Abstract
The existing out-of-step (OOS) protection schemes have proven to be deficient in the prevention of significant outages. OOS protection schemes must not operate in stable power swing, and rapidly isolate an asynchronous generator or group of generators from the rest of the power system in case of unstable power swing. The paper proposes a novel phasor measurement unit (PMU) incorporating a polygon-shaped graphical algorithm for OOS protection of the synchronous generator. The unique PMU-based logic works further to classify the type of swing once the graphical scheme detects it, which can identify the complex power swing produced in the modern power system. The proposed algorithm can take the correct relaying decision in the event of power swing due to renewable energy integration, load encroachment, and transient faults. In this paper, the original and modified Kundur two-area system with a power system stabilizer (PSS) is used to test the proposed algorithm. In the end, it provides assessment results of the proposed relay on the Indian power system during the blackout in July 2012. The results demonstrate that the proposed algorithm is fast, accurate, and adaptive in the modern power system and shows better performance than the existing OOS protection schemes.
THE most common and inevitable disturbances of the power system are usually faults and sudden load changes. These disturbances lead to transient instability depending on their severity [
Nowadays, the power system integrated with photovoltaic (PV) generators leads to different transient events. The power swing characteristics of such a modern power system are complex compared with those of the power system in which only a synchronous generator is the primary source of power generation [
Reference [
Distance relays are most likely to be a pickup under the condition where the power swing arises on the transmission line [
In this paper, we propose a novel solution, which overcomes the issues of OOS relay due to the impact of renewable integration, the usage of power sysytem stabilizer (PSS), the fault during power swing, the load encroachments, and the symmetrical faults. The proposed algorithm identifies the OOS generator or group of generators during asynchronous power swing events. In this paper, some underlying facts are observed during power swing using PMU measurements, which can detect unstable swing early regardless of system changes and configuration. The settings and threshold of the proposed algorithm do not require frequent revisions such as blinder-based relay. Thus, the proposed work significantly improves the OOS relay by providing pole slipping protection to a generator in the present power system. Section II explains the underlying facts during power swing using the mathematical analysis of PMU incorporated in a graphical OOS protection scheme. Section III explains the new algorithm steps and test system. Section IV shows the test cases for different stable and unstable power swings due to the symmetrical faults with PSS. In Section V, the performance of the proposed PMU-based polygon-shaped OOS protection scheme is described for the line-to-line (LL), line-to-ground (LG), and significant generator faults with the stable and unstable swings. A modified Kundur two-area system is used in Section VI to test the performance of the proposed OOS relay with the impact of renewable energy integration. Section VI also provides assessment results of the proposed relay on the Indian power system during the blackout in July 2012. The comparison of the proposed relay with impedance-based relay and DB-based relay is explained in Section VII. The result and discussion are presented in Section VIII. Finally, the conlusion is presented in Section IX.
The PMU at the generator bus can measure the magnitude and phase of positive-sequence voltages and currents, local frequency, local rate of change of frequency, and statuses of circuit breaker and switch synchronously.
(1) |

Fig. 1 PMU incorporated polygon-shaped OOS protection system.
where Z, V, and I are the positive-sequence impedance, voltage, and current, respectively; is the relative angle between V and I; and and are the absolute angles of V and I, respectively. In
The expression of a positive-sequence current and a positive-sequence voltage at the generator terminal is given as:
(2) |
(3) |
where is the voltage behind transient reactance of generator ; is the system voltage; is the changing angle between the generator and system voltage; is the equivalent reactance of the generator; is the reactance of the transformer; and is the system impedance.
Substituting the value of into (3) yields:
(4) |
Assume a special condition, where
(5) |
From (5), the impedance observed by PMU data in real time is given by:
(6) |
From (6), it is clear that is propositional to , where is the angle between and , and
If during pole slipping, . Therefore, during pole slipping, is given by:
(7) |
By using (7) during pole slipping, if an absolute angle of voltage reaches , an absolute angle of current approaches . After approaches , it crosses zero on the time axis and reaches as shown in

Fig. 2 , , and in variation with time during an event of unstable power swing.
At the time when the swing center arises near the generator transformer unit (GTU), there is a sudden change of frequency f. If the rate of change of frequency df/dt exceeds the threshold value, the generator may fall apart from the significant loads or the generator may fall apart completely [
(8) |
where is the output power of generation; is the power load; is the rated system frequency; is the generator rating; and is the inertia constant of generation plant.
The impedance trajectory of the power swing that passes is generally not recoverable [
Consider in (6) for the visualization of impedance trajectory, as shown in

Fig. 3 Polygon-shaped graphical characteristic of proposed algorithm.

Fig. 4 A Kundur two-area system (test system).

