Abstract
In this paper, a coordinated control scheme for wind turbine generator (WTG) and supercapacitor energy storage system (ESS) is proposed for temporary frequency supports. Inertial control is designed by using generator torque limit considering the security of WTG system, while ESS releases its energy to compensate the sudden active power deficit during the recovery process of turbine rotor. WTG is modeled using the fatigue, aerodynamic, structure, turbulence (FAST) code, which identifies the mechanical loadings of the turbine and addresses electro-mechanical interactions in the wind energy system. A damping controller is augmented to the inertial control to suppress severe mechanical oscillations in the shaft and tower of the turbine during frequency supports. Furthermore, the result of small-signal stability analysis shows that the WTG-ESS tends to improve the stability of the whole multi-energy power grid. The major contributions of this paper will be validated by utilizing the proposed control method that combines the grid support capability and maintaining the integrity of structural design of the turbine for normal operations.
MOTIVATED by aggressive sustainable energy policies, renewable energy is supplying a large amount of electricity demands in modern power systems. However, the stochastic nature of renewable power makes it difficult to dispatch. The power reserve from conventional power plants might not be enough to accommodate the variations in renewable energy. The majority of commissioned renewable generators operate in grid-following mode, which makes them decoupled from the grid frequency and contribute little to the system inertial response. The low-voltage ride through (LVRT) capability of renewable energy generation units is another concern for reliable grid operations [
Nowadays, taking wind power plants (WPPs) as an example, they are required to participate in power system frequency regulations in various forms, which is achieved by auxiliary controls beyond basic turbine torque and pitch controls. Modern wind turbine generators (WTGs) are controlled to emulate the behaviors of conventional generators, providing inertial response when under-frequency event happens [
The advancement of multi-energy system provides undeniable flexibility for power system operation. The distributed energy management problem is solved for multi-energy system in different timescales by designing a novel event-triggered based distributed algorithm [
By combining multi-energy carriers, WTG-ESS formulates a multi-energy generation plant. The mechanical power from the turbine side is transformed to electric power in a more controllable manner. The energy stored or released through supercapacitor enhances the control flexibility of a WTG during system transient state, improves the overall inertial control performance, and relieves mechanical stress on WTG. In this paper, we focus on the coordinated response of the studied system for temporary frequency supports.
References [
In order to maximize the contribution of WTG in frequency regulation, we design the inertial control scheme for WTG based on the generator torque limit which is similar to the concepts presented in [
From the perspective of mechanical structure of the turbine, efforts are made to improve the controller’s performance in damping the structural modes of flexible wind turbines (WTs) [
To perform these tasks, we first introduce the modeling of wind power system with the FAST program. Using real aerodynamics and airfoil data measured in field tests, the model is developed for a 3-bladed controls advanced research turbine (CART3) located at the Flatirons Campus, National Renewable Energy Laboratory (NREL) (National Wind Technology Center) in Colorado, USA. The control of rotor-side converter (RSC) and grid-side converter (GSC) is synthesized systematically, based on which the auxiliary control is designed. The supercapacitor is connected directly at the DC link, solving the SFD caused by KE restoration. Finally, the coordinated response of the studied system is verified based on the CART3 model integrated in the IEEE 14-bus test system. Small-signal studies are carried out to prove the improved inertial response from the perspective of the whole multi-energy network.
The rest of this paper is organized as follows: Section II illustrates the proposed CART3-PMSG simulation model. In Section III, the control of power converters is presented, and the coordinated control scheme with damped structural modes is elaborated in Section IV. Case studies are presented in Section V and the paper is finalized in Section VI.
CART3 employs a Type IV WTG configuration with full power converters. The mechanical system is modeled on the FAST simulation platform by considering the dynamics in the turbine shaft, blades, and tower. The permanent-magnetic synchronous generator (PMSG) is represented by its voltage and flux equations in rotating reference frame. An overview of the simulated system is given in

Fig. 1 A comprehensive wind energy system modeling based on FAST.
FAST is a high-fidelity aeroelastic turbine simulator developed by the NREL [

Fig. 2 Interested DOFs in turbine tower and blades.
The motion equations of DOFs are set up using Euler-Lagrange method in FAST as denoted in (1), which is solved by numerical integrations.
(1) |
where M is the mass matrix of considered components; are the displacements, velocities and accelerations of selected DOFs, respectively; and u and ud are the control and disturbance inputs, respectively. The dynamic motions given in (1) are driven by the induced aerodynamic forces f, which is calculated by the subroutine AeroDyn embedded in the FAST code. The inputs to AeroDyn include full-field wind speed, geometrical data of blades and motion information of DOFs. The calculated forces are returned as feedbacks to the FAST code for the evaluation of the structure dynamics in the next step.
In this paper, the FAST code is used to model a 600 kW modern turbine CART3 equipped with various sensors to monitor its operation and performance in field. CART3 and its corresponding power coefficient are shown in

