Abstract
Complex phenomena such as prolongedly undamped ultra-low frequency oscillation (ULFO) and eigenmode re-excitation are observed in the simulations of hydroelectric power systems. Emphases are put on nonlinearities and mode interactions, which cannot be analyzed by traditional eigen-analysis methods. In order to investigate the mechanism of the evolvement of the nonlinear dynamic process in ULFO, this paper proposes a method to analyze the mode interactions quantificationally. First, a disturbed trajectory is decoupled into a set of time-varying components. Second, transfer matrices of eigenmodes are extracted along the trajectory. Third, consecutive sequences of eigenvalues and trajectories of components are formed by a proposed technique. Based on the decoupled components and transfer matrices, the mechanisms of mode interactions and inheritance relationships between eigenmodes are analyzed. The causes and developments of the above complex phenomena are revealed by the proposed method in a test two-machine system. Meanwhile, the accuracy of the eigenmode matching technique is verified in the New England system.
IN recent years, ultra-low frequency oscillation (ULFO) has been observed in hydroelectric power systems regularly. In 2011, an oscillation with 0.05-0.08 Hz was observed in the Colombian power grid, and 63.8% of the generators are hydropower units [
The dynamic characteristics of water turbines and controllers have been widely concerned in academia since 1992 [
However, the results of the above studies strongly rely on the operation condition of a system. As a consequence, the oscillation characteristics are becoming extremely intricate when the changes in the operation condition are involved [
Previous researches on low-frequency oscillation (LFO) and ULFO assume an ideal linear system, which is usually satisfied in the neighborhood of the equilibrium point. Nonetheless, during an oscillation, the operation point may deviate from the equilibrium point. The effects of the nonlinearities may lead to incredibly complex dynamic behaviors such as mode interactions. The systematical study of the mode interactions originates from the normal forms and the modal series [
Generally, the eigenmodes of one state matrix are orthogonally decoupled, implying that each eigenmode is independent. Nonetheless, affected by the nonlinearities and mode interactions, eigenmodes may be time-varying so far as to re-excite. In order to reveal the mode interactions and inheritance relationships between eigenmodes along the trajectory, this paper decouples a disturbing trajectory into several components and extracts the transfer matrix of time-varying eigenmodes between two adjacent time sections. The complementary relationships of decoupling components indicate the intrinsic connections of eigenmodes. The elements of the transfer matrix can be taken as indicators of mode interactions, whereas the similarity between the transfer matrix and an identity matrix is utilized to pair the eigenmodes.
The contributions of this paper are twofold. First, this paper proposes a method to quantificationally analyze the mode interactions of power systems based on TEs. The disturbed trajectory is decoupled into n time-varying components, and the transfer matrices are used to evaluate the degree of mode interactions. With the proposed method, the evolvements of two complex phenomena are explained. Two typical indices of normal forms technique are utilized to verify the effectiveness of the proposed method. Second, an eigenmode matching technique is developed to pair the eigenmodes between adjacent time sections. The simulation tests in the New England system show that the average error can be reduced by at least one order of magnitude.
The rest of this paper is organized as follows. We give a decoupled expression of a trajectory and propose a method to analyze mode interactions in Section II. In Section III, an eigenmode matching technique is designed. The special phenomena in ULFO are analyzed in the frequency domain and the time domain in Section IV. Conclusions and discussions are arranged in Sections V and VI, respectively.
In order to describe the evolvements of mode interactions, TE theory is further developed in this section. After a brief review of the theory, the application scope, physical meaning, and mode interactions are discussed, respectively.
Reference [
By far, vague description of the theory has caused controversies on the physical meaning of TEs. Based on the application scope clarified, a mode interaction analysis method is composed of decoupling components and transfer matrix as follows.
The dynamic equations of a power system can be defined as (1).
(1) |
where X is the state vector, and its element xi represents the state variables such as rotor angles and angular velocities of generators; Y is the algebraic vector, and its element yi represents the algebraic variables such as node voltages and injecting currents; and t is time. The trajectories of state and algebraic variables respected to time can be obtained by trapezoidal integration. The algebraic variables are substituted to the differential equations along the trajectory. Besides, the nonlinear components of (1) are expanded in Taylor series (the first-order term) as (2).
(2) |
where is the deviation of time within one integration step; and and are the changes of state vector and algebraic vector caused by the deviation of time, respectively.
