Abstract
As a typical scenario of distributed integrated multi-energy system (DIMS), industrial park contains complex production constraints and strong associations between industrial productions and energy demands. The industrial production process (IPP) consists of controllable subtasks and strict timing constraints. Taking IPP as a control variable of optimal scheduling, it is an available approach that models the IPP as material flow into an extension energy hub (EH) to achieve the optimization of industrial park. In this paper, considering the coupling between the production process and energy demands, a model of IPP is proposed by dividing the process into different adjustable steps, including continuous subtask, discrete subtask, and storage subtask. Then, a transport model of material flow is used to describe the IPP in an industrial park DIMS. Based on the concept of EH, a universal extension EH model is proposed considering the coupling among electricity, heat, cooling, and material. Furthermore, an optimal scheduling method for industrial park DIMS is proposed to improve the energy efficiency and operation economy. Finally, a case study of a typical battery factory is shown to illustrate the proposed method. The simulation results demonstrate that such a method reduces the operation cost and accurately reflects the operation state of the industrial factory.
DISTRIBUTED integrated multi-energy system (DIMS) integrates the generation, transmission, consumption, and storage of multiple energy systems, including electricity, heat, cooling, and gas together [
For industrial park DIMS, industrial production process (IPP) provides additional flexibility and coupling. Compared with general DIMS, managers of industrial park can control the operation status from both sides of supply and demand. On the supply side, similar to general DIMS, there are many types of local energy devices such as combined heat and power (CHP), photovoltaic (PV) power, as well as other energy conversion devices such as heat pump (HP), absorption chiller (AC), etc. [
There have been numerous theoretical studies for the operation optimization of DIMS in the modeling method and system analysis [
While there are some research and engineering practices in the collaborative optimization of DIMS in industrial parks, very few papers follow the relationship between DIMS and IPP. For industrial DIMS, most studies mainly focus on the optimal scheduling of energy systems. References [
For industrial park DIMS, actually, the present scheduling strategy is a two-stage method. Firstly, IPP is managed based on electricity pricing to obtain energy demand. Then, the energy system is optimized to meet the demand. A universal unified model combining DIMS and IPP is also needed for the optimization of industrial park. This paper addresses this issue by establishing a universal extension EH model considering IPP as material flow. The coordinative optimization of DIMS and IPP can achieve economical operation for industrial park DIMS. This paper makes the following contributions:
1) It proposes a universal model for IPP dividing the whole process into three types of subtasks according to the operation characteristics and describing the coupling with energy system.
2) IPP is modeled as material flow, and a standard modeling method for industrial parks is proposed combining IPP and DIMS. The universal extension EH model considering IPP is established to analyze the generalized energy flow for industrial park DIMS.
3) Based on the extension EH for industrial park DIMS, an optimal scheduling strategy is proposed to reduce operation costs by adjusting industrial production and energy supply. A battery factory is presented to test the proposed method.
The rest of this paper is organized as follows. Section II explains a universal model for IPP. Section III establishes the unified extension EH model considering the material flow of IPP. Section IV describes a typical IPP of a battery factory and develops the optimal scheduling model. A case study for a standard battery factory is presented to illustrate the proposed method in Section V. Finally, conclusions are summarized in Section VI.
The goal of industrial production is to accomplish planned yield, which follows the transfer of raw materials. A complete IPP is frequently a combination of a series of complex processes with strict timing constraints. The raw material is transformed on assembly lines, accompanied by multiple energy consumption, including cooling, heat, and electricity. Therefore, we first need to model IPP according to material flow based on the framework and constraints of actual production.
A complete IPP consists of different steps from material to semi-finished material, with the end to final products. There are a series of assembly lines in different workstations in complex production. Besides, different factories have different products and production processes. Since then, a universal framework is needed to describe IPP for industrial park DIMS.
From the standpoint of scheduling, IPP can be regarded as a series-parallel system that assumes material as a medium, different production devices as nodes, and transmission processes as branches. IPP can be described based on graph theory. We define the relatively continuous pipelines as an aggregate that can transform the input of raw materials to the output of semi-finished materials. The transfer process of material between different subtasks is defined as a line.
As IPP is accompanied by personnel deployment and numerous industrial devices, it is difficult for traditional device-level control method to directly manage IPP for the optimal scheduling of DIMS. To describe the actual IPP, these aggregative subtasks are further divided into different types according to their operation characteristics. Aiming at taking full advantage of the adjustability of IPP, it is necessary to consider the timing constraints between various links. If there are tight timing constraints between subtasks, it would be difficult for a single link to adjust independently within one scheduling period.
In the actual process, taking the packing link as an example, which is common in most factories, it usually includes several specific steps such as cutting, welding, forming, etc. These particular steps must operate in a specific order. The timing constraints among these steps are strict. For modern production, efficiency and standardization are important features. There is no obvious interval in these subtasks of packing link, which means that the manager cannot independently control the operation of each device. These specific devices should be integrated into aggregated subtasks according to reasonable standards to achieve adequate control.
When setting subtasks, the timing constraints among devices are important. Subtasks should contain a series of devices with strict timing constraints and can be scheduled independently. In an actual factory, there are storage links to store material. The warehouse is used to store semi-finished products and becomes a decoupling link in IPP. Based on storage links, IPP is defined with three subtasks, including continuous subtask, discrete subtask, and storage subtask.
This type of subtask represents a set of continuous steps with strict timing constraints that cannot run independently before the previous step has been produced. In the interaction of energy system, continuous subtask can be compared to a device with fixed power, and what we can control is the working state that could be on or off. The typical case is the single-direction pipeline operation.
This type of subtask represents a type of cumulative task, in which semi-finished materials should be processed in several consecutive periods. In this way, we can adjust the operation point without strict timing constraints by controlling the number of products. The discrete subtask can be regarded as a device we can manage with flexible and adjustable power besides switching state. The typical representation is the battery charge and discharge testing.
This type of subtask is used to describe the warehouse of materials. It is similar to energy storage in terms of operation characteristics. There are identical constraints among the input, output, and capacity compared with energy storage.
A framework of IPP is illustrated in