Fig. 3 CART3 and its power surface. (a) CART2 (left) and CART3 (right).(b) CART3 .
A low-speed PMSG is usually built with multiple poles, thus it can be directly driven by the low-speed shaft (LSS) without a gearbox. Such a compact WTG structure leads to high reliability, which is always adopted in scenarios requiring considerable maintenance cost such as offshore wind applications. Permanent magnet is employed for the flux generation, and the dynamic model of a PMSG is formulated as in (2)-(4).
(2) |
(3) |
(4) |
where and are the stator fluxes in dq frame; is the rotor flux; is the rotating speed of the high-speed turbine shaft; Rs is the stator resistance; Ld and Lq are the stator inductances in dq frame; vsd, vsq, isd, and isq are the stator voltages and currents in dq frame, respectively; and Te is the electromagnetic torque of PMSG.These equations are represented in dq frame aligned to the rotor position. Other electrical components in the WTG system are simulated in MATLAB/Simulink using average models. Detailed PMSG parameters are shown in Table AⅡ of Appendix A.
Three control units working in coordinative manner are presented to achieve the desired wind power extraction. The pitch control and RSC control mainly deal with rotor speed regulations, and the GSC stabilizes the DC-link voltage and regulates reactive power injection to the grid. A gain-scheduling PI control is employed for blade pitch regulations in CART3. The detailed description can be found in [
RSC regulates Te based on the vector control concept. According to (4), isd is usually controlled to zero due to the insignificant rotor saliency, thus can be solely determined by stator current on q-axis isq. To control the stator current on d-axis isd and isq, (3) is substituted into (2) to formulate current dynamics in dq frame, as in (5) and (6).
(5) |
(6) |
where the control variables ud,rsc and uq,rsc are assigned as:
(7) |
(8) |
With compensators having PI control forms, transfer functions of the PI controllers for the RSC can be derived as following.
(9) |
(10) |
where is the time constant of the current loop of RSC.
Hence, combining (5), (6) and (9), (10) in Laplace domain, the closed-loop systems become first order transfer function with , as in (11).
(11) |
where , , , and are the current injections of GSC and their references in the Laplace domain, respectively. The control inputs to RSC are voltage references vs,abc at the stator terminal of PMSG as determined through (7) and (8).
GSC is regarded as a DC-voltage port for controller development, whose core is the active/reactive power controller that manipulates power exchanges at PCC [
(12) |
(13) |
where R and L are the resistance and inductance of the RL filter, respectively; ω0 is the grid frequency in angular speed; and vtd, vtq, , and vgq are the turbine terminal voltages and grid voltages in dq frame, respectively. The current references of GSC, id,ref and iq,ref, can be calculated from the power references Ps,ref and Qs,ref:
(14) |
(15) |
Similar to RSC control, we define control variables ud,gsc and uq,gsc for GSC control. Substituting them into (12) and (13), we can obtain:
(16) |
(17) |
Similarly, with PI compensators, the transfer functions of GSC current controllers in (18) can be derived as follows, where is the designed time constant of the current loop of GSC.
(18) |
The closed-loop GSC current dynamics Gi(s) are identical for the d and q current components as:
(19) |
Again, the voltage references vtd and vtq for controlling the converter can be obtained through (12) and (13).
In the outer control loop, the compensator controls the DC voltage Vdc by regulating active power Ps and reactive power Qs delivered to PCC. The system dynamics that link the control variable Ps and Vdc is described in (20) [
(20) |
where Pext is the active power imposed on DC link from turbine side; C is the capacitance of DC side; the superscript ~ denotes small-signal perturbations under the steady-state condition; and the subscript 0 in variables denotes the equilibrium, e.g., is the steady-state power injection of GSC, is the deviations from this operation point, and is the reactive power of GSC. Then, (20) is transformed into Laplace domain as in (21) to derive DC voltage controller Gv(s).
(21) |
(22) |
where Pext0 is the steady-state active power delivered to DC side from RSC. Note that is determined by Pext0. A negative results in a non-minimum phase system, leading to a reduction in the phase of Gv(s). This phase lag should be accounted for in the compensator design to ensure sufficient system phase margin [
(23) |
The open loop transfer function of GSC side L(s) is obtained by including dynamics of the GSC current control loops:
(24) |
A useful formation for the lead compensator is denoted as:
(25) |
At , an approximate 75° phase margin is achieved with . Detailed control parameters of power converters are shown in Table AⅢ in Appendix A.
The proposed coordinated control strategy is presented in this section. The turbine inertial response is developed based on the torque limit (1.2 p.u.), and the supercapacitor is used to avoid SFD caused by deloaded operation. The supercapacitor is deployed directly at the DC link of WTG, thus GSC can be used to perform charging/discharging controls for ESS. A damping controller is added in the torque control loop to suppress severe shaft and tower oscillations due to inertial response. The sizing of the supercapacitor is also discussed based on the prior simulations.
In this sub-section, we propose a modified TLIC method considering the potential issues of original methods discussed in Section I. The methods are based on our practical experience that is obtained when TLIC method is firstly implemented on CART3. The TLIC method is modified by considering the security of WTG system as described in
(26) |

