Abstract
The increase in global electricity consumption has made energy efficiency a priority for governments. Consequently, there has been a focus on the efficient integration of a massive penetration of electric vehicles (EVs) into energy markets. This study presents an assessment of various strategies for EV aggregators. In this analysis, the smart charging methodology proposed in a previous study is considered. The smart charging technique employs charging power rate modulation and considers user preferences. To adopt several strategies, this study simulates the effect of these actions in a case study of a distribution system from the city of Quito, Ecuador. Different actions are simulated, and the EV aggregator costs and technical conditions are evaluated.
Keywords
Electric vehicle (EV) ; smart grid ; aggregator ; smart charging ; charging power modulation ; charging strategies
POWER systems will have important challenges in the future. These challenges include a growing population and the need for greater implementation of green energy. With this in mind, new policies have been implemented with a focus on the research and development of smart grids (SGs). An SG can be described as the interaction of different engineering techniques to perform a reliable, secure, and efficient grid that uses the maximum of renewable source generation. The new grid can store, communicate and make decisions [
SG functionalities involve the improvement in fault detection [
The electric vehicle (EV) is a new technology that could play a relevant role in the SG. EVs have a battery with a considerable amount of energy, which can provide capacity storage [
Nevertheless, a massive access of EVs can impact on the power grid. These issues generally occur if large numbers of EVs are charged at the same time from a distribution grid. Problems such as voltage deviations and voltage drops [
Several studies have examined the opportunities for EV charging management in SG. The techniques and objectives differ. In [
Other studies focused on the design and evaluation of smart chargers. In [
For the better management of EV charging, an EV aggregator was proposed in [
However, most of the prior research applied the methods such as shifting or schedules for EV charging management. These methods could be efficient for the grid; however, from the point of view of the users, they could feel uncertain about the end of charging or uncomfortable with the schedules proposed. Thus, the vehicle users could consider not adopting EVs or these programs [
Thus, in [
Although the effectiveness of this methodology and others has been demonstrated, several input parameters are assumed and fixed considering local user preferences such as minimum required energy, time delay of the starting charging time, number of users from each CCP, and average charging power rates. Moreover, user behaviors differ depending on the country. Thus, the EV aggregator might adjust its conditions, modifying these input parameters. Therefore, a variation of these parameters could lead to important changes in the EV aggregator benefits or in the grid conditions. For these reasons, an evaluation of different parameter variations on the model has to be performed.
In [
The aim of this paper is to perform an assessment of various strategies based on different input parameters that can be applied to this methodology. It presents several results of the various tests that are performed. These EV aggregator strategies can be applied in user CCPs, depending on the conditions of the grid and the user.The innovative contributions of the proposed study are highlighted as follows:
1) Several sensitivity analyses for each crucial parameter are performed with the EV smart charging technique to analyze the technical and economic implications.
2) The critical input variables in the optimization process associated with EV user behavior by using the EV aggregator smart charging technique are identified.
3) Stochastic analyses using Monte Carlo simulations are performed to evaluate the impact of different input parameters, in which uncertainties such as hour of charging and required energy are considered. These were implemented in a case study with real information.
The paper is organized as follows. Section II resumes the methodology mentioned. Section III is devoted to the parameters of the test evaluated. Section IV presents the results of the different tests. The conclusion of this study is provided in Section V.
The methodology is presented in detail in [
(1) |
where is the maximum load profile at step ; is the critical power; and is the total residential load at step . In addition,
(2) |
where
is the maximum residential load in the day ahead. In

Fig. 1 Maximum load profile.
Critical power is assumed to be 5% higher than the maximum value of the residential load. This assumption is considered because the feeder has reactive energy compensation, and the limit of the transformer can be determined by this active power.
The EV aggregator has to manage EV slow-charging stations in parking lots or in households. It is assumed that the charging power rate of EVs could be modulated between 0 kW and 7.2 kW [
The analysis presented above and others could result in efficient grid performance; however, it is mostly based on EV load shifting or scheduling, which might discourage users from purchasing EVs. Thus, in the methodology, three CCPs are considered according to various user behaviors. When an EV user plugs in the EV, the charging price and duration from each CCP will be known by the user, permitting the selection of a schedule that is appropriate for his/her time flexibility. This could be performed by a smart charger. Each CCP will depend on an average charging power rate that will be established at the beginning of the charging. Three CCPs are defined: green, blue, and red. The green CCP is considered the most economical one, and the red one is considered the most expensive one. Green and blue CCPs allow the EV aggregator modulate their charging power rate. The red CCP avoids charging power rate modulation and will serve users that are in a hurry. The red CCP allows users to charge their EV at the maximum power of slow charging, which is 7.2 kW. It could be considered that red CCP users do not have any participation in EV management; thus, they will have to pay the highest price, and some of the red CCP parameters will not be considered in the evaluation of EV aggregator strategies. Each CCP for an EV will determine the duration , which will depend on the energy required for EV and the average power rate , is defined as:
(3) |
It is also considered that:
(4) |
The average charging power rates from green, blue, red CCPs are 1.5 kW, 2.5 kW, 7.2 kW, respectively. Each value is selected according to the traditional interval of slow charging, which corresponds to 0 kW to 7.2 kW.