Fig. 5 Flowchart of proposed PMU-incorporated polygon-shaped OOS protection algorithm.
Step 1: at the generator bus, PMU continuously measures the impedance . If the impedance trajectory crosses from the right slope 2 to 1, the timer starts and calculates . For visualization, refer to
Step 2: if , where Ts is the delay time, it indicates slow power swing due to sudden load change, load encroachment, or any other system power flow changes. If , it indicates fast power swing due to the fault.
Step 3: the graphical algorithm checks that either passes through the system slope or it passes the left slope 2 from the right slope 2. It simultaneously checks whether using PMU. For the visualization of this condition, refer to
Step 4: using PMU measurements at generator bus, the algorithm checks the following conditions: ① (where j is the threshold value of , and for the test system, Hz/s); ② crossing zero; ③ crossing zero; and ④ passing the left slope 1.
Finally, the OOS tripping declares if Step 3 and Step 4 are correct.
The three-phase short-circuit fault has been created just before GTU, as shown in

Fig. 6 Impedance trajectory of stable power swing due to swing center arising near GTU of .
In the next event, the fault is removed after the CCT and the system becomes unstable, which is shown in

Fig. 7 Impedance trajectory of unstable power swing.
The CCT for the three-phase fault located in

Fig. 8 Stable system after pole slipping.
Step 4 decides whether this complex swing is stable or not. In this event, conditions (2)-(4) of Step 4 are satisfied but (1) is not satisfied. Hence, the OOS blocking is detected, and no tripping is announced. Step 4 identifies it as a stable power swing. The decision taken by Step 4 is verified as the system gains its equilibrium as shown in
In this event, within 0.02 s after the fault, the swing passes the right slope 2 to the right slope 1 and moves back by crossing the left slope 1. The timer calculates the total time , and therefore, Step 2 indicates it as fast power swing due to the fault. Step 3 of the proposed algorithm is satisfied very quickly in this event, and the OOS pick-up is announced. Now, Step 4 decides the type of power swing. From Figs.

Fig. 9 Frequency and detection in variation with time.
V. Testing of Proposed Algorithm for LG, LL, and Three-phase (LLL) Faults and Swing Center Arising Inside Generator
Different faults at a given location in

Fig. 10 Rotor angle deviation during power swing due to LG, LL, and LLL faults.
The rotor angle deviation is too high, which results in the first swing instability under the action of PSS. From
The performance test is divided into two parts: ① test under different levels of wind power penetration; ② test using the real physical system.
For the simulation system, we have designed the modified Kundur two-area system to find the effect of different levels of renewable penetration on the proposed OOS relay. Four identical doubly-fed induction generators (DFIGs) (type-4) are connected at buses BG1-BG4 such that the total power flow remains the same from area 1 to area 2 [

Fig. 11 A modified Kundur two-area system.
We have provided results by assessing the proposed algorithm on the real Indian power grid, which is shown in

Fig. 12 Antecedent condition of Indian power grid on July 30, 2012.

Fig. 13 Real PMU measurement on July 30, 2012.
The CCT of the system at the given location for three-phase fault keeps decreasing as the penetration of wind power increases.