Fig. 1 Framework of IPP.
The delivery of material is a physical link among different processes. The constraints of products determine the energy demand of industrial production because the output of production is directly related to energy consumption. Therefore, a mathematical model of production constraints is firstly established based on material production and transfer.
The characteristic of continuous subtask is that only the on-off state of workstation can be controlled without constant adjustment. In addition, the minimum switching time constraint of each subtask is necessary.
(1) |
(2) |
(3) |
where is a kind of continuous subtask; is the switching status of the
Compared with the continuous one, the output of discrete subtask is adjustable more than the switch state. Furthermore, the output of subtask can also be controlled. Compared with continuous subtask, the output K of discrete subtask is adjustable, and the output equation is shown in (4).
(4) |
where is a kind of discrete subtask; is the switch status of the subtask; and is the adjustable output of the
The storage stage is a buffer between the two subtasks and decouples the two connected steps. Similar to energy storage, there are capacity constraints in the warehouse.
(5) |
(6) |
where is the capacity of the storage stage at time ; and are the input and output yields of the storage, respectively; and are the switching status of the upstream subtask and downstream subtask, respectively; N1 and N2 are the numbers of workstations of upstream subtask and downstream subtask, respectively; and is the range of capacity.
The coupling of IPP and energy system is reflected in the energy demand of every subtask. To analyze the coupling relationship, IPP in an industrial park first needs to be divided into subtasks. For each subtask, the corresponding relationship between the energy demand and yield output of this subtask should be established. Through energy demand, IPP is connected with the energy system. To establish the coupling of IPP and energy system, the energy demand of IPP is further analyzed under the dispatching scale of the energy system.
Each subtask contains multiple production links. When calculating the power corresponding to a subtask, we need to select the rated power to represent the entire subtask collectively. Assuming that the subtask contains four production links,