Fig. 2 Methodology system architecture.
As an example, considering the assumed average charging power rates mentioned above, different charging durations considering the different energies required from the users are summarized in Table I, where is the energy required from the users; and , , are the charging durations for green, blue, red CCPs, respectively.
The expenses for green and blue CCPs are defined as:
(5) |
(6) |
where and are the EV aggregator expenses for the green CCP and the blue CCP, respectively; is the specific cost at the step ; and are the total power consumed by cars participating in green and blue CCPs at step , respectively; and is the time between each step time. The daily cost for the EV aggregator is defined as:
(7) |
where is the penalty cost if the EV aggregator surpasses the charging pattern; and is the total power consumed by cars participating in a red CCP at step . The total energy dispatched in a day to all EVs participating in a green CCP is defined as:
(8) |
The total energy dispatched in a day to all EVs participating in blue CCP is defined as:
(9) |
The total energy dispatched in a day to all EVs is defined as:
(10) |
The EV aggregator cost per energy delivered to green CCP users is defined as:
(11) |
The EV aggregator cost per energy delivered to blue CCP users is defined as:
(12) |
The EV aggregator cost per energy delivered is defined as:
(13) |
The objective is to minimize the daily costs for the EV aggregator. The EV aggregator has to optimize the charging pattern of each EV of each CCP. The charging power of each EV will vary from 0 kW to 7.2 kW as explained before, depending on the grid and EV user conditions. Furthermore, the EV aggregator has to avoid, if possible, the penalty cost, which occurs via exceeding the maximum load profile, and fully charge the battery energy required by EV users. This problem can be tackled as a linear optimization. The problem is formulated as:
(14) |
The objective function is subject to these different constraints:
(15) |
(16) |
(17) |
where is the charging power of EV at step ; is the maximum charging power rate for an EV; is the set of samples of EV that corresponds to the charging period; is the set of time steps; and is the operator load constraint at step .
Constraint (15) sets the limitation of the charging rate, complying with the charging capability of the charging devices. Constraint (16) indicates that all the energy that the EV user requires is supplied. Constraint (17) ensures that grid capability is respected.
The problem is solved by linear optimization, and the software MATLAB 2016 is used for the different simulations.
In a mathematical model, some input variables can determine one or many different output variables through a function f. In many cases, this variable could be very complex (e.g., non-linear). Thus, it is not easy to know the impact of the inputs on the output [

Fig. 3 Scheme of sensitivity analysis.
For each parameter under study, the EV load profile is simulated for each scenario to have a technical view of the crucial periods of the day. In addition, Monte Carlo simulations of the specific costs are performed to analyze, through a regression analysis, the impact of the variation of each parameter. The EV user behavior could change significantly (e.g., starting charging time, energy required from each user). Thus, the model presents some uncertainties, necessitating the execution of a significant number of simulations. Because of the complexity and computation time, 100 simulations of Monte Carlo are performed for each scenario. The regression of the specific cost is performed with the mean of each scenario and without considering anomalous values.
In

Fig. 4 Box diagram of specific cost from each case.
The range of different parameters is selected, considering some aspects of user behavior and the information provided in [38]-[40].
The simulations are performed for a selected zone of Quito. This case study is selected because the Ecuadorean government plans to introduce EVs in the country [
To perform a proper comparison among the different tests, a reference scenario is proposed, in which the proportions of green, blue, and red CCPs are assumed to be 60%, 30%, and 10%, respectively.
In Ecuador, there is no electricity wholesale market. Thus, a method was proposed in [