Fig. 4 Active power reference for modified TLIC method.
where Tlim is the turbine torque limit; and Kg is the maximum power point tracking (MPPT) coefficient. WTG provides a timely power surge by switching the operation point from A to B once the frequency event is detected. The deloading (C➝D) is activated when the prescribed overproduction duration t0 is attained or when the rotor speed decreases down to the minimum value. Considering the overproduction capability of the CART3 system, t0 is set to be 5 s, which means that the turbine will terminate the frequency support after 5 s and switch back to MPPT operation.
The proposed TLIC ensures the reliability of the WTG system, and it is effective in real applications without complex control logics. However, the sudden active power deficit is relatively large when the deloading starts. Such power difference is given as:
(27) |
The extreme value is obtained by setting the derivate of (27) to be zero, e.g., the maximum power decrease could be 282.44 kW when the deloading operation happens at the generator speed of 120.21 rad/s. If the active power deficit is not balanced by the DC-link energy, deteriorated SFD could occur. As presented in Section III-B, GSC cascading control structure is the basis for DC energy release. Auxiliary controls are designed to mitigate SFD using a power-rate limiter at the GSC side. The control logics are given in

Fig. 5 Diagram of DC-link auxiliary control for mitigating SFD. (a) DC voltage auxiliary control. (b) GSC cascaded controls.
A sudden decrease in Te happens when the deloading starts, which will enable the DC-side voltage auxiliary control. The power-rate limiter restricts sudden power decrease by setting the allowable power change rate between (-Pr,min, +∞) at the GSC side. Due to the power-rate limit, active power difference between the RSC side and GSC side should be compensated by the energy storage. The released DC-side energy Erel is governed by energy equation in (28).
(28) |
where is the capacitance value of the supercapacitor.
In this paper, the model of supercapacitor is referred in [
(29) |
The calculated will be added to the voltage control loop, thus the energy stored in DC-side supercapacitor is released, and the power decrease rate at PCC is restricted to prevent obvious impacts on grid frequency. As the turbine gradually accelerates to the pre-disturbed speed, decreases to zero, and the supercapacitor stops participating in the frequency support of WTG.
The sizing of the supercapacitor is determined by prior simulations. Based on the developed CART3-PMSG model, we set up a series of simulations with different wind speeds and different GSC power-rate limits. is not added to the DC voltage controls, but the required energy is calculated during such process. The simulation results are shown with the interpolation in

Fig. 6 Required energy from the DC link with respect to different wind speeds and GSC power-rate limiters. (a) 3-dimentional plot. (b) Side view of 3-dimentional plot.
As expected, there is an increase in the demand of DC-link energy as the absolute values of GSC power-rate limits decrease. Compared with the required energy in low and high wind speed regions, the required energy is higher in middle wind speed region due to the larger deloaded power.
The sizing of the supercapacitor should ensure that the DC voltage is still within allowable range for stable operations of the power converters when the maximum energy is released. In this paper, the GSC power-rate limit is selected as 30 kW/s to reduce SFD as much as possible. Normally, this value should be selected considering the power-ramping capabilities of conventional generators in different power grids. A small power-rate limit (absolute value) can significantly mitigate SFD, but this will lead to an increase in the energy requirement and sizing of the supercapacitor. With this power-rate limit, the maximum required energy is 2.19 MJ as shown in
(30) |
It indicates that the possible minimum DC voltage is collaboratively determined by the steady-state active power Ps0, and the sudden power change in the worst-case scenario. is set to be 283 kW as identified in (27) under the extreme conditions. is selected as the rated power of CART3. As calculated, Vdc should be larger than 962 V to ensure the stability. Thus, there exists enough voltage margin for stable system operation.
The inertial control design is based on WTG torque limit that draws extensive attentions recently [
The nonlinear motion in (1) is linearized for the following controller synthesis. We only consider the shaft and tower DOFs because the controller is mainly designed to damp the oscillations in these components. In the general linear state-space model of the mechanical part of the turbine, the system states are selected following the FAST convention [
HSS speed and tower side-to-side displacement are measured in the system output. The system matrices are computed by FAST through numerical approach. The states consist of selected DOFs and their derivatives, which are represented in terms of small deflections around the operation points. The controller is realized in the generator torque control loop as shown in

