Abstract
In order to reduce the risk of commutation failure (CF) in the AC/DC hybrid power system, the quantitative analysis on CF is required for on-line assessment and optimal control. This paper presents an accurate and reliable method to quantify the commutation security based on the trajectory due to the complexity of the high-voltage direct current (HVDC) model. Firstly, the characteristics of the extinction angle trajectory are analyzed under both commutation success and failure conditions. The commutation security margin index (CSMI) is then proposed for the HVDC systems. Moreover, a search strategy for parameter limits is put forward based on the sensitivity analysis of CSMI to accelerate the search speed with a guaranteed accuracy level. A modified IEEE 39-bus power system and an actual large-scale power system with 46 generators and 821 buses are utilized to verify the validity and robustness of the proposed index and strategy.
HIGH-VOLTAGE direct current (HVDC) transmission system based on line-commutated converter (LCC) technology has been widely utilized to deliver clean energy from the western China to the eastern China [
The suppression of CF is important to reduce the risk of DC blocking and increase the transmission capacity of HVDC links. So far, there have been a number of solutions to reduce the risk of CF, which can be classified as follows: the modification of converter topology [
There have been a lot of researches on the evaluation of CF. Under the assumption of an infinite AC bus, [
Existing studies on CF assessment focus on evaluating the ability of HVDC system to resist CF. Meanwhile, these indicators all depend on the parameter limit, which are mainly obtained by two ways: the first is to deduce the parameter limit analytically based on simplified system models; the second is to search the parameter limit by numerical simulation in a brute force way. The former ignores the dynamic characteristics of AC/DC hybrid power systems, while the latter is associated with massive computation costs. Therefore, it is necessary to propose an accurate method to evaluate the commutation process and a search strategy for parameter limit, which can reduce the computation costs on the premise of ensuring the accuracy.
Similar to static security analysis, the parameter limit of transient security analysis can be obtained either by trial and error or by sensitivity analysis technology, which needs a reliable quantitative index. Since the disturbed trajectories obtained by numerical simulation could include any factor, [
This paper is organized as follows. Section Ⅱ presents the quantitative analysis method for commutation security based on the trajectory. Section Ⅲ elaborates on the calculation methods for CSMI in the cases of commutation success and failure. In Section Ⅳ, a sensitivity-based strategy is proposed to search for the parameter limit in the AC/DC hybrid power system. In Section Ⅴ, the effectiveness of the index and the rapidity of the search strategy are validated in a modified IEEE-39 bus system and an actual regional power system. Finally, Section Ⅵ concludes the paper.
Generally, strong random factors such as voltage phase shift and transient characteristics of trigger circuit can be ignored in the online assessment and control system. Therefore, the quasi-steady state model with the DC average output and the AC power-frequency positive-sequence quantities is adopted.
Since CF mainly occurs at the inverter side, the equations of the inverter model are represented as:
(1) |
where is the maximum average DC voltage; is the root mean square value of line-to-line commutating voltage referred to the primary side of the converter transformer; is the ratio of the converter transformer; is the DC voltage; is the equivalent commutation resistance; is the DC current; is the commutation reactance; is the firing-advance angle; is the extinction angle; is the overlap angle; and is the DC power.
The controllable device used in the converter of LCC-HVDC is thyristor valve. Because of the stored charges produced during the forward conduction interval, the valve cannot establish the forward voltage blocking capability immediately after the forward anode current cease to flow. If a forward voltage is reapplied prematurely to the valve, the device will go into the conduction state again [
The control system applied in the actual HVDC transmission projects mainly refers to the technological route in [

Fig. 1 Control logic of an HVDC system.
CCA provides the corresponding fire angle orders to the converter, which are dynamically limited by the output of the other controller. The fire angle order of the inverter is limited by the outputs from controller and the voltage controller. The fire angle order is the minimum of the outputs from controller, the voltage controller, and CCA. If the thyristor valves commutate successfully, the output of controller is the minimum, namely the inverter is controlled by controller.
Under the assumption of quasi-steady state, the analytical analysis is still difficult to apply to the AC/DC hybrid power system. In addition to the differential-algebraic equations (DAEs), the difference equation and the logic language are needed to describe the control system. Therefore, the mathematical model of AC/DC hybrid power system is a set of logical-difference-differential-algebraic equations (LDDAEs). In order to analyze the commutation process accurately, the numerical simulation is inevitable.
At present, the extinction angle trajectory obtained by the time-domain simulation is mainly used to judge whether the inverter succeeds to commutate. Based on this qualitative analysis method, the parameter limit can only be obtained by trial and error, which is difficult to be applied to online analysis and optimal control. In order to use the sensitivity analysis method to search the parameter limit, a quantitative index is required to evaluate the commutation security under specified operation conditions and fault scenarios. Therefore, a quantitative evaluation method of commutation security is put forward based on the extinction angle trajectory.
The extinction angle trajectories will vary with the system or fault parameters. is the parameter limit for the critical case.