Fig. 5 Proposed electricity price on June 9, 2014.
For the EV user behavior, some considerations are adopted regarding the starting charging time and daily energy needed to charge the EV through the information of Ecuadorean data.
The minimum required energy per charging is the minimum amount of energy that the EV aggregator requests from each user to charge the EV battery. The objective is to quantify how the EV aggregator specific costs per kWh decrease. In the reference scenario, the minimum energy for each user needed is established to be 4 kWh. However, if EV users charge their EV at this minimum energy, the duration of charging will be short. The methodology could not achieve proper performance within such a short time, especially if the electricity price variation is not significant. In this way, a sensitivity analysis is performed considering a variation of 0.5 kWh for the minimum energy required. For the sensitivity analysis, the lower bound for the minimum required energy is 4 kWh. The upper bound is established as 9 kWh, which is envisaged to be the highest value that users can feel confident without a problem with the battery the next day.
Owing to the high prices of electricity between 4 p.m. and 9 p.m. and the fact that people generally will not disconnect their EVs during night time, the EV aggregator can benefit from reduced charging costs if a delay in the starting charging time exists. The sensitivity analysis starts with no delay and continues with an increment of 30 min until 5 hours reach. The value of 5 hours is selected because it is considered an extreme delay for which users can wait.
The objective is to quantify which impact causes a variation in the green CCP users in relation to the total users. In the reference scenario, the proportion of the green CCP users is established to be 60%. For the sensitivity analysis, the proportion of green CCP users is adjusted from 0% to 100%, in increments of 10%, to determine the range of proportion of green CCP users. For this analysis, it is assumed that the percentage of blue CCP users is double that of the red CCP users.
The implications of average charging power rate of the green CCP and blue CCP are investigated. In the reference scenario, it is considered that the average power consumption of an EV participating in a green CCP is 1.5 kW and, for the blue CCP, 2.5 kW.
For the sensitivity analysis, the selected lower and upper bounds of the average charging power rate of the green CCP are 0.5 kW and 3.0 kW, which represent one third of and double the value of the reference parameter (1.5 kW), respectively. Note that the objective is to analyze the effects of the variations of this parameter, because if the average charging power rate for the green CCP is near 3 kW, the blue CCP has to be higher.
For the sensitivity analysis, the selected lower and upper bounds of the average charging power rate of the blue CCP are 1.25 kW and 5.0 kW, which are half and double the value of the reference parameter (2.5 kW), respectively. As in the case of the green CCP, if the charging power rate of the blue CCP is too low, the green one has to be lower still. The criterion for choosing these values is that they correspond to the time limits for the EV users to charge their EV and interact with the grid.
In this case, only the load demand from each CCP is studied, because the number of vehicles considered is not too large, such that a variation in the power consumption from the CCP of other EV users can exist owing to the operator constraint. However, the costs of the corresponding CCP and the total costs are evaluated.
In

Fig. 6 EV load considering different strategies for minimum required energy.
The minimum required energy is denoted as . In Table II, the mean values of scenario results are presented. As expected, an increase in the minimum required energy leads to an increase in the total costs and total energy dispatched to EV. However, the EV aggregator cost per energy delivered decreases from 71.93 $/MWh ( ) to 70.47 $/MWh ( = 9 kWh), which represents a decrease of 2.03%.
In
(18) |

Fig. 7 Regression curve and mean points for minimum required energy.
In conclusion, an increase in minimum required energy decreases the cost per energy delivered. Nevertheless, note that the variation between the upper and lower values is not very significant.

Fig. 8 EV load considering different strategies for time delay of charging starting time scenarios.
EV users plug in their EV sometime before hour 18 and hour 19, which has the cheapest electricity costs during hours 16 to 21. Thus, the EV aggregator tries to charge more during this hour. With a delay in the starting charging time at night, the EV aggregator can benefit from cheaper electricity prices later at night, and also in the first few hours of the morning. This is why the peaks of these hours grow with increase in time delay. Nevertheless, after a delay of 3.5 hours, these peaks do not grow any more.
The time delay of starting charging time is denoted as . Table III presents the mean costs and energy dispatched for each scenario. The EV aggregator cost per energy delivered decreased from 71.93 $/MWh ( = 0 hour) to 68.33 $/MWh ( = 5 hours), which represents a decrease of 5%.
(19) |

Fig. 9 Regression curve and mean points for time delay.
A delay in the charging starting time leads to a decrease in the day-ahead EV aggregator costs per energy delivered because of the cheaper electricity costs later in the evening. Note that the effect is more important between = 0 hour and = 3 hours (variation of 3.51%) than that between = 3 hours and = 5 hours (variation of 1.54%). This is caused by the fact the methodology is not applicable to a delay larger than 3 hours, because the EV aggregator cannot find cheaper electricity prices in night time.
The results of the variation in the proportion of the green CCP users are shown in

Fig. 10 EV load considering different strategies for variation in share of green CCP.
The proportions of EV users participating in green, blue, and red CCPs are denoted as
,
, and
, respectively. In Table IV, the mean values of scenario results are presented. The EV aggregator cost per energy delivered decreased from 74.94 $/MWh (
= 0%) to 70.02 $/MWh (
= 100%), which represents a decrease of 7.03%. The number of EVs participating in green, blue, and red CCPs are denoted as
,
, and
, respectively. In

Fig. 11 Regression curve and mean points for proportion of green CCP users.
(20) |
An increase in the share of green CCP users leads to a decrease in .
The simulations of the variation in the average charging power rate of the green CCP are shown in