The right part of (2) is made up of four terms. ① is a function of and , describing the unbalanced power within one integration step, denoted by Bk. ② is the Jacobian matrix, also known as the section state matrix, denoted by Ak. The product term represents the influence of state vector on dynamic characteristics. ③ is the partial derivative matrix of algebraic variables, which are constant within one integration step. The product term is assumed to be a zero vector. ④ is the non-autonomous factors of the equations produced in faults, control measures, or time-varying parameters in . Considering that the expressions of can hardly be derived analytically, the product term is denoted by . Thus, (2) can be simplified as (3).
(3) |
The initial values of state variables and algebraic variables within one integration step are updated along the trajectory, according to the results of numerical integration. To ensure the availability of numerical integration, the number of discontinuity points in the disturbed trajectory should be finite.
The TE theory assumes that Bk is a constant vector within one integration step. The value of Bk is determined by the initial values of X(tk), Y(tk), and tk, while Ak has nothing with Bk. In other words, the dynamic characteristics within one step have no concern with the value of Bk. However, Bk is a pivotal term when solving the differential equations, and it leads to the different motivations of eigenmodes. Although the calculation of section eigenvalues for a time window ignores the unbalanced power, the sequences composed of n series of section eigenvalues can be used to describe the effects of all factors.
In nonlinear oscillation, the dominant eigenmode may vary with time. Thus, the oscillation characteristics may be significantly different from the equilibrium point. To better investigate the complex dynamic characteristics of power systems, we focus on the evolvements of eigenmodes in this paper. In one integration step, the TEs can produce the recurrence of the whole trajectory. With continuous trajectories of section eigenvalues, the mode interactions can be analyzed from the perspectives of frequency domain and time domain.
To summarize, the application range of TE theory can be clarified: ① the disturbed trajectory can be simulated by numerical integration technique, with finite discontinuity points; ② the section eigenvalues for a time window are adequate to describe the dynamic characteristics of the system in only when the unbalanced power can be ignored within one integration step.
With the time-varying terms neglected, (3) can be rearranged as (4).
(4) |
(5) |
where Uk and Ck are the modal matrix and intermediate matrix, respectively;and is the complex-exponential components. The eigenvalues of Ak can be denoted by .The expressions of the above matrices and vectors can be found in Appendix A.
Assuming the existence of a new system with the parameters updating with time, the state variables within one integration step can be expressed as (6).
(6) |
where .
It needs to be emphasized that the values of and are not the same. The derivation of them can be transformed as (7).
(7) |
According to (7), the derivation of the new system is consistent with the original system. The state equation of the new system can be described by (8).
(8) |
where .
Thus, the trajectory of the new system can be decoupled by n components.
(9) |
where is the
Let Vk denote the inverse matrix of Uk, a new state vector can be defined by the linear transform . When we have (10).
(10) |
where is the error vector between the solutions of piecewise linearized equations and the numerical integration results. Reference [
(11) |
As can be expected, when , the parameters of would be updated, and the expression of can be formed from . In this paper, transfer matrices of eigenmodes are proposed to describe the inheritance relationships and mode interactions of eigenmodes between the adjacent time sections. is defined to be the transfer matrix of eigenmodes from to tk. In a linear system, the eigenmodes would be time-invariant, where and is an identity matrix. On the contrary, the eigenmodes are always time-varying when the operating point runs away from the equilibrium point in a nonlinear system. According to (11), can be rearranged by the product of Tk and approximately. Thus, the
(12) |
where is the element of Tk in the
Value distribution 1 (VD1): generally, and . The
Value distribution 2 (VD2): in some cases, , where is the relative coefficient. Under this circumstance, the
Value distribution 3 (VD3): in other cases, the
Based on the Ostrowski criterion [
Criterion 1: or .
Criterion 1 is used to estimate the proximity of Tk to an identity matrix, of which the determinant is equal to 1. Considering that the determinant reflects the influences of all elements of Tk, those sections with all eigenmodes satisfying VD1 can be identified by strict criterion 1 with a smaller value of . Instead, large error sections can be picked out efficiently by setting to be large enough, and these large error sections should be put in a rematching process.
When , Tk can be transformed to an identity matrix I by elementary transformation, denoted by D.
(13) |
D can be easily obtained from (13). Multiplied by the same elementary transformation matrix, the eigenvalues matrix can be rearranged as (14).
(14) |
Criterion 2: .
A large sum of simulation tests exhibits that the amount of the time-varying eigenmodes is usually finite, while the other eigenmodes satisfy VD1. In order to match these eigenmodes at tk, criterion 2 is applied to select those eigenmodes with potential VD1. is the largest elements of Tk in the
Criterion 3: .
and are the largest and the second-largest elements of Tk in the
In order to achieve eigenmode matching at any time section, the above criteria are coordinated by a designed module.
As shown in