Fig. 2 Quantitative assessment for commutation security based on extinction angle trajectory under commutation success.
The typical extinction angle trajectory of CF is depicted in

Fig. 3 Quantitative assessment for commutation security based on extinction angle trajectory under CF.
However, the method of obtaining by reducing increases the computation cost and deviates from the original commutation process, which is difficult to be applied to multi-infeed DC systems and the successive CF. Therefore, it is necessary to estimate by another characteristic quantity that can be observed and is positively correlated with .
Since the topology and control strategy of the DC model are different before and after CF, it is necessary to select the extinction angle trajectory before CF to extract characteristic quantity. The extinction angle trajectory before the fault is mainly determined by the controller and is not affected by the fault parameters. Thus the middle trajectory is suitable to evaluate the severity of CF.
(2) |

Fig. 4 Characteristic quantities of potential extinction angle trajectories with different parameters.
where is the value of for different parameter .
In general, the extinction angle trajectory meets the following characteristics.
Characteristic 1: the time interval , which is between the start time of CF and the time for the trajectory to reach the minimum value , increases as decreases:
(3) |
where is the value of for different parameter .
Characteristic 2: the changing rate of the potential extinction angle trajectory varies continuously with time, and becomes 0 at the minimum value. Since there are a large number of inductors and capacitors in AC/DC hybrid system to suppress the saltation of voltage and current [
(4) |
Substituting (3) into (4), the larger is, the smaller the first-order sensitivity coefficient of the trajectory at is. The variation of with satisfies:
(5) |
where is the value of for different parameter .
According to (2) and (5), the changing trend of and with the is consistent. Hence is positively correlated with . Meanwhile, in the critical situation, is equal to 0. When CF occurs, is less than 0. Therefore, can be used to estimate and reflect the severity of CF.
This paper proposes CSMI based on the extinction angle trajectory, which is the foundation of obtaining the parameter limit and the parameter margin with sensitivity analysis technology. According to the requirements of trajectory margin in [
According to the characteristics of the extinction angle trajectory, CSMI in the case of success can be directly obtained based on of the extinction angle trajectory in the observation time window. The calculation equation is expressed as:
(6) |
Most CFs are caused by voltage disturbances originated from AC system faults, thus the existing research works use the fault impedance as the typical parameter to study CF [

Fig. 5 Relationship between and for commutation success.
For the case of CF, there are two key steps to calculate the CSMI: calculate the first-order sensitivity coefficient of the extinction angle trajectory, and use to estimate .
In the ideal situation, the first-order sensitivity coefficient of the extinction angle trajectory at can be obtained as:
(7) |
where is the value of for different time; is the time when CF occurs; is equal to ; and and approaches to 0.
However, the extinction angle trajectory obtained by simulation is composed of discrete value , as shown in

Fig. 6 Calculation method of .

Fig. 7 Comparison between curves of original and improved varying with .
A feasible solution is proposed in
However, the commercial simulation software has a limited capability of variable step-size simulation. Since the reduction of simulation step size is not always feasible, another improved calculation method of is proposed. Similar to (7), the first-order sensitivity coefficient at time and can be obtained as:
(8) |
According to the second characteristic of the extinction angle trajectory, varies with the time continuously. Assuming that in an integral step changes linearly with the time, the improved can be defined as:
(9) |
The smoothness of the improved curve is greatly improved in
Given that variation trends of and with the parameter are the same, and varies monotonically with the parameter, can be used to estimate based on linear or quadratic fitting. Taking the linear fitting method as an example, the method of estimating with is introduced. The equation of linear fitting can be expressed as:
(10) |
For the critical state, (10) can be satisfied as:
(11) |
Assuming that the change of extinction angle caused by is the same, the relationship between parameters , , , and their , in
(12) |

Fig. 8 Estimation of with .
Substituting (11) and (12) into (10), we can obtain:
(13) |
where is the conversion coefficient.
In order to improve the linearity and smoothness of the index-parameter curve near the critical parameter, the values of , , , should be as close as possible to the parameter limit .
In order to make CSMI comparable in different cases and different DC systems, the index is standardized in (14), where is defined as standardized CSMI. In the case of commutation success, at steady state is considered to be 100%. The extinction angle at steady state is fixed by the set value of the controller, so is taken as the reference value. In the case of CF, is considered to -100% when is 0, so is taken as the base value. When the commutation state is critical, the results of both equations are 0. Without modifying the original definition, the standardization makes the margin index within the range of .
(14) |
For a multi-infeed HVDC system, CF has a large active and reactive power impact on the AC system, which also affects the extinction angle characteristics of other HVDC systems. Since CF initially occurs in HVDC2, the monotonicity of the first-order sensitivity coefficient for the extinction angle trajectory of HVDC1 will be affected. It no longer meets the second characteristic of the extinction angle trajectory. Only the HVDC system with the earliest CF ensures that it will not be affected by other HVDC systems. Furthermore, of its extinction angle trajectory changes monotonically with the parameter as shown in