Fig. 14 Impedance trajectory at different levels of renewable power penetration.
The power swing characteristics are influenced by renewable power energy sources (RPESs) and exhibit an unstable internal impedance. Also, the intigration of RPES has altered the reactance and resistance reach, as shown in
The different successive disturbing events on July 30, 2012 to the Indian power grid result in a blackout. It is observed that before the blackout, the number of transmission lines is not available, or in forced or planned outages, or kept out to control high voltages. The out-of-service lines are shown as dotted lines in
1) Event 1 at 02:33:11:907 a.m.: 400 kV Bina-Gwalior-1 line tripping because of zone 3 tripping and 220 kV Gwalior-Malanpur-1 transmission line tripping, which causes Malanpur and Mehgaon loads to be fed from the NR system.
2) Event 2 at 02:33:13:438 a.m.: 220 kV Bhinmal-Sanchor line tripping on zone 1 due to power swing.
3) Event 3 at 02:33:13:927 a.m.: 400 kV Jamshedpur-Rourkela line 2 tripping on zone 3 distance relay.
4) Event 4 at 02:33:13:996 a.m.: 400 kV Jamshedpur-Rourkela line 1 tripping on zone 3 distance relay.
5) Event 5 at 02:33:15:400 a.m.: 400 kV Gorakhpur-Muzaffarpur circuit 2 tripping on power swing.
The above sequence is shown in
Step 1: considering the NR end at 02:33:15:400 a.m., on 400 kV Gorakhpur-Muzaffarpur circuit 2, the measured phase voltages are 123 kV, 116 kV, 115 kV, and currents are 2.42 kA, 2.48 kA, 2.45 kA for the red-yellow-blue (RYB) phase, respectively. The calculated impedance for the control area at the NR end at this time is in order of 0.65 . Hence, the impedance crosses the right slope 2 to 1 in the proposed relay.
Step 2: it detects the power swing due to load change at 02:33:15:400 a.m. due to slow trajectory which is reaching to the system slope.
Step 3: from PMU measurement is not satisfied at 02:33:13:996 a.m. as the angle difference of WR-ER-NR to NR does not exceed 270, as shown in
Step 4: it is explained with each condition as follows.
1) (considering Hz/s) is true at 2:33:11:800 a.m., because as per our test, by using real measurement data logged at WAFMS of IIT-Mumbai, is triggered at 2:33:11:800 a.m. on the NR end.
2) V crosses zero at 02:33:15:400 a.m. on the NR end.
3) I also crosses zero at 02:33:15:400 a.m. on the NR end.
4) crosses at 02:33:15:400 a.m. on the NR end.
As per the proposed algorithm, the OOS condition is identified at 02:33:15:400 a.m. for NR. The inquiry report has also found that the actual separation of NR from WR-ER-NR occurrs at around 02:33:15:542 a.m. [
The proposed algorithm shows excellent reliability as it uses a balanced combination of direct and indirect measurements for power swing detection compared with the existing schemes such as the DB and impedance-based schemes.
The effect of the LG fault on CCT with different levels of penetration is shown in
The CCT of the LG fault is significantly reduced with 50% renewable power penetration. The proposed algorithm produces the correct OOS tripping when the system becomes unstable due to the reduction of CCT, and remains immune when the swing is stable at the same fault duration with different levels of penetration. The proposed OOS algorithm adapts the renewable power environment and detects unstable swing faster compared with the system without renewable power penetration.
The LG fault more than CCT is applied near GTU of G1, as shown in

Fig. 15 Impedance trajectory for LG fault in proposed algorithm and DB scheme of unstable swing. (a) Proposed algorithm. (b) DB scheme.

Fig. 16 Impedance trajectory for LL fault of unstable swing.

Fig. 17 Untrue operation of DB scheme in stable power swing due to LL fault.
The swing center that arises inside the generator is simulated by applying a three-phase fault at the terminal of generator 1. The swing trajectory is somewant more dangerous when arising inside the generator, and therefore, the proposed algorithm detects it faster. The fault is applied at 2 s. The proposed algorithm gives the trip command after 0.106 s of fault clearance, and the actual loss of synchronism is after 0.525 s.

Fig. 18 Tripping time comparison with DB scheme when swing center arises inside generator.
The transient events of modern power system with PSS in use can produce well-damped power oscillations as well as power swings which are much more challenging to detect. The PMU-based polygon-shaped graphical logic proposed in the paper accurately performs the task and detects complex power swings. The system is able to attain stability after one pole slipped in some events where the DB scheme mal-operates. The DB scheme is not reliable with PSS-enabled power systems or under renewable integration. Further, the DB scheme requires modifications of blinders and time delays to operate correctly under different power swing conditions.
The proposed algorithm is advantageous when a synchronous generator or group of generators is/are required to be protected from unstable power swings. The proposed algorithm gives faster tripping when different levels of renewable power penetration control the unstable power swing. The impedance trajectory travels more distance from right to left with the increased wind power penetration for the same fault type, duration, and location. The result clarifies that the proposed algorithm is speedy and correct when the swing center comes inside the large generator. The proposed OOS relay does not require the revision of settings when system conditions are changed. The PMU data incorporated with a novel graphical scheme makes the algorithm adaptive in modern power system.
Appendix
The system consists of two identical areas connected with very sensitive tie lines. Each area with two generator unit has a rated capacity and voltage of 900 MVA and 20 kV, respectively.
The generator parameters at rated capacity and voltage are as follows: p.u.; p.u.; p.u.; p.u.; p.u.; p.u.; p.u.; p.u.; s; s; s; s; p.u.; p.u.; p.u.; p.u. (for and ); p.u. (for and ); .
For each step-up transformer, for the 900 MVA and 20/230 kV base, and the off-nominal ratio is 1.0 p.u.. For the transmission line, p.u./km; p.u./km; p.u./km.
The system operates with area 1 exporting 400 MW to area 2, and the generation units are loaded as follows:
1) : MW; Mvar; and p.u. ()
2) : MW; Mvar; and p.u. ()
3) : MW; Mvar; and p.u. ()
4) : MW; Mvar; and p.u. ()
The loads and reactive power by shunt capacitors for bus 7 are: MW; Mvar; and Mvar. For bus 9: MW; Mvar; and Mvar.
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