Fig. 2 Relationship between power and operation time.
In
(7) |
where P is the rated power of the process at full operation; and Pe is the equivalent power of the process in scheduling.
In the scheduling, and Tm are known, and (7) is expressed as:
(8) |
The general model of IPP established in this paper includes three types of subtasks, the most special of which is the storage subtask. When it works, it stores and transfers semi-finished products, which does not involve processing. Therefore, it can be regarded as no interaction with the energy system except for general auxiliary loads such as conventional lighting and ventilation. For continuous subtasks and discrete sub-tasks, since there are clear production tasks and represent industrial machinery operation in modern factories, various loads that are closely related to the production volume will be generated. At the same time, in modern industrial production, in addition to electrical loads, there are often loads such as refrigeration, constant temperature and even steam, so the relationship between the subtask and the energy system is modeled as shown in (9):
(9) |
where and are the power of industrial load at time t; and and are the load power of the
There is a significant difference between continuous subtask and discrete subtask. In continuous subtask, is fixed and cannot be adjusted, but is an adjustable time-varying variable.
The mathematical model of IPP is given in the previous section. To achieve the collaborative optimization of IPP and DIMS, a universal model needs to be further established. EH is a typical method for analyzing the energy flow of DIMS, and the delivery of material can also be regarded as a kind of energy flow. Therefore, based on the concept of EH, an extension EH model considering material flow is established for industrial parks.
An EH models a DIMS of any complexity as a unit with multiple input and output ports. The energy injected into the input ports, in the form of gas, electricity or other vectors, is described by a vector Vin. Similarly, the outputs are described by a vector Vout. The coupling matrix C defines the steady-state relationship between Vin and Vout at a specified period.
(10) |

Fig. 3 Structure of EH.
This example is used here to illustrate how to establish an EH model. The input and output vectors of the EH model of this DIMS are:
(11) |
(12) |
The coupling matrix C is a vector that can be written directly using energy dispatch and efficiency factors:
(13) |
When performing optimal scheduling calculations, the allocation coefficient is in matrix C. Therefore, C is a time-varying matrix, and there are specific difficulties in solving the equations.
To facilitate the solving of the model, the distribution coefficient is converted into free energy flow through matrix transformation, and the EH model of the fixed coefficient matrix can be obtained. As described in [
(14) |
where vQAC is the heat input to the AC produced by the CHP.
Compared with the traditional EH model based on the variable coefficient matrix, the EH model separately expresses the distribution coefficient in the form of branch energy flow. The coefficient matrix obtained by this method contains only the efficiency of device. The distribution coefficient participates in system scheduling with freedom degrees of energy flow. The following research is based on this model for further investigation.
In park-level systems, the EH model can adequately represent the flow direction and power. In the current EH model, loads are regarded as known conditions or aggregated loads that participate in the demand-side response. This method ignores a series of controllable conditions in industrial production.
When materials are transferred in different subtasks, although there is a morphological change, it can be regarded as a material flow in essence. This material flow includes nodes summarized by production subtasks and lines abstracted by the transmission process, which shows the same characteristics as the energy flow. Therefore, IPP is introduced into the EH model as material flow, and an extension EH model is established.
Through the modeling of IPP in Section II, the coupling of energy demand and yield output of subtask is established. It reflects the coupling of IPP and the energy system. The subtasks of IPP can be modeled as coupling devices that convert energy flow and material flow into material output. In this way, IPP is coupled with the energy system.
Compared with the energy system EH, the system input of the extension EH model adds raw materials, and the output adds the target products. The topology of the extension EH model is shown in

Fig. 4 Structure of extension EH.
According to the general IPP model established in section II, three types of subtasks are analyzed according to the EH model. In the EH model, devices are regarded as nodes. There are usually two types of nodes in EH, which are energy conversion node and energy storage node.
For continuous subtask and discrete subtask, they can be regarded as a node with multiple input ports and a single output port shown in

Fig. 5 Structure of subtask node.
For these subtasks, the node balance equation is given as:
(15) |
where Z is the nodal energy conversion matrix of the subtask.
For the storage subtask, the model is relatively simple as there is no coupling of energy system. The storage subtask is regarded as a kind of energy storage system shown in

Fig. 6 Structure of storage subtask.
In order to maintain the unity of the format with other components, a virtual energy storage branch is added to the storage subtask. is used to present the original association matrix of storage. Considering the added branch, the node association matrix of the storage component is:
(16) |
Further, the nodal energy conversion matrix is:
(17) |
Based on the above analysis of the material flow, the complete extension EH model shown in
(18) |
The extension EH model above provides a method to describe the coupling between the energy system and IPP uniformly. Compared with the device of DIMS, the rated power of subtasks shown in (8) is not constant. For a given subtask, Tm is consistent, and the equivalent power is related to the duration of the subtask. Combined with the parameter settings in
In this section, a battery factory is used as a case study to verify the proposed model. An extension EH model suitable for the battery factory is established through a detailed description of battery production. Besides, a collaborative scheduling model considering IPP is proposed.
According to the framework given in Section II, the process of battery production can be divided into three subtasks and two material storages (MS) of the semi-finished products. Firstly, the complete IPP of a battery factory is shown in