Fig. 1 Procedure of eigenmode matching module.
After being matched and updated, the eigenvalue matrix and the error are given as outputs. First, Tk is obtained by multiplying Vy and Ux. Criterion 1 is preferred to identify the type of value distribution of Tk rapidly. All eigenmodes can be directly matched by (14) when the value of criterion 1 is smaller than . Alternatively, supposing that the value of criterion 1 is larger than , the error is considered to be oversize, and the analysis step should be regulated. Second, for those Tk unsatisfied to criterion 1, the module intends to match the eigenmodes individually by criterias 2 and 3 coordinately.
The matching loop runs until all eigenmodes are matched or marked, and then the error of the module is calculated in (15).
(15) |
Based on the matching module, this paper proposes a framework to achieve the eigenmode matching along the trajectory. As shown in

Fig. 2 Diagram of eigenmode matching framework.
The outer loop: the integration results and state trajectory are obtained at first. The loop runs from 2 to N. In every loop, and Ak are assigned to Ax and Ay, respectively. The efforts in this loop are made to match the eigenmodes at and tk.
The inner loop: one integration step is divided into parts, and the inner step is denoted as h'. and are obtained by linear interpolation when Ux and Vy are set to be the right modal matrix and left modal matrix of them, respectively. The matching module is called in each inner loop while the matched eigenvalue matrix and the error are obtained. If is less than the threshold, the loop continues until k' is larger than the round down of h/h'. Otherwise, too large value of leads to the interruption of the loop. When and only when the number of segments of one integration step is less than 10, we decrease the analysis step to h'/(2n') from h'/n', and the inner loop is restarted from .
For the sake of demonstrating the effectiveness of the proposed mode matching method, an IEEE 10-machine 39-node system is established by Fortran software and analyzed by MATLAB software. The data of the system can be found in [
One hundred and eighty of the total 232 cases are angularly stable, whereas the others lose angular stability within 10 s. Considering that the system loses angular stability once a DSP appears, the trajectories before DSPs of the 52 instable cases are extracted. The errors of the above cases are depicted in

Fig. 3 Mis-matched error of cases.
As shown in
The maximum error of the raw data is 40.46%, while the average error is 18.36%. Correspondingly, the proposed matching technique reduces the maximum error and the average error to 3.70% and 0.24%, respectively. It is worth emphasizing that most error time sections locate near the fault occurring time, clearing time, and the DSP, which can be corrected manually with little efforts.
As a summary, the proposed method achieves accurate eigenmode matching, with the errors of test cases being reduced by at least one order of magnitude.
Special phenomena are observed in a two-machine test system, with the structure shown in

Fig. 4 Structure of two-machine test system.
The classical model is used to represent the generators. G1 is a water turbine equipped with a governor, whereas G2 is a steam turbine. The dynamic equations are listed in Appendix D. The line data, generator data, and governor data are listed in Appendix E. The eigenvalues at the equilibrium point and the nonlinear index of normal forms technique are obtained in
EMCR stands for electromechanical mode correlation ratio; I1 is nonlinear interaction index 1.
A couple of imaginary roots and two real roots are produced by the hydroelectric power governor. As seen in
The disturbance is set to be a three-phase transient fault at the head of line 2-3, and the duration time is 0.09 s. The equivalent center of inertia (COI) trajectory is obtained by trapezoidal integration.
An undamped oscillation of the relative rotor angle is depicted in

Fig. 5 COI of rotor angles.