Fig. 7 Modified RSC torque control with additional damping functions.
The mechanical system of the turbine is linearized around the operation point that has 10 m/s wind speed, under which the system open-loop poles are (-0.0394, -0.0942±1.113i, -0.0041±5.554i). It corresponds to the generator speed mode, drive-train torsional mode, and tower side-to-side bending mode, respectively. The state feedback gain is designed to place the closed-loop poles at (-0.0394, -1±18.113i, -0.05±5.554i), hence, significant damping is added to the shaft and tower modes. A state observer is included to estimate the system states.
CART3-PMSG is aggregated into a WPP with 100 identical WTs. As shown in

Fig. 8 CART3-based WPP connected into IEEE 14-bus test system.
As mentioned in Section III, the voltage control loop of the GSC is essential to coordinate the energy stored in the supercapacitor. The power can be extracted from the PCC to the DC side, a lead term should be included to solve the non-minimum phase problem by the voltage controller. Based on the parameters in Table AⅢ, the compensator (23) is tuned at 200 rad/s, which is one fifth of the time constant of current control loops.
In Figs.

Fig. 9 Performance comparison of WTG frequency support using different inertial control algorithms. (a) 7 m/s. (b) 10 m/s. (c) 18 m/s.

Fig. 10 Effects of augmented damping controller in inertial controls with hub-height mean wind speeds. (a) 7 m/s. (b) 10 m/s. (c) 18 m/s.
Generally, the results presented in Figs.
The simulation resulting in the low wind speed region are illustrated in
However, without the support from DC-link supercapacitor, significant SFD is observed in the original TLIC method during KE recovery process.
With the proposed coordinated approach, active power support from DC link is activated when the deloading operation starts. The active power output at the GSC side gradually decreases to pre-disturbed level with the power injection from the storage at DC side. The energy released from supercapacitor becomes zero when WTG reaches pre-disturbed condition, and DC-link voltage is stabilized at a lower level than its nominal value. The generator speed has already shown some oscillations using TLIC without enabling DC-side support. This is because no damping control is added to this TLIC method.
In TLIC with torque-rate limit, the generator speed is lower than the minimum value due to the slow torque response, which potentially affects the reliability of the turbine system. The effectiveness of the proposed coordinated control scheme is more evident in the middle wind speed region as shown in

Fig. 11 Small-signal analysis at system level of WPP integrated IEEE 14-bus test system.
At high wind speed, the active power increment is limited for inertial controls. This is because the turbine is operated under the rated condition using pitch control before the disturbance. It is shown that the HSS speed is operated around 1600 r/min in
The simulations in
In this part, the small-signal analysis at system level for WPP integrated IEEE 14-bus test system is conducted. The sub-section focuses on the interactions between WPP and the studied power system.
Unstable poles appear in the power system with reduced inertial constants, as the black case in
In this paper, an enhanced WTG inertial control scheme with coordinated actions from supercapacitor ESS is proposed. High-fidelity models of the studied multi-energy system are presented using FAST for the mechanical sub-system. It has been proven that the proposed inertial control is able to provide effective power system frequency regulation without affecting the structural integrity of the WTG mechanical parts. The security of WTG system is considered and a feedback controller to damp structural modes in turbine shaft and tower is augmented by the modified TLIC method. ESS is mainly used to solve the SFD caused by KE restoration. The enhanced inertial response of multi-energy power system is studied through small-signal analysis at system level. Simulations show that the proposed method can improve the FN and mitigate SFD, and the magnitudes of oscillations in the mechanical subsystem decrease as well.
rotor radius is 20 m.
rated electric power is 600 kW.
the capacitance at DC link is increased to 1 Farad using the supercapacitor according to Section IV-C.
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