Fig. 9 Curves of varying with for different HVDC systems.
Therefore, when searching for the parameter limit of a multi-infeed HVDC system, a suitable HVDC system should be selected as the search object. The selection principle is as follows:
1) If no CF occurs, the HVDC system with the smallest commutation security margin is selected as the search object.
2) If there is a CF, the only HVDC system that fails to commutate or the HVDC system with the earliest CF is selected as the search object.
Based on the sensitivity analysis of CSMI, a parameter limit search strategy is proposed for the multi-infeed HVDC system. This strategy can also be applied to the single-infeed HVDC system, which is a special case of the multi-infeed HVDC system. The search strategy is proposed on the premise that is proportional to . For the opposite case, it can also work in a similar way. The steps of the parameter limit search strategy are as follows.
Step 1: adaptive start. Set a conservative parameter range as . The simulation is carried out on the parameters and , respectively. If both cases are commutation success or failure, it means that there is no parameter limit within this range. Therefore, the value range can be expanded appropriately, or the search is exited. Otherwise, the parameter limit can be searched within this range. When the parameter equals to , can be considered to be -100%, so the initial conversion coefficient of each HVDC systems can be calculated as:
(15) |
Set iteration step as n=1.
Step 2: calculate CSMI. If there is no CF, the minimum value of the extinction angle trajectory is used to calculate the CSMI of commutation success. Otherwise, of the extinction angle trajectory at and the conversion coefficient are used to calculate the CSMI of CF.
Step 3: select the HVDC system. According to the HVDC selection principle mentioned above, the HVDC system in the first iteration can be selected based on the simulation results of the parameter or . In the subsequent search process, the HVDC system is selected according to the trajectory of the parameter limit , which is obtained in the previous iteration step.
Step 4: estimate the parameter limit. The parameter limit can be estimated based on the margin index of the selected HVDC system. In general, sensitivity analysis relies on numerical perturbations near the initial value, but it will increase unnecessary simulations. Therefore, the parameter limit can be linearly estimated by the previous margin indices. The essence of this method is the sensitivity estimation with the large step:
(16) |
where is CSMI of the selected HVDC systems; and is the value of for different parameter .
After the simulation based on , if the CF occurs, is used to update . Otherwise, is used to update .
Step 5: update conversion coefficient. Parameter limit is unknown during the search process. In order to ensure the linearity and smoothness of the index-parameter curve near the parameter limit, of each HVDC system needs to be updated during the search process. The parameters , , , in (12) should be updated with the previous estimated results which are close to the real .
Step 6: check the convergence. If the difference between the upper and lower limits of the updated value interval is less than the threshold , or the commutation success margin is less than the threshold , terminate the search and take the latest estimated value as the result. Otherwise, set n=n+1 and go to Step 2.
In this section, the power system simulation is conducted in the PSD-BPA electromechanical transient simulation program, and the parameter limit search strategy in

Fig. 10 Modified IEEE 39-bus system.

Fig. 11 Extinction angle trajectories in search for limit.

Fig. 12 Extinction angle trajectories in search for limit.
Since the computation cost of the parameter limit search strategy is mainly contributed by the numerical simulation, we use the number of simulations to evaluate the computation cost. Among the parameter limit search methods based on qualitative criteria of the numerical simulation, the method with the least time cost is the dichotomy method [
(17) |
where is the average simulation time of the sensitivity-based search strategy; and is the average simulation time of the dichotomy method.
The modification of the IEEE 39-bus system with single HVDC transmission line is shown in
The rated power of the newly added HVDC system is 1000 MW. during steady state operation is 17°. is set as 7°. Reactive power compensation of converter station is provided by the filters, which follows the configuration principle that the reactive power between the converter station and the AC system is less than the capacity of a set of filters (50 Mvar). The HVDC power fed into the system is spread to buses 15, 16, 20, 21, 27 for dissipation. The generator conforms to a classic second-order model, and the load conforms to a constant impedance, constant current, constant power (ZIP) model (40% constant impedance +60% constant power).
In order to verify the applicability of the search strategy for different parameters, the typical search processes for the parameter limit such as grounding impedance , DC power , and fault clearing time are given below. For all the cases, the convergence accuracy is 1% of the relevant limit value, and is 1%.
In this case, the fault type applied at bus 16 is a three-phase impedance grounding fault with a duration of 0.1 s, . Table Ⅰ shows the search process of limit and
is an operation parameter, and its range depends on the operation condition. To avoid the intermittence of DC current caused by low DC power, set minimum power as 10% of rated power . Considering the future expansion, set maximum power as double rated power . In this case, is 1000 MW, hence .The fault type applied at bus 8 is a three-phase impedance (0.04 p.u.) grounding fault with a duration of 0.1 s.
is a fault parameter. Since the transient stability is the basic requirement for the operation, the upper limit can be set as the critical clearing time for the transient stability. When a zero-impedance three-phase grounding fault is applied at bus 13, the critical clearing time of the transient stability is 0.234 s. Set . Unlike other parameters, only affects the commutation process after fault clearance. For the commutation process after fault clearance, the search process of limit is shown in