Fig. 6 Components of signal decomposition. (a) Trajectory of component 1. (b) Trajectory of component 2.
As shown in
However, and can only explain the dynamic behaviors of the components in
To demonstrate the evolvements of time-varying eigenmodes, the TEs are obtained and depicted in

Fig. 7 Trajectories of some important eigenvalues. (a) Trajectories of real parts of eigenmodes 2 and 3. (b) Trajectories of imaginary parts of eigenmodes 2 and 3. (c) Trajectories of real parts of eigenmodes 5 and 6. (d) Trajectories of imaginary parts of eigenmodes 5 and 6. (e) Trajectories of real parts of eigenmode 8. (f) Trajectories of imaginary parts of eigenmode 8.
Considering that the real roots and represent two synchronous components with exponential decay, the trajectories of these eigenmodes are omitted. Similarly, the trajectory of zero root does not contribute to the complex dynamic behaviors of the oscillation. Therefore, the trajectories of important eigenmodes such as , , and are depicted in
As shown in
With the operation point deviating from the equilibrium point, the characteristics of eigenmodes become more and more different from
For the sake of illustrating purposes, the parts of the trajectories in

Fig. 8 Enlargement of TEs.
With the movement of the operation point from the DCP to FEP, the real parts of significantly reduce to negative (such as in 75-80 s). In the next half-cycle, that process will go into reverse, and the real parts of rise to positive (such as in 80-85 s). When it comes to , the trajectories change in opposite position. Notably, once the values of change a lot, the trajectories of would be distorted. In somewhere near FEPs (such as in 90-93 s), the distortions are so severe that transfer to two real roots, which represent exponential trends.
During the undamped oscillation after the 10
The decaying of eigenmodes could be attributed to the negative values of their real part sequences. Once re-excited, the real parts of move to the positive direction of the vertical axis. The changes of are synchronized with , which significantly indicate the interactions between and In order to illustrate the time-varying dynamic behaviors of the trajectory, the components of trajectory eigenmodes can be used to analyze the mode interactions.
In the test case, can be used to describe the time-varying dynamic characteristics. According to (9), the trajectory of can be decoupled by
(16) |
- are linear composition of . For instance, and the rest can be obtained in the same manner. and represent the components decaying exponentially, manifesting as the lines overlapped with the horizontal axis. and represent a couple of complex eigenmodes, whose superpositions describe the dynamic behavior of the low-frequency mode. Another couple of complex roots are described by and in time domain. The superposition of and describes the dynamic behavior of the ultra-low frequency mode.

Fig. 9 Components of TE mode. (a) Trajectory of φ1(t)+φ3(t). (b) Trajectory of φ5(t)+φ6(t). (c) Trajectory of φ8(t).
In
In
In
The relationship between and can be observed by the trajectory of in

Fig. 10 Recombination of eigenmode trajectories. (a) Trajectory of φ2(t)+φ3(t). (b) Trajectory of φ5(t)+φ6(t)+φ8(t).
Obviously, the peaks of and are offset each other. The superposition of their trajectories performs to be a complementary component of . By adding
As a result, is deemed to be interacted with at first, while the mode interaction between and is later.
Comparing with
The sequences of elements of the transfer matrix are depicted in