Fig. 12 EV load considering different strategies for variation in average charging power rate of green CCP.
A peak between hour 7 and hour 9 with small values of , another between hour 0 and hour 2 for medium values of , and another at hour 18 to hour 19 for higher values of are recorded. This is due to the fact that the EV load is significant in the cheapest hours, corresponding to the duration in which the EV aggregator has to charge the EVs. A smaller indicates that the EV aggregator benefits from a larger period to charge the EVs. If the period is larger, the EV aggregator could benefit from better prices. For example, in the first scenario, there is a peak between hour 7 and hour 9 because the period to charge is long, and in these hours, the electricity is at the cheapest price. Thus, the EVs could be charged at the maximum power. However, if increases, the period for charging decreases, and the EV aggregator could not benefit any more in charging the EVs at hour 7 to hour 9 but rather has to charge the EVs at the maximum power during other cheaper periods. These new cheapest periods become hour 0 to hour 2 for medium values of and hour 18 to hour 19 for higher values of .
Table V shows the means of the results for the variation in the average charging power rate of the green CCP. The EV aggregator cost per energy delivered of the green CCP increased from 62.68 $/MWh ( = 0.5 kW) to 75.18 $/MWh ( = 3.0 kW), which represents an increase of 19.94%. The total EV aggregator cost per energy delivered increased from 68.11 $/MWh ( = 0.5 kW) to 75.10 $/MWh ( = 3.0 kW), which represents an increase of 10.26%.
In
(21) |

Fig. 13 Regression curve and mean points for average charging power rate of green CCP.
The increase in the average charging power for green CCP leads to an increase in the EV aggregator costs. Note that this variation is important.
The results are graphically illustrated in

Fig. 14 EV load considering different strategies for variation in average charging power rate of blue CCP.
In Table VI, the means of EV aggregator expenses are presented for each scenario. The EV aggregator cost per energy delivered of the blue CCP increased from 67.76 $/MWh ( = 1.25 kW) to 77.37 $/MWh ( = 5.0 kW), which represents an increase of 14.18%. The total EV aggregator cost per energy delivered increased from 74.66 $/MWh ( = 1.25 kW) to 77.20 $/MWh ( = 5.0 kW), which represents an increase of 3.40%.
In
(22) |

Fig. 15 Regression curve and mean points for proportion of green CCP users.
The increase in the average charging power for the blue CCP leads to an increase in the EV aggregator costs. Note that this variation is not very significant.
The massive introduction of EVs will introduce significant demands in power systems. Without smart charging techniques, EV charging can lead to grid complications. The behavior of users will impose additional technical and cost constraints. EV aggregators can properly manage the uncertainties of this new load.
This work studies the impact of different input parameters applied to a smart charging technique. These parameters can significantly differ depending on user behavior. According to the results, the most critical expense variations are identified in the average charging power rate for green CCP, for which a difference of 10.26% is depicted for the total EV aggregator costs between the studied lower and upper bound. The variation in proportion of the green CCP depicted a difference of 7.03%, and the time delay presentes a difference of 5% between the lower and upper bound.
Other variations such as the minimum required energy to charge an EV do not present significant variations in terms of cost, in which the variations between the lower and upper bound reach only a difference of 2.03% in terms of total EV aggregator costs. For the variation in the average charging power rate of the blue CCP, a difference of 3.40% is depicted for the total EV aggregator costs between the lower and upper bounds.
The EV aggregator could incentivize users to charge EVs during more extended periods to earn more benefits. However, even with the proper incentives, if EV users feel that the charging time does not match with their time flexibility, they could feel discouraged to adopt the smart charging technique. Thus, the values of these input parameters are key challenges for EV aggregators. The reaction of EV users to the incentives, in real case studies, should be studied first, to select the appropriate values. Therefore, fixing the value according to EV user preferences could result in an incentive to adopt this charging technique.
This work discusses the technical and economic impacts of EV user behavior on a smart charging technique, which considers three CCPs. Sensitivity analyses of different variables, based on Monte Carlo simulations, are performed to assess the impact of each one on the EV aggregator costs and the distribution system load. The studied variables are: minimum required energy, time delay of the starting charging time, proportion of green CCP users, and average charging power rate for green and blue CCPs. A regression analysis is also performed for each variable to correlate the relationship between the analyzed variables and the specific costs. Some simulation curves present a linear relation between the EV specific cost and the studied variables, while others show a quadratic relation.
The obtained results demonstrate that some variables have more influence than others on EV aggregator costs and the flexibility of the demand associated with the EV charging. The variation in the minimum required energy has not presented significant changes in EV aggregator expenses, which means that the aggregator has to establish this variable according to EV user preferences. The variation in the proportion of green CCP users has also more significant expenses such as variation in the time delay of the starting charging time but until 3 hours of delay, when the variations become insignificant. However, the most significant expenses variations have been observed in the variation of average charging power rate for green CCP.
In future studies, long-term EV planning with the smart charging technique could be examined, considering all the uncertainties due to these crucial variables.
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