Fig. 13 Extinction angle trajectories in search for CCT.
In order to verify the impact of different fault locations on the robustness of the proposed strategy, 30 sets of examples are randomly selected for the above 3 typical parameters (10 sets respectively) in the modified IEEE 39-bus system. Parameter value range and convergence accuracy are consistent with typical examples. The statistical results of 30 examples are given in Table Ⅳ, where is the minimum number of simulations in all examples for different parameters, and is the maximum number. The computation cost of the proposed search strategy in this paper is less than the dichotomy method for all examples. The convergence speed has been increased by 50%-90% on average for different parameters, and the fastest case can be obtained in only one iteration (3 times of simulation).
A regional power grid in eastern China is selected as the multi-infeed HVDC test system to verify the applicability of the proposed strategy in practical settings of the system size, model complexity, and multiple HVDC CFs. The grid contains 46 generators, 821 buses, and 4 HVDC transmission lines, six-order dual-axis generator model and dynamic load model are used in this system. Four HVDC transmission lines are ±500 kV Gezhouba-Nanqiao (GN), ±500 kV Yidu-Huaxin (YH), ±500 kV Tuanlin-Fengjing (TF) and ±800 kV Fulong-Fengxian (FF).

Fig. 14 500 kV partial network structure of eastern china power grid.
In the search process of parameter limit for the multi-infeed HVDC system, if the selected HVDC system remains the same, the search process is consistent with the single-infeed HVDC system. Hence, a typical search process with different selected HVDC system is introduced. Take the fault ground impedance as the target parameter, whose range is . Set , . The fault is a three-phase impedance grounding fault at the Fengxian converter bus with a duration of 0.1 s. Table Ⅴ shows the search process of limit. Since the selected HVDC system from the first step to the third one in search process is the same,

Fig. 15 Extinction angle trajectories in search for limit for multi-infeed HVDC system. (a) Extinction angle trajectories with p.u.. (b)Extinction angle trajectories with p.u.. (c) Extinction angle trajectories with p.u.. (d) Extinction angle trajectories with p.u..
Except for selecting HVDC system, the search process for multi-infeed HVDC system is similar to the single-infeed HVDC system. It can be observed that the selected HVDC system from the first to third iteration is the HVDC line of GN, but the selected HVDC system near the critical parameter is the HVDC line of FF. When , is less than , then the search is over. This search method ensures the monotonicity of the index-parameter is not affected by the complex factors of the multiple CFs during the entire search process, which guarantees the convergence.
Similar to the test cases of single-infeed HVDC system, 30 sets of examples are randomly selected for the above 3 typical parameters (10 sets respectively) in this multiple-infeed HVDC system to verify the effectiveness of the proposed strategy. Table Ⅵ shows that the computation cost of the proposed search strategy is less than the dichotomy method for all the cases in this multi-infeed HVDC system. The convergence speed has been increased by 60%-100% on average. It demonstrates that the search strategy is applicable to large-scale AC/DC hybrid power systems.
It can be obtained from the above cases that CSMI is applicable to different parameters and commutation processes. The sensitivity information of the index can be used to search the parameter limit. The accuracy of the integral trajectory could ensure the accuracy of the parameter limit.
This paper proposes a CSMI that can reflect the degree of commutation success/failure in a trustworthy manner based on the characteristic quantities of the extinction angle trajectory. This index not only meets the requirements of a quantifiable trajectory margin, but also considers the influence of arbitrary parameters and complex system configurations. Furthermore, we use the sensitivity information provided by the index to propose a search strategy for parameter limit. With guaranteed accuracy, this strategy greatly improves the convergence speed compared with the dichotomy method based on qualitative criteria. By varying the selection of faults and parameters, the rapidity and robustness of the proposed method is verified in a modified IEEE 39-bus system and a practical multi-infeed HVDC system.
The proposed index and the corresponding parameter limit search strategy can be used to reduce the update cycle of online security analysis programs and improve the adaptability of security controls to system operation conditions. The index is also conducive to the in-depth quantitative analysis of the adverse effect mechanism of the commutation process with parameter variations. The optimized operation of the AC/DC hybrid power system can be achieved by quantitative analysis, contributing to the security and economic coordination in cross-region energy transmission.
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