Fig. 7 Complete process of battery production.
In CP subtask, the raw material usually is processed through five links: mixing, coating, drying, calendering and slitting. There are strict timing constraints among these links, so the CP subtask is a continuous subtask. After CP, the raw material has been battery cell that can be stored in the first storage subtask and reprocessed in PL. Similar to CP, PL is also is a continuous subtask with four ongoing links: winding, welding, filling, and assembly. After this step, the semi-finished battery is produced and can be stored in the second storage subtask. In the last step, the semi-finished battery will be formatted and graded in FG. The number of batteries charging and discharging can be flexibly adjusted, which means FG is a discrete subtask. There is a unique characteristic in this subtask that the energy released during battery discharge can be fed back to the grid through the conversion cabinet.
From the perspective of material flow, the raw material becomes battery products after three subtasks. There are many industrial devices in CP, PL and FG, which are related to energy system. The energy demands for these three production subtasks are not only electricity, but also heat and cooling, which are used for specific different steps such as drying, constant temperature and cooling. The entire battery plant itself is a complete integrated energy system. Its functional equipment includes CCHP, PV, HP, AC, auxiliary boiler (AB), centrifugal chiller (CC), and energy storage systems, including BESS, thermal storage (TS), and cooling storage (CS).
In practice, there are more energy supply devices in the system where the number of freedom degrees has increased significantly. However, these freedom degrees are not entirely independent. For example, for subtask 1, the power source includes the grid purchase branch, PV branch, and CCHP power output branch. In the actual system regulation, the dispatcher will operate a combination of the three: the power flowing into subtask 1. Since the network constraints are not considered in the EH model, its connection relationship is an abstract concept, and there is no actual physical connection. With the introduction of virtual bus components, the system distribution coefficient will be uniformly reflected by the bus components, reducing the size of the matrix. The structure of the expanded EH model for the battery factory is shown in

Fig. 8 Extension EH for battery factory.
The extension EH model introduced above primarily reflects the energy distribution under a single time profile. To optimize the operation of industrial park DIMS, an optimal scheduling model is needed based on the proposed extension EH model.
The goal of optimal scheduling is economic benefits. The daily production of the industrial park should follow the production plan. Under the same yield, the consumption of raw materials is fixed. The labor costs are billed monthly. The scheduling strategy would not cause changes in the consumption of raw materials and labor costs. Therefore, the objective function is defined as the minimization of DIMS operation cost.
Taking the above battery factory as an example for analysis, the operation cost of the energy system includes three parts: the cost of purchasing electricity, the cost of purchasing gas for the CHP unit, and the operation and maintenance costs of units. The operation and maintenance costs include start-up/shut-down costs of CHP and AC, maintenance costs of ES, and start-up/shut-down costs of IPP. The objective function of establishing the optimal scheduling model of the battery production factory is as shown in (19).
(19) |
where is the cost of purchasing electricity; is the cost of purchasing gas for the CHP unit; is the operation and maintenance costs of the devices; is the start-up/shut-down costs of units; and is the maintenance cost of ES.
First, there are constraints for the balance of extension EH.
The main constraints of system optimization are the energy balance constraints of DIMS and the material balance constraints of IPP.
This part of the constraint is reflected by the established extension EH model, which satisfies the EH equilibrium equation shown in (20).
(20) |
Second, there are constraints for the storage system.
Compared with energy conversion devices, the storage system is with visible timing characteristics. The stored energy is coupled at the next moments. Therefore, it is necessary to set the constraints of SOC. The storage devices in the extension EH include BESS, TS, CS and two storage subtasks.
(21) |
where is the rate of changes of the SOC at time ; is the charging/discharging power; the supersripts min and max represent the minimum and maximum values of the variables, respectively; is the charging/discharging efficiencies; and is the charging/discharging power of ES.
Third, there are also the constraints for conversion devices.
(22) |
where is the output power of device; is the input power of device; and is the efficiency of energy conversion.
The energy flows in the extension EH should satisfy the comprehensive of energy flow equations as shown in (20)-(22). The constraints for IPP can refer to (1) and (2).
Finally, the proposed optimal scheduling model can be summarized as follows:
(23) |
In this way, the complete optimal dispatch model of off-grid DIMS is obtained considering complex industrial processes. Since there is a product of the start-stop variable and the power variable in (2), this model is a nonlinear problem. To facilitate the calculation, this paper adopts the Big M method to linearize (2) [
In this way, the optimal model becomes a mixed-integer linear programming problem and can be solved by CPLEX, which is a mature commercial solver.
The extension EH model of the battery factory is established in the previous section. In this section, an actual battery factory, which is located in Guangdong, China, is used as a case to test the proposed method.
There are two workstations in CP, two workstations in PL, and four workstations in FG. The parameters of subtasks are shown in
The parameters of energy converters in this park are shown in
In this paper, we define unit yield as a standard output in one hour. Unit yield is used to evaluate the production capacity of the industrial factory.
As the three subtasks in IPP, especially the continuous subtasks, contain multiple uninterruptible steps, the simulation step should not be set too short to prevent the frequent start-stop of the production line. Simultaneously, considering the time lag between the production line arrangement and the production, it is suitable for day-ahead scheduling optimization with 0.5 h as simulation timing. The daily yield is set as 24 unit yields.