Fig. 11 Trajectories of elements of Tk matrix.
For illustrating purposes, the

Fig. 12 Transfer coefficient to eigenmode 5 from other eigenmodes. (a) Impact on eigenmode 5 from eigenmode 2. (b) Impact on eigenmode 5 from eigenmode 5. (c) Impact on eigenmode 5 from eigenmode 6. (d) Impact on eigenmode 5 from eigenmode 8.
From the 9
In the next 91.3
Therefore, the mode interactions between (, ) and other eigenmodes are the main reasons for the undamped oscillation and re-excitation of (, ).
In order to verify the effectiveness of the above analysis, two nonlinear interaction indices of normal forms technique (I1 and I2) are utilized [
In
I2 is nonlinear interaction index 2.
Based on the TE theory, this paper proposes a method to analyzes the evolution mechanism of two special phenomena in ULFO. First, the trajectory is decoupled into n time-varying components. Second, the mode interactions and inheritance relationships of eigenmodes are analyzed by the transfer matrices.
The model-based and the trajectory-based paradigm are integrated by the TE theory. The trajectories obtained by numerical integration guarantee the reliability of data, while the piece-wise linearized models make it possible to decouple eigenmodes. Thus, the theory has extensive prospects in the analysis of mode interactions.
1) Decoupling of time-varying eigenmodes
The eigenmodes are decoupled through the proposed eigenmode matching technique. The superposition of n time-varying components can approximate the response of the original system. In the simulation of this paper, the analysis results of the proposed decoupling method are very accordant to that of the WFR method. A trajectory of ULFO is divided into two components according to the frequencies. Unlike the signal analysis approaches, the proposed method can provide a further description of the instantaneous oscillation characteristics, without the limitation of window width. Meanwhile, the time-varying eigenmodes and the parameters of the system can be associated by the TEs.
2) Eigenmode re-excitation and undamped oscillation
Under the influences of nonlinearities, some eigenmodes may be self-motivated or co-motivated. The positive damping characteristics of decayed eigenmodes may transfer to negative damping.
With the operation point deviating from the equilibrium point, nonlinearities always engender strong mode interactions. Decoupled components of eigenmodes are distorted with the rapid changing of the transfer matrix. On the contrary, the dynamic behaviors can be described by an approximate linear system in the neighbor of the equilibrium point. The mode interactions can be hardly observed near the equilibrium point, and the characteristics of the oscillation tend to be consistent with the eigen-analysis at the equilibrium point.
During the periodical pendulum movements of the operation point, the increasing amplitude of the relative rotor angle enlarges the proportion of the nonlinear region away from the equilibrium.
In the first half of the oscillation, the positive damping in the linear region of the low-frequency mode sufficiently eliminates the effects of negative damping in the nonlinear region, making the decoupled component of the low-frequency mode convergent. When the negative damping dominates the dynamic behaviors, the component of the low-frequency mode begins to be re-excited. In the second half of the oscillation, strong mode interactions construct a new balance condition among several eigenmodes. Usually, the transformation between positive damping and negative damping balances out in one swing.
3) Eigenmode matching technique
Typical cases verify the effectiveness and accuracy of the proposed eigenmode matching technique. Compared with the original data, the error is reduced at least one order of magnitude.
1) Trajectory eigenvalues in practice
Despite many theoretical achievements of TE theory that have been made, the computation amounts of TEs in large power systems prohibit wider acceptance of the novel theory. Hence, the TE theory is still under investigation as well in methodological aspects as in concrete applications. Future explorations can be made by reduction of system order or polymerization of trajectories.
2) Relationship with transient stability analysis (TSA)
Generally, the dynamic behavior of a power system with large disturbances is regarded as a TSA problem. However, the oscillation characteristics before a system losing angular stability are ignored by most TSA approaches. The TE theory can be utilized to study the oscillation characteristics along the trajectory. As for the transient stability problem, multiple mature methods can be nominated, such as extended equal area criterion (EEAC).
Appendix
According to the theory of eigen-analysis, in any , and its right eigenvector should satisfy:
(A1) |
The modal matrix is defined as:
(A2) |
Let , then , . New variables can be defined as a linear transformation:
(A3) |
Both sides of (4) are left-multiplied by Vk.
(A4) |
where . As the
(A5) |
By substituting (A4) into (A3) we have and , rearranging (A5) as the matrix form (A6).
(A6) |
where ; ; . Both sides of (A6) are left-multiplied by Uk.
(A7) |
Thus, the solutions of (4) are given in the time domain.
For general matrices, Ostrowski proved that the eigenvalues are continuous with the varying parameters in 1960 and derived the theorems:
Let , , , , then
(B1) |
For any , there exists to satisfy:
(B2) |
(B3) |
As a result, once , the eigenvalues of B and A are the same.
Vlimit is the maximum output voltage of the governor.
(D1) |
where is the angle of the rotors; is the angular velocity of the rotor; M is the inertial of the generator; Pm is the mechanical torque; Pe is the electromagnetic torque; and D is the damping torque coefficient. In the data lists of Appendix E, the direct-axis transient reactance of generator is denoted by , and the quadrature axis synchronous reactance is denoted by Xq.
(D2) |
where are the state variables of governors and water turbines, as shown in Fig. D1; Kp is the gain of governor; R is the regulation coefficient of governor; TG and Tp are the servo time constant and the pilot valve time constant of governor, respectively; Td and Dd are the soft feedback time constant and coefficient of governors, respectively; is the reference angular velocity; is the initial value of electromagnetic power; and Tw is the water starting time of the turbine.

Fig. D1 Diagram of governor and water turbine.
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