
Ai | —— | Area swept by rotor blades |
—— | Area of WT under shadowing | |
—— | Overlap between the area spanned by the wake shadow cone generated by the | |
Cp | —— | Power coefficient |
Cpdel | —— | Power coefficient in the deloading mode |
CT | —— | Thrust coefficient |
Dj | —— | Diameter of the |
dij | —— | Distance between the center of the |
E | —— | Kinetic energy stored in the rotational rotor |
f | —— | System frequency |
fnom | —— | Nominal frequency |
—— | Frequency deviation | |
H | —— | Inertia constant |
Hvir | —— | Virtual inertia coefficient of WT |
J | —— | WT equivalent inertia |
Jtur | —— | Turbine inertia |
Jgen | —— | Generator inertia |
k | —— | Decay constant |
Kd | —— | Droop gain |
Kin | —— | Inertia coefficient |
—— | Virtual inertia coefficient when WT operates at | |
Lij | —— | Distance between the center of wake effect and the shadow area |
n | —— | Gear-box ratio |
—— | Actual power output of WT at time | |
Pdel | —— | Captured wind power in deloading mode |
Pmpp | —— | The maximum captured wind power |
Pnom | —— | WT nominal power |
Pref | —— | Active power reference of WT |
Pw | —— | Mechanical power captured by WT |
—— | Deviation between the mechanical power and electrical power of SGs | |
—— | Power support provided by the droop control | |
—— | WT primary reserve | |
—— | Power support provided by the virtual inertia control | |
R | —— | Rotor blade radius |
v | —— | Wind speed |
—— | Free wind speed | |
vrated | —— | Rated wind speed |
xi–xj | —— | Distance from the |
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