Fig. 9 Optimization results of IPP.

Fig. 10 Inventory ratio of two storage subtasks.
Based on the comprehensive analysis of

Fig. 11 Optimization results of DIMS. (a) Power system. (b) Thermal system. (c) Cooling system.
Combined with the electricity pricing in
Besides the coupling of the electricity, heat and cooling system, the load transfer capability of ES effectively reduces the system operation costs.
This section compares the superiority of the collaborative optimization method proposed in this paper with the existing optimization methods. The introduced battery factory is used as an example. In the current research, IPP is regarded as a regulation means to respond to electricity pricing. The IPP scheduling strategy is firstly obtained according to the electricity pricing, and then the DIMS is optimally scheduled to reduce the system operation costs. This two-stage method is compared with the unified modeling method proposed in this paper.
Case 1 is the optimization method based on the extension EH model and case 2 is optimized by a two-stage optimization method. The first stage optimizes IPP based on the time-of-use electricity pricing and obtains the cooling, heat, and electricity loads based on the known schedule of IPP. At the second stage, DIMS with certain loads is optimized based on EH model.
The DIMS unit outputs of the two methods with actual operation costs are further compared in

Fig. 12 Comparison of optimization costs for IPP.
In the context of industrial production with distinct integrated energy demands, the scheduling method of IPP in response to electricity pricing is unable to effectively utilize the coupling characteristics of DIMS. The collaborative optimization method of IPP and DIMS proposed in this paper can further reduce the production costs and improve the economic efficiency.
The coupling relationship between the DIMS system output and the IPP is established proving that the proposed extension EH model can perform collaborative optimization of DIMS and IPP.
The universal model proposed in this paper is based on the constraints of IPP. In addition to battery production factories, modern assembly line production companies such as steel smelting and chemical production also have similar constraints of IPP. For industrial parks with complex production processes and obvious energy demand, the modeling process of the extension EH model has applicability.
IPP can be divided into different adjustable steps, including continuous and discrete subtasks and storage subtasks. IPP can be modeled as a material flow to establish a unified model with DIMS. The proposed extension EH model is a universal model, and it can describe the coupling relationship between IPP and DIMS. By linearizing the IPP model, this paper proposes a general optimized scheduling model for industrial parks. The general model established is a standard format, and it can be quickly built by IPP data card, which is suitable for various industrial parks. The simulation results show that coordinative optimization of DIMS and IPP can achieve economic system operation for industrial park DIMS.
Future works include the standard model considering system inertia for industrial park DIMS and the influence of social factors such as personnel arrangement. Besides, the problems caused by the probability of renewable energy and power failure are of further research